Volta Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-08: Reporting owner Virgo Investment Group, LLC | Virgo Hermes, LLC | Watson Jesse C | Virgo Agency Services LLC; Form 3; Security Assumed Warrant; Transaction Holding.
- 2021-08-26: Reporting owner Tough John J.; Form 4/A; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-11-02: Reporting owner Zimmer Evan J.; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2020-09-11: Reporting owner Zimmer Evan J.; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-08 holding as of filing | Virgo Investment Group, LLC | Virgo Hermes, LLC | Watson Jesse C | Virgo Agency Services LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Assumed Warrant Derivative · Direct | Holding | no price filed | 2021-12-08 | ||
| 2021-08-26 | Tough John J. Director | 4/A | Warrant Derivative · Indirect · By By Energize Ventures Fund LP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +663,394 663,394 owned after | $11.50 exercise price | 2021-10-19 | |
| 2020-11-02 | Zimmer Evan J. Officer (Vice President) | 5 | Warrant Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +950 950 owned after | $10.22 | 2021-02-04 | |
| 2020-09-11 | Zimmer Evan J. Officer (Vice President) | 5 | Warrant Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +20,912 20,912 owned after | $10.54 | 2021-02-04 |