VIVUS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 125 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-20: Reporting owner CASAMENTO CHARLES J; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-14: Reporting owner LOGAN MARK B; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-14: Reporting owner LOGAN MARK B; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-14: Reporting owner LOGAN MARK B; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-20 | CASAMENTO CHARLES J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $5.69 exercise price | 2012-08-21 | |
| 2012-08-14 | LOGAN MARK B Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,816 0 owned after | $4.25 exercise price | 2012-08-15 | |
| 2012-08-14 | LOGAN MARK B Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $5.04 exercise price | 2012-08-15 | |
| 2012-08-14 | LOGAN MARK B Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 0 owned after | $6.05 exercise price | 2012-08-15 | |
| 2012-08-14 | LOGAN MARK B Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $7.15 exercise price | 2012-08-15 | |
| 2012-08-14 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $4.25 exercise price | 2012-08-15 | |
| 2012-08-14 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $5.04 exercise price | 2012-08-15 | |
| 2012-08-13 | LOGAN MARK B Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,184 11,816 owned after | $4.25 exercise price | 2012-08-14 | |
| 2012-08-13 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 10,000 owned after | $4.25 exercise price | 2012-08-14 | |
| 2012-08-10 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $4.23 exercise price | 2012-08-14 | |
| 2012-07-18 | Slebir John L Officer (VP, General Counsel) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 3,750 owned after | $6.39 exercise price | 2012-07-20 | |
| 2012-07-18 | Slebir John L Officer (VP, General Counsel) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 30,916 owned after | $8.74 exercise price | 2012-07-20 | |
| 2012-07-18 | TAM PETER Y Director, Officer (President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 4,744 owned after | $4.25 exercise price | 2012-07-20 | |
| 2012-07-18 | MORRIS TIMOTHY E Officer (VP, Finance and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 126,661 owned after | $4.23 exercise price | 2012-07-20 | |
| 2012-07-18 | WILSON LELAND F Director, Officer (CEO) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,003 0 owned after | $3.73 exercise price | 2012-07-20 | |
| 2012-07-18 | WILSON LELAND F Director, Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,315 0 owned after | $2.95 exercise price | 2012-07-20 | |
| 2012-07-18 | WILSON LELAND F Director, Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,682 200,315 owned after | $3.73 exercise price | 2012-07-20 | |
| 2012-07-18 | MARSH GUY P Officer (VP, Operations and General Mgr) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,444 19,301 owned after | $4.23 exercise price | 2012-07-20 | |
| 2012-07-18 | MARSH GUY P Officer (VP, Operations and General Mgr) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,639 3,617 owned after | $4.23 exercise price | 2012-07-20 | |
| 2012-07-18 | MARSH GUY P Officer (VP, Operations and General Mgr) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,108 0 owned after | $6.05 exercise price | 2012-07-20 | |
| 2012-07-18 | MILLER MICHAEL PATRICK Officer (Chief Commercial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 325,000 owned after | $10.19 exercise price | 2012-07-20 | |
| 2012-06-27 | WILSON LELAND F Director, Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $4.15 exercise price | 2012-07-02 | |
| 2012-06-27 | MILLER MICHAEL PATRICK Officer (Chief Commercial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 350,000 owned after | $10.19 exercise price | 2012-06-29 | |
| 2012-06-19 | TAM PETER Y Director, Officer (President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $3.73 exercise price | 2012-06-20 | |
| 2012-06-18 | TAM PETER Y Director, Officer (President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $3.73 exercise price | 2012-06-19 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,480 0 owned after | $3.13 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,250 0 owned after | $3.49 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 4,102 owned after | $3.73 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,102 0 owned after | $3.73 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,467 0 owned after | $4.00 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,841 0 owned after | $4.15 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,822 0 owned after | $4.53 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,520 0 owned after | $3.13 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 0 owned after | $3.49 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,898 40,000 owned after | $3.73 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,783 0 owned after | $4.00 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,159 0 owned after | $4.15 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,026 0 owned after | $4.58 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,178 0 owned after | $4.53 exercise price | 2012-06-18 | |
