VERENIUM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-02: Reporting owner Roemer Janet Skogan; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-02: Reporting owner Roemer Janet Skogan; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-02: Reporting owner Levine James E.; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-02: Reporting owner Levine James E.; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-02 | Roemer Janet Skogan Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,426 16,426 owned after | $4.23 | 2012-08-03 | |
| 2012-08-02 | Roemer Janet Skogan Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,574 8,574 owned after | $4.23 | 2012-08-03 | |
| 2012-08-02 | Levine James E. Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,125 13,125 owned after | $4.23 | 2012-08-03 | |
| 2012-08-02 | Levine James E. Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,875 16,875 owned after | $4.23 | 2012-08-03 | |
| 2012-08-02 | Black Jeffrey G. Officer (Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,412 24,412 owned after | $4.23 | 2012-08-03 | |
| 2012-08-02 | Black Jeffrey G. Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +588 588 owned after | $4.23 | 2012-08-03 | |
| 2012-08-02 | Fitzpatrick Alexander A Officer (SVP & General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $4.23 | 2012-08-03 | |
| 2012-06-21 | CAVANAUGH JAMES H Director | 4 | stock option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.42 exercise price | 2012-06-25 | |
| 2012-06-21 | Zak Michael J Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.42 | 2012-06-25 | |
| 2012-06-21 | WENZINGER CHERYL Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.42 | 2012-06-25 | |
| 2012-06-21 | RUCH JOSHUA Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.42 | 2012-06-25 | |
| 2012-06-21 | KAUFMANN FERNAND JOSEPH PHD Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.42 | 2012-06-25 | |
| 2012-06-21 | JOHNSON PETER Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.42 | 2012-06-25 | |
| 2012-06-21 | DEE JOHN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.42 | 2012-06-25 |