VERENIUM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 80 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-31: Reporting owner DEE JOHN; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-10-31: Reporting owner DEE JOHN; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-10-31: Reporting owner DEE JOHN; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2013-10-31: Reporting owner DEE JOHN; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-31 | DEE JOHN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.14 exercise price | 2013-11-04 | |
| 2013-10-31 | DEE JOHN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.29 exercise price | 2013-11-04 | |
| 2013-10-31 | DEE JOHN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,655 0 owned after | $3.00 exercise price | 2013-11-04 | |
| 2013-10-31 | DEE JOHN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −428 0 owned after | $3.05 exercise price | 2013-11-04 | |
| 2013-10-31 | DEE JOHN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $3.42 exercise price | 2013-11-04 | |
| 2013-10-31 | DEE JOHN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,166 0 owned after | $3.85 exercise price | 2013-11-04 | |
| 2013-10-31 | WENZINGER CHERYL Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.14 exercise price | 2013-11-04 | |
| 2013-10-31 | WENZINGER CHERYL Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.29 exercise price | 2013-11-04 | |
| 2013-10-31 | WENZINGER CHERYL Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,655 0 owned after | $3.00 exercise price | 2013-11-04 | |
| 2013-10-31 | WENZINGER CHERYL Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −428 0 owned after | $3.05 exercise price | 2013-11-04 | |
| 2013-10-31 | WENZINGER CHERYL Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $3.42 exercise price | 2013-11-04 | |
| 2013-10-31 | WENZINGER CHERYL Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,534 0 owned after | $3.85 exercise price | 2013-11-04 | |
| 2013-10-31 | Roemer Janet Skogan Officer (Executive Vice President & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,188 0 owned after | $2.18 exercise price | 2013-11-04 | |
| 2013-10-31 | Roemer Janet Skogan Officer (Executive Vice President & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −62,000 0 owned after | $3.04 exercise price | 2013-11-04 | |
| 2013-10-31 | Roemer Janet Skogan Officer (Executive Vice President & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,268 0 owned after | $3.31 exercise price | 2013-11-04 | |
| 2013-10-31 | Roemer Janet Skogan Officer (Executive Vice President & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $4.12 exercise price | 2013-11-04 | |
| 2013-10-31 | Roemer Janet Skogan Officer (Executive Vice President & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,426 0 owned after | $4.23 exercise price | 2013-11-04 | |
| 2013-10-31 | Roemer Janet Skogan Officer (Executive Vice President & COO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,812 0 owned after | $2.18 exercise price | 2013-11-04 | |
| 2013-10-31 | Roemer Janet Skogan Officer (Executive Vice President & COO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,818 0 owned after | $3.31 exercise price | 2013-11-04 | |
| 2013-10-31 | Roemer Janet Skogan Officer (Executive Vice President & COO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,914 0 owned after | $3.85 exercise price | 2013-11-04 | |
| 2013-10-31 | Roemer Janet Skogan Officer (Executive Vice President & COO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,574 0 owned after | $4.23 exercise price | 2013-11-04 | |
| 2013-10-31 | LIEPMANN HOLGER A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.56 exercise price | 2013-11-04 | |
| 2013-10-31 | Levine James E. Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,063 0 owned after | $2.18 exercise price | 2013-11-04 | |
| 2013-10-31 | Levine James E. Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −84,556 0 owned after | $3.04 exercise price | 2013-11-04 | |
| 2013-10-31 | Levine James E. Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,796 0 owned after | $3.31 exercise price | 2013-11-04 | |
| 2013-10-31 | Levine James E. Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $4.12 exercise price | 2013-11-04 | |
| 2013-10-31 | Levine James E. Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,125 0 owned after | $4.23 exercise price | 2013-11-04 | |
| 2013-10-31 | Levine James E. Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,937 0 owned after | $2.18 exercise price | 2013-11-04 | |
| 2013-10-31 | Levine James E. Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −444 0 owned after | $3.04 exercise price | 2013-11-04 | |
| 2013-10-31 | Levine James E. Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −129,695 0 owned after | $3.31 exercise price | 2013-11-04 | |
| 2013-10-31 | Levine James E. Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,833 0 owned after | $3.85 exercise price | 2013-11-04 | |
| 2013-10-31 | Levine James E. Director, Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,875 0 owned after | $4.23 exercise price | 2013-11-04 | |
| 2013-10-31 | KAUFMANN FERNAND JOSEPH PHD Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.14 exercise price | 2013-11-04 | |
| 2013-10-31 | KAUFMANN FERNAND JOSEPH PHD Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.29 exercise price | 2013-11-04 | |
| 2013-10-31 | KAUFMANN FERNAND JOSEPH PHD Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,655 0 owned after | $3.00 exercise price | 2013-11-04 | |
| 2013-10-31 | KAUFMANN FERNAND JOSEPH PHD Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −428 0 owned after | $3.05 exercise price | 2013-11-04 | |
| 2013-10-31 | KAUFMANN FERNAND JOSEPH PHD Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $3.42 exercise price | 2013-11-04 | |
| 2013-10-31 | KAUFMANN FERNAND JOSEPH PHD Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,141 0 owned after | $3.85 exercise price | 2013-11-04 | |