| 2012-06-14 | TAM PETER Y Director, Officer (President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,974 0 owned after | $4.58 exercise price | 2012-06-18 | |
| 2012-06-12 | MILLER MICHAEL PATRICK Officer (Chief Commercial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 375,000 owned after | $10.19 exercise price | 2012-06-14 | |
| 2012-06-11 | WILSON LELAND F Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,880 0 owned after | $4.15 exercise price | 2012-06-13 | |
| 2012-06-11 | WILSON LELAND F Director, Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,120 50,000 owned after | $4.15 exercise price | 2012-06-13 | |
| 2012-03-16 | LOGAN MARK B Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $3.90 exercise price | 2012-03-20 | |
| 2012-03-16 | LOGAN MARK B Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $3.13 exercise price | 2012-03-20 | |
| 2012-03-16 | LOGAN MARK B Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $3.27 exercise price | 2012-03-20 | |
| 2012-03-12 | CASAMENTO CHARLES J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $7.67 exercise price | 2012-03-13 | |
| 2012-03-12 | CASAMENTO CHARLES J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $8.74 exercise price | 2012-03-13 | |
| 2012-03-12 | CASAMENTO CHARLES J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $9.91 exercise price | 2012-03-13 | |
| 2012-03-09 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,734 20,294 owned after | $4.23 exercise price | 2012-03-12 | |
| 2012-03-09 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,026 0 owned after | $4.25 exercise price | 2012-03-12 | |
| 2012-03-09 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,250 0 owned after | $6.05 exercise price | 2012-03-12 | |
| 2012-03-09 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,848 2,624 owned after | $4.23 exercise price | 2012-03-12 | |
| 2012-03-09 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −142 0 owned after | $4.25 exercise price | 2012-03-12 | |
| 2012-03-09 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 0 owned after | $6.05 exercise price | 2012-03-12 | |
| 2012-03-09 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,541 24,588 owned after | $8.74 exercise price | 2012-03-12 | |
| 2012-03-09 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,832 8,334 owned after | $8.91 exercise price | 2012-03-12 | |
| 2012-03-08 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $3.90 exercise price | 2012-03-12 | |
| 2012-03-08 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $2.99 exercise price | 2012-03-12 | |
| 2012-03-08 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $3.13 exercise price | 2012-03-12 | |
| 2012-03-08 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $3.27 exercise price | 2012-03-12 | |
| 2012-03-08 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $4.00 exercise price | 2012-03-12 | |
| 2012-03-08 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $4.15 exercise price | 2012-03-12 | |
| 2012-03-08 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $4.58 exercise price | 2012-03-12 | |
| 2012-03-08 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $4.59 exercise price | 2012-03-12 | |
| 2012-03-08 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $5.23 exercise price | 2012-03-12 | |
| 2012-03-08 | SHORTLIFFE LINDA M DAIRIKI Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $6.52 exercise price | 2012-03-12 | |
| 2012-02-27 | CASAMENTO CHARLES J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 8,000 owned after | $5.69 exercise price | 2012-02-28 | |
| 2012-02-27 | CASAMENTO CHARLES J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $6.10 exercise price | 2012-02-28 | |
| 2012-02-27 | CASAMENTO CHARLES J Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 4,000 owned after | $7.67 exercise price | 2012-02-28 | |
| 2012-02-27 | WILSON LELAND F Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,875 0 owned after | $4.00 exercise price | 2012-02-28 | |
