Volta Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows, 23 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-03-31: Reporting owner Savitt Katherine J; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-03-26: Reporting owner Mercer Scott; Form 4; Security Stock Option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2021-08-26: Reporting owner Tough John J.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-08-26: Reporting owner Stewart Bonita C.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-03-31 | Savitt Katherine J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −182,025 0 owned after | $0.86 | 2023-03-31 | |
| 2022-03-26 | Mercer Scott Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +135,922 135,922 owned after | $0.83 exercise price | 2022-03-29 | |
| 2021-08-26 | Tough John J. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,700 242,700 owned after | $3.71 exercise price | 2021-08-30 | |
| 2021-08-26 | Stewart Bonita C. Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +212,362 212,362 owned after | $9.08 exercise price | 2021-08-30 | |
| 2021-08-26 | Savitt Katherine J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +182,025 182,025 owned after | $0.83 exercise price | 2021-08-30 | |
| 2021-08-26 | Savitt Katherine J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +212,362 212,362 owned after | $3.71 exercise price | 2021-08-30 | |
| 2021-08-26 | Rogers Julie McKie Officer (Chief People Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,115 81,115 owned after | $9.08 exercise price | 2021-08-30 | |
| 2021-08-26 | Mercer Scott Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +292,816 292,816 owned after | $0.83 exercise price | 2021-08-30 | |
| 2021-08-26 | Mercer Scott Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +230,565 230,565 owned after | $0.46 exercise price | 2021-08-30 | |
| 2021-08-26 | Mercer Scott Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,922 135,922 owned after | $0.83 exercise price | 2021-08-30 | |
| 2021-08-26 | Mandal Praveen Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,202 18,202 owned after | $0.83 exercise price | 2021-08-30 | |
| 2021-08-26 | Mandal Praveen Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +139,552 139,552 owned after | $1.59 exercise price | 2021-08-30 | |
| 2021-08-26 | Mandal Praveen Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,337 30,337 owned after | $1.59 exercise price | 2021-08-30 | |
| 2021-08-26 | Mandal Praveen Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +103,148 103,148 owned after | $1.58 exercise price | 2021-08-30 | |
| 2021-08-26 | Mandal Praveen Officer (Chief Technology Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,701 242,701 owned after | $3.71 exercise price | 2021-08-30 | |
| 2021-08-26 | LIPSHER ANDREW B Officer (Chief Strategy Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +184,364 184,364 owned after | $0.83 exercise price | 2021-08-30 | |
| 2021-08-26 | LIPSHER ANDREW B Officer (Chief Strategy Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,700 242,700 owned after | $3.71 exercise price | 2021-08-30 | |
| 2021-08-26 | Lauber Martin Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +156,744 156,744 owned after | $1.58 exercise price | 2021-08-30 | |
| 2021-08-26 | Kohl Nadya Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,675 60,675 owned after | $3.71 exercise price | 2021-08-30 | |
| 2021-08-26 | Hastings Brandt Officer (Chief Revenue Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,450 140,450 owned after | $3.71 exercise price | 2021-08-30 | |
| 2021-08-26 | DeGraw James S. Officer (GC, Chief Administrative Offcr) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +242,700 242,700 owned after | $3.71 exercise price | 2021-08-30 | |
| 2021-08-26 | Chadwick Francois P. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +606,750 606,750 owned after | $9.08 exercise price | 2021-08-30 | |
| 2021-08-26 | Aheto Eli Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +212,362 212,362 owned after | $3.71 exercise price | 2021-08-30 |