VIVUS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-09-15: Reporting owner Roberts Eric W; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-09-15: Reporting owner Shaw Allan; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-08-15: Reporting owner Shaw Allan; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-08-15: Reporting owner Roberts Eric W; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-09-15 | Roberts Eric W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −139 139 owned after | $0.00 | 2018-09-18 | |
| 2018-09-15 | Shaw Allan Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −139 139 owned after | $0.00 | 2018-09-18 | |
| 2018-08-15 | Shaw Allan Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 2,778 owned after | $0.00 | 2018-08-16 | |
| 2018-08-15 | Roberts Eric W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 2,778 owned after | $0.00 | 2018-08-16 | |
| 2018-07-15 | Roberts Eric W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 4,167 owned after | $0.00 | 2018-07-17 | |
| 2018-07-15 | Shaw Allan Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 4,167 owned after | $0.00 | 2018-07-17 | |
| 2018-06-15 | Shaw Allan Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 5,556 owned after | $0.00 | 2018-06-19 | |
| 2018-06-15 | Roberts Eric W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 5,556 owned after | $0.00 | 2018-06-19 | |
| 2018-05-15 | Shaw Allan | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 6,945 owned after | $0.00 | 2018-05-17 | |
| 2018-05-15 | Roberts Eric W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 6,945 owned after | $0.00 | 2018-05-17 | |
| 2018-04-15 | Shaw Allan | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 8,334 owned after | $0.00 | 2018-04-17 | |
| 2018-04-15 | Roberts Eric W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 8,334 owned after | $0.00 | 2018-04-17 | |
| 2018-03-15 | Shaw Allan | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 9,723 owned after | $0.00 | 2018-03-19 | |
| 2018-03-15 | Roberts Eric W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 9,723 owned after | $0.00 | 2018-03-19 | |
| 2018-02-15 | Shaw Allan Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 11,112 owned after | $0.00 | 2018-02-20 | |
| 2018-02-15 | Roberts Eric W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 11,112 owned after | $0.00 | 2018-02-20 | |
| 2018-01-15 | Shaw Allan Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 12,501 owned after | $0.00 | 2018-01-17 | |
| 2018-01-15 | Roberts Eric W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 12,501 owned after | $0.00 | 2018-01-17 |