WARREN RESOURCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-08-20: Reporting owner SWANTON NORMAN F; Form 4; Security Stock Options (Right-to-Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-08-17: Reporting owner SWANTON NORMAN F; Form 4; Security Stock Options (Right-to-Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-08-08: Reporting owner FLEMING DAVID E; Form 4; Security Stock Options (Right-toBuy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-08-08: Reporting owner SKELLY STEWART P; Form 4; Security Stock Option (Right-to-Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-08-20 | SWANTON NORMAN F Director, Officer (Chairman & CEO) | 4 | Stock Options (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 269,700 owned after | $4.00 exercise price | 2007-08-21 | |
| 2007-08-17 | SWANTON NORMAN F Director, Officer (Chairman & CEO) | 4 | Stock Options (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,300 294,700 owned after | $4.00 exercise price | 2007-08-21 | |
| 2007-08-08 | FLEMING DAVID E Officer (Secretary & General Counsel) | 4 | Stock Options (Right-toBuy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,100 7,900 owned after | $7.00 exercise price | 2007-08-10 | |
| 2007-08-08 | SKELLY STEWART P Officer (Vice President & Controller) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,033 0 owned after | $4.00 exercise price | 2007-08-10 | |
| 2007-08-08 | SKELLY STEWART P Officer (Vice President & Controller) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,100 23,900 owned after | $7.00 exercise price | 2007-08-10 | |
| 2007-05-29 | LARKIN TIMOTHY A Officer (EVP & CFO) | 4 | Stock Option (right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 85,750 owned after | $4.00 exercise price | 2007-05-29 | |
| 2007-05-23 holding as of filing | Price Espy Paul Director | 3 | Stock Options (Right-to-Buy) Derivative · Direct | Holding | $12.99 exercise price | 2007-05-23 | ||
| 2007-05-22 | FLEMING DAVID E Officer (Secretary & General Counsel) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 14,000 owned after | $7.00 exercise price | 2007-05-23 | |
| 2007-05-21 | FLEMING DAVID E Officer (Secretary & General Counsel) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 19,000 owned after | $7.00 exercise price | 2007-05-23 | |
| 2007-05-21 holding as of filing | MCCONNELL JAMES M Director | 3 | Stock Options (Right-toBuy) Derivative · Direct | Holding | $12.99 exercise price | 2007-05-21 | ||
| 2007-04-16 | FLEMING DAVID E Officer (Secretary & General Counsel) | 4 | Stock Option (Right-to-Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $4.00 exercise price | 2007-04-18 | |
| 2007-03-09 | SWANTON NORMAN F Director, Officer (Chairman & CEO) | 4 | Stock Options (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $10.51 exercise price | 2007-03-13 | |
| 2007-03-09 | QUINLAN MICHAEL R Director | 4 | Stock Options (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.51 exercise price | 2007-03-13 | |
| 2007-03-09 | NOONAN THOMAS Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.51 exercise price | 2007-03-13 | |
| 2007-03-09 | LARKIN TIMOTHY A Officer (EVP & CFO) | 4 | Stock Options (Right-to-buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $10.51 exercise price | 2007-03-13 | |
| 2007-03-09 | GOBBLE KENNETH A Officer (Senior Vice President) | 4 | Stock Options (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $10.51 exercise price | 2007-03-13 | |
| 2007-03-09 | DAVIES LLOYD Director, Officer (EVP) | 4 | Stock Options (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $10.51 exercise price | 2007-03-13 | |
| 2007-03-09 | Dececchis Leonard A Director | 4 | Stock Options (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.51 exercise price | 2007-03-13 | |
| 2007-03-09 | D ALLEVA DOMINICK Director | 4 | Stock Options (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.51 exercise price | 2007-03-13 | |
| 2007-03-09 | COELHO TONY Director | 4 | Stock Options (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.51 exercise price | 2007-03-13 | |
| 2007-03-09 | BORGIDA CHET Director | 4 | Stock Options (Right-to-Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $10.51 exercise price | 2007-03-13 |