VERENIUM CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-07-27: Reporting owner Fitzpatrick Alexander A; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-26: Reporting owner Zak Michael J; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-26: Reporting owner WENZINGER CHERYL; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-26: Reporting owner RUCH JOSHUA; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-07-27 | Fitzpatrick Alexander A Officer (SVP & General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.62 | 2011-07-29 | |
| 2011-05-26 | Zak Michael J Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.14 | 2011-05-31 | |
| 2011-05-26 | WENZINGER CHERYL Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.14 | 2011-05-31 | |
| 2011-05-26 | RUCH JOSHUA Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.14 | 2011-05-31 | |
| 2011-05-26 | KAUFMANN FERNAND JOSEPH PHD Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.14 | 2011-05-31 | |
| 2011-05-26 | JOHNSON PETER Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.14 | 2011-05-31 | |
| 2011-05-26 | DEE JOHN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.14 | 2011-05-31 | |
| 2011-05-26 | CAVANAUGH JAMES H Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.14 exercise price | 2011-05-31 | |
| 2011-02-24 | Black Jeffrey G. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,626 42,626 owned after | $3.31 exercise price | 2011-03-01 | |
| 2011-02-24 | Levine James E. Officer (EVP, Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,796 34,796 owned after | $3.31 exercise price | 2011-03-01 | |
| 2011-02-24 | Levine James E. Officer (EVP, Chief Financial Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,695 129,695 owned after | $3.31 exercise price | 2