VICON INDUSTRIES INC /NY/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-14: Reporting owner MCGOWAN BRET M; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-14: Reporting owner ROCHE ARTHUR D; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-07: Reporting owner HORN PETER A; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-05: Reporting owner BADKE JOHN M; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-14 | MCGOWAN BRET M Officer (VP - US SALES & MARKETING) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 36,000 owned after | $3.05 exercise price | 2007-11-15 | |
| 2007-11-14 | ROCHE ARTHUR D Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,569 10,000 owned after | $2.80 exercise price | 2007-11-15 | |
| 2007-11-07 | HORN PETER A Officer (VP - OPERATIONS) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 28,500 owned after | $3.05 exercise price | 2007-11-15 | |
| 2007-11-05 | BADKE JOHN M Officer (SENIOR VP FINANCE/CFO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 50,000 owned after | $3.05 exercise price | 2007-11-15 | |
| 2007-10-31 | ROBERTSON W GREGORY Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,425 18,575 owned after | $2.80 exercise price | 2007-11-15 | |
| 2007-08-07 | ROCHE ARTHUR D Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,425 18,575 owned after | $2.80 exercise price | 2007-08-09 | |
| 2007-08-07 | ROCHE ARTHUR D Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,006 15,569 owned after | $2.80 exercise price | 2007-08-09 | |
| 2007-07-11 | PSHTISSKY YACOV A Officer (VP-TECHNOLOGY & DEVELOPMENT) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 18,000 owned after | $2.80 exercise price | 2007-07-13 | |
| 2007-05-29 | NEUMANN PETER F Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,569 10,000 owned after | $2.80 exercise price | 2007-05-30 | |
| 2007-05-29 | NEUMANN PETER F Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 0 owned after | $3.95 exercise price | 2007-05-30 | |
| 2007-03-19 | NEUMANN PETER F Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,431 15,569 owned after | $2.80 exercise price | 2007-04-26 | |
| 2007-02-27 | Abiri Yigal Officer (GENERAL MGR-VICON SYSTEMS LTD) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,000 owned after | $2.63 exercise price | 2007-04-26 | |
| 2007-02-27 | Abiri Yigal Officer (GENERAL MGR-VICON SYSTEMS LTD) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 9,000 owned after | $3.95 exercise price | 2007-04-26 | |
| 2007-02-23 | DARBY KENNETH M Director, Officer (CHAIRMAN/CEO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 60,000 owned after | $2.80 exercise price | 2007-02-26 | |
| 2007-02-23 | DARBY KENNETH M Director, Officer (CHAIRMAN/CEO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,871 26,129 owned after | $3.95 exercise price | 2007-02-26 |