Xactly Corp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 217 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-07-01: Reporting owner CASILLI GERALD S; Form 4; Security Series D-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2015-07-01: Reporting owner CASILLI GERALD S; Form 4; Security Series D-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2015-07-01: Reporting owner CASILLI GERALD S; Form 4; Security Series D-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2015-07-01: Reporting owner CASILLI GERALD S; Form 4; Security Series F Convertible Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −281 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −14,544 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −6,201 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −223,142 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −671 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −101,733 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −6,724 0 owned after | $0.00 | 2015-07-01 | |
| 2015-07-01 | CASILLI GERALD S Director, 10% Owner | 4 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −4,483 0 owned after | $0.00 | 2015-07-01 | |
| 2015-06-25 holding as of filing | Key Venture Partners II LLC | KVP Management Group II LLC | Key Principal Partners Corp. 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Key Venture Partners II LLC | KVP Management Group II LLC | Key Principal Partners Corp. 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Key Venture Partners II LLC | KVP Management Group II LLC | Key Principal Partners Corp. 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Key Venture Partners II LLC | KVP Management Group II LLC | Key Principal Partners Corp. 10% Owner | 10% Owner | 10% Owner | 3 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Key Venture Partners II LLC | KVP Management Group II LLC | Key Principal Partners Corp. 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | TAYLOR CRAIG C | Rubin Daniel | Hunkapiller Michael | Di Bona Tony | Alloy Ventures 2005, LLC | KELLY DOUGLAS E | Hanafi Ammar | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | TAYLOR CRAIG C | Rubin Daniel | Hunkapiller Michael | Di Bona Tony | Alloy Ventures 2005, LLC | KELLY DOUGLAS E | Hanafi Ammar | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | TAYLOR CRAIG C | Rubin Daniel | Hunkapiller Michael | Di Bona Tony | Alloy Ventures 2005, LLC | KELLY DOUGLAS E | Hanafi Ammar | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | TAYLOR CRAIG C | Rubin Daniel | Hunkapiller Michael | Di Bona Tony | Alloy Ventures 2005, LLC | KELLY DOUGLAS E | Hanafi Ammar | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | TAYLOR CRAIG C | Rubin Daniel | Hunkapiller Michael | Di Bona Tony | Alloy Ventures 2005, LLC | KELLY DOUGLAS E | Hanafi Ammar | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | TAYLOR CRAIG C | Rubin Daniel | Hunkapiller Michael | Di Bona Tony | Alloy Ventures 2005, LLC | KELLY DOUGLAS E | Hanafi Ammar | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | TAYLOR CRAIG C | Rubin Daniel | Hunkapiller Michael | Di Bona Tony | Alloy Ventures 2005, LLC | KELLY DOUGLAS E | Hanafi Ammar | ALLOY VENTURES 2005 LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | Holding | $9.83 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Bay Management Co X, LLC | BAY PARTNERS X LP | BAY PARTNERS X ENTREPRENEURS FUND LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Bay Management Co X, LLC | BAY PARTNERS X LP | BAY PARTNERS X ENTREPRENEURS FUND LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Bay Management Co X, LLC | BAY PARTNERS X LP | BAY PARTNERS X ENTREPRENEURS FUND LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Bay Management Co X, LLC | BAY PARTNERS X LP | BAY PARTNERS X ENTREPRENEURS FUND LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Bay Management Co X, LLC | BAY PARTNERS X LP | BAY PARTNERS X ENTREPRENEURS FUND LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Bay Management Co X, LLC | BAY PARTNERS X LP | BAY PARTNERS X ENTREPRENEURS FUND LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Bay Management Co X, LLC | BAY PARTNERS X LP | BAY PARTNERS X ENTREPRENEURS FUND LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Bay Management Co X, LLC | BAY PARTNERS X LP | BAY PARTNERS X ENTREPRENEURS FUND LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Bay Management Co X, LLC | BAY PARTNERS X LP | BAY PARTNERS X ENTREPRENEURS FUND LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D-1Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Bay Management Co X, LLC | BAY PARTNERS X LP | BAY PARTNERS X ENTREPRENEURS FUND LP | PHILLIPS STUART G 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | Holding | $9.83 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | Holding | $9.83 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Rembrandt Venture Partners Opportunities GP I, L.L.C. | REMBRANDT VENTURE PARTNERS FUND TWO LP | Rembrandt Venture Partners Fund Two, LLC | REMBRANDT VENTURE PARTNERS FUND TWO-A LP | Rembrandt Venture Partners II, LLC | REMBRANDT VENTURE PARTNERS II L P | REMBRANDT VENTURE PARTNERS OPPORTUNITIES FUND I, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | Holding | $9.83 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Ward John P Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Ward John P Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Ward John P Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Ward John P Director | 3 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Ward John P Director | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | PIDWELL DAVID Director | 3 | Series F Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | Holding | $9.83 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series A Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series B Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series C Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series C Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series D Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series D Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series D-1 Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series D-1 Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series F Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series F Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | Padnos Cynthia B Director | 3 | Series F Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · (m) | Holding | $9.83 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | DEMPSEY NEAL Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | DEMPSEY NEAL Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | DEMPSEY NEAL Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | DEMPSEY NEAL Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | DEMPSEY NEAL Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | DEMPSEY NEAL Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | DEMPSEY NEAL Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | DEMPSEY NEAL Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | DEMPSEY NEAL Director, 10% Owner | 3 | Series D-1Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | DEMPSEY NEAL Director, 10% Owner | 3 | Series D-1 Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series F Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | Holding | $9.83 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series F Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | Holding | $9.83 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series F Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | Holding | $9.83 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series F Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | Holding | $9.83 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series F Convertible Preferred Stock Warrant (right to buy) Derivative · Indirect · See footnote | Holding | $9.83 exercise price | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 | ||
| 2015-06-25 holding as of filing | CASILLI GERALD S Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2015-06-25 |