| 2013-10-31 | JOHNSON PETER Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.14 exercise price | 2013-11-04 | |
| 2013-10-31 | JOHNSON PETER Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.29 exercise price | 2013-11-04 | |
| 2013-10-31 | JOHNSON PETER Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,655 0 owned after | $3.00 exercise price | 2013-11-04 | |
| 2013-10-31 | JOHNSON PETER Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −428 0 owned after | $3.05 exercise price | 2013-11-04 | |
| 2013-10-31 | JOHNSON PETER Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $3.42 exercise price | 2013-11-04 | |
| 2013-10-31 | JOHNSON PETER Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,045 0 owned after | $3.85 exercise price | 2013-11-04 | |
| 2013-10-31 | Fitzpatrick Alexander A Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.62 exercise price | 2013-11-04 | |
| 2013-10-31 | Fitzpatrick Alexander A Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.18 exercise price | 2013-11-04 | |
| 2013-10-31 | Fitzpatrick Alexander A Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $3.84 exercise price | 2013-11-04 | |
| 2013-10-31 | Fitzpatrick Alexander A Officer (Sr. VP & General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $4.23 exercise price | 2013-11-04 | |
| 2013-10-31 | Black Jeffrey G. Officer (Sr. Vice President & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.18 exercise price | 2013-11-04 | |
| 2013-10-31 | Black Jeffrey G. Officer (Sr. Vice President & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −42,626 0 owned after | $3.31 exercise price | 2013-11-04 | |
| 2013-10-31 | Black Jeffrey G. Officer (Sr. Vice President & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $4.12 exercise price | 2013-11-04 | |
| 2013-10-31 | Black Jeffrey G. Officer (Sr. Vice President & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,412 0 owned after | $4.23 exercise price | 2013-11-04 | |
| 2013-10-31 | Black Jeffrey G. Officer (Sr. Vice President & CFO) | 4 | Incentive Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,400 0 owned after | $3.04 exercise price | 2013-11-04 | |
| 2013-10-31 | Black Jeffrey G. Officer (Sr. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,974 0 owned after | $3.85 exercise price | 2013-11-04 | |
| 2013-10-31 | Black Jeffrey G. Officer (Sr. Vice President & CFO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −588 0 owned after | $4.23 exercise price | 2013-11-04 | |
| 2013-10-31 | RUCH JOSHUA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.14 exercise price | 2013-11-04 | |
| 2013-10-31 | RUCH JOSHUA Director | 4 | NNon-Qualified Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.29 exercise price | 2013-11-04 | |
| 2013-10-31 | RUCH JOSHUA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,655 0 owned after | $3.00 exercise price | 2013-11-04 | |
| 2013-10-31 | RUCH JOSHUA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −428 0 owned after | $3.05 exercise price | 2013-11-04 | |
| 2013-10-31 | RUCH JOSHUA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $3.42 exercise price | 2013-11-04 | |
| 2013-10-31 | RUCH JOSHUA Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,249 0 owned after | $3.85 exercise price | 2013-11-04 | |
| 2013-10-31 | CAVANAUGH JAMES H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.14 exercise price | 2013-11-04 | |
| 2013-10-31 | CAVANAUGH JAMES H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $2.29 exercise price | 2013-11-04 | |
| 2013-10-31 | CAVANAUGH JAMES H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,313 0 owned after | $3.00 exercise price | 2013-11-04 | |
| 2013-10-31 | CAVANAUGH JAMES H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −603 0 owned after | $3.05 exercise price | 2013-11-04 | |
| 2013-10-31 | CAVANAUGH JAMES H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $3.42 exercise price | 2013-11-04 | |
| 2013-10-31 | CAVANAUGH JAMES H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,084 0 owned after | $3.85 exercise price | 2013-11-04 | |
| 2013-08-01 | Fitzpatrick Alexander A Officer (Sr. VP General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.18 exercise price | 2013-08-02 | |
| 2013-08-01 | Black Jeffrey G. Officer (SVP Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.18 exercise price | 2013-08-02 | |
| 2013-08-01 | Roemer Janet Skogan Officer (EVP Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,188 17,188 owned after | $2.18 exercise price | 2013-08-02 | |
| 2013-08-01 | Roemer Janet Skogan Officer (EVP Chief Operating Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,812 7,812 owned after | $2.18 exercise price | 2013-08-02 | |
| 2013-08-01 | Levine James E. Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,063 24,063 owned after | $2.18 exercise price | 2013-08-02 | |
| 2013-08-01 | Levine James E. Officer (President & CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,937 10,937 owned after | $2.18 exercise price | 2013-08-02 | |
| 2013-06-17 | WENZINGER CHERYL Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.29 exercise price | 2013-06-25 | |
| 2013-06-17 | RUCH JOSHUA Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.29 exercise price | 2013-06-25 | |
| 2013-06-17 | KAUFMANN FERNAND JOSEPH PHD Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.29 exercise price | 2013-06-25 | |
| 2013-06-17 | JOHNSON PETER Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.29 exercise price | 2013-06-25 | |
| 2013-06-17 | DEE JOHN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.29 exercise price | 2013-06-25 | |
| 2013-06-17 | CAVANAUGH JAMES H Director | 4 | stock option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.29 exercise price | 2013-06-25 | |
| 2013-04-01 | LIEPMANN HOLGER A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.56 | 2013-04-03 |