| 2012-02-27 | WILSON LELAND F Director, Officer (CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,098 0 owned after | $4.58 exercise price | 2012-02-28 | |
| 2012-02-27 | WILSON LELAND F Director, Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,027 0 owned after | $4.58 exercise price | 2012-02-28 | |
| 2012-02-27 | MARSH GUY P Officer (VP, Operations and General Mgr) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,078 9,108 owned after | $6.05 exercise price | 2012-02-28 | |
| 2012-02-27 | MARSH GUY P Officer (VP, Operations and General Mgr) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 33,517 owned after | $8.91 exercise price | 2012-02-28 | |
| 2012-02-27 | MORRIS TIMOTHY E Officer (SVP, Finance and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,544 0 owned after | $5.67 exercise price | 2012-02-27 | |
| 2012-02-27 | MORRIS TIMOTHY E Officer (SVP, Finance and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 151,661 owned after | $4.23 exercise price | 2012-02-27 | |
| 2012-02-27 | MORRIS TIMOTHY E Officer (SVP, Finance and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,456 0 owned after | $5.67 exercise price | 2012-02-27 | |
| 2012-02-24 | MORRIS TIMOTHY E Officer (SVP, Finance and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 20,544 owned after | $5.67 exercise price | 2012-02-27 | |
| 2012-02-23 | MORRIS TIMOTHY E Officer (SVP, Finance and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −91 0 owned after | $4.15 exercise price | 2012-02-27 | |
| 2012-02-23 | MORRIS TIMOTHY E Officer (SVP, Finance and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,817 0 owned after | $4.25 exercise price | 2012-02-27 | |
| 2012-02-23 | MORRIS TIMOTHY E Officer (SVP, Finance and CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 45,544 owned after | $5.67 exercise price | 2012-02-27 | |
| 2012-02-23 | MORRIS TIMOTHY E Officer (SVP, Finance and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,267 0 owned after | $4.15 exercise price | 2012-02-27 | |
| 2012-02-23 | MORRIS TIMOTHY E Officer (SVP, Finance and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,183 0 owned after | $4.25 exercise price | 2012-02-27 | |
| 2012-02-23 | MORRIS TIMOTHY E Officer (SVP, Finance and CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 4,456 owned after | $5.67 exercise price | 2012-02-27 | |
| 2012-02-23 | WILSON LELAND F Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77,125 0 owned after | $4.00 exercise price | 2012-02-24 | |
| 2012-02-23 | WILSON LELAND F Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −72,875 5,027 owned after | $4.58 exercise price | 2012-02-24 | |
| 2012-02-23 | MARSH GUY P Officer (VP, Operations & General Mgr.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,188 0 owned after | $3.13 exercise price | 2012-02-24 | |
| 2012-02-23 | MARSH GUY P Officer (VP, Operations & General Mgr.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,792 0 owned after | $4.25 exercise price | 2012-02-24 | |
| 2012-02-23 | MARSH GUY P Officer (VP, Operations & General Mgr.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,255 15,893 owned after | $6.05 exercise price | 2012-02-24 | |
| 2012-02-23 | MARSH GUY P Officer (VP, Operations & General Mgr.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,999 27,256 owned after | $4.23 exercise price | 2012-02-24 | |
| 2012-02-23 | MARSH GUY P Officer (VP, Operations & General Mgr.) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,543 0 owned after | $4.25 exercise price | 2012-02-24 | |
| 2012-02-23 | Day Wesley Officer (VP, Clinical Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,738 0 owned after | $4.25 exercise price | 2012-02-24 | |
| 2012-02-23 | Day Wesley Officer (VP, Clinical Development) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,958 0 owned after | $3.28 exercise price | 2012-02-24 | |
| 2012-02-23 | Day Wesley Officer (VP, Clinical Development) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,262 0 owned after | $4.25 exercise price | 2012-02-24 | |
| 2012-02-23 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,582 44,026 owned after | $4.25 exercise price | 2012-02-24 | |
| 2012-02-23 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 4,026 owned after | $4.25 exercise price | 2012-02-24 | |
| 2012-02-23 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,500 57,472 owned after | $4.23 exercise price | 2012-02-24 | |
| 2012-02-23 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,000 30,472 owned after | $4.23 exercise price | 2012-02-24 | |
| 2012-02-23 | Perry Lee Officer (VP & Chief Accounting Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 36,142 owned after | $4.25 exercise price | 2012-02-24 |