VIVUS INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-08-09: Reporting owner Suh Kenneth; Form 3; Security Warrant (Right to Buy); Transaction Holding.
- 2018-04-30: Reporting owner Oehrlein M. Scott; Form 4/A; Security Warrant (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-04-30: Reporting owner Amos John P.; Form 4/A; Security Warrant (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-08-09 holding as of filing | Suh Kenneth Officer (President) | 3 | Warrant (Right to Buy) Derivative · Direct | Holding | $0.37 exercise price | 2018-08-09 | ||
| 2018-04-30 | Oehrlein M. Scott Officer (Chief Operations Officer) | 4/A | Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +239,000 239,000 owned after | $0.37 | 2018-08-09 | |
| 2018-04-30 | Amos John P. Director, Officer (Chief Executive Officer) | 4/A | Warrant (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +995,000 995,000 owned after | $0.37 | 2018-08-09 |