Volta Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-03-26: Reporting owner Wendel Christopher; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2022-03-26: Reporting owner Mercer Scott; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2021-08-26: Reporting owner Wendel Christopher; Form 4/A; Security Class B Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-08-26: Reporting owner Mercer Scott; Form 4/A; Security Class B Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-03-26 | Wendel Christopher Other (Former President) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −6,885,373 0 owned after | no price filed | 2022-03-29 | |
| 2022-03-26 | Mercer Scott Officer (Chief Executive Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −11,580,799 0 owned after | no price filed | 2022-03-29 | |
| 2021-08-26 | Wendel Christopher Director, Officer (President) | 4/A | Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,250,000 6,885,373 owned after | $0.00 | 2022-02-23 | |
| 2021-08-26 | Mercer Scott Director, Officer (Chief Executive Officer) | 4/A | Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,250,000 11,580,799 owned after | $0.00 | 2022-02-23 | |
| 2021-08-26 | Wendel Christopher Director, Officer (President) | 4 | Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,635,373 1,635,373 owned after | no price filed | 2021-08-30 | |
| 2021-08-26 | Mercer Scott Director, Officer (Chief Executive Officer) | 4 | Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,330,799 6,330,799 owned after | no price filed | 2021-08-30 | |
| 2021-08-26 | LIPSHER ANDREW B Officer (Chief Strategy Officer) | 4 | Class B Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +215,112 215,112 owned after | no price filed | 2021-08-30 | |
| 2021-08-26 | Daboub Juan J. Director | 4 | Class B Ordinary Shares Derivative · Direct | C Conversion of derivative security | −35,000 0 owned after | no price filed | 2021-08-30 | |
| 2021-08-26 | Leidel Karin M. Director | 4 | Class B Ordinary Shares Derivative · Direct | C Conversion of derivative security | −35,000 0 owned after | no price filed | 2021-08-30 | |
| 2021-08-26 | Tassin Sidney L Director | 4 | Class B Ordinary Shares Derivative · Direct | C Conversion of derivative security | −35,000 0 owned after | no price filed | 2021-08-30 | |
| 2021-08-26 | Tortoise Sponsor II LLC | TortoiseEcofin Investments, LLC | TortoiseEcofin Borrower LLC 10% Owner | 10% Owner | 10% Owner | 4 | Class B Ordinary Shares Derivative · Direct | C Conversion of derivative security | −8,520,000 0 owned after | no price filed | 2021-08-30 | |
| 2020-09-10 | Tassin Sidney L Director | 4 | Class B Ordinary Shares Derivative · Direct | J Other acquisition or disposition (describe transaction) | +35,000 35,000 owned after | $0.00 | 2020-09-14 | |
| 2020-09-10 | TortoiseEcofin Investments, LLC | Tortoise Sponsor II LLC | TortoiseEcofin Borrower LLC 10% Owner | 10% Owner | 10% Owner | 4 | Class B Ordinary Shares Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −105,000 8,520,000 owned after | $0.00 | 2020-09-14 | |
| 2020-09-10 | Leidel Karin M. Director | 4 | Class B Ordinary Shares Derivative · Direct | J Other acquisition or disposition (describe transaction) | +35,000 35,000 owned after | $0.00 | 2020-09-14 | |
| 2020-09-10 | Daboub Juan J. Director | 4 | Class B Ordinary Shares Derivative · Direct | J Other acquisition or disposition (describe transaction) | +35,000 35,000 owned after | $0.00 | 2020-09-14 | |
| 2020-09-10 holding as of filing | TortoiseEcofin Investments, LLC | TortoiseEcofin Borrower LLC | Tortoise Sponsor II LLC 10% Owner | 10% Owner | 10% Owner | 3 | Class B Ordinary Shares Derivative · Indirect · See footnote | Holding | no price filed | 2020-09-10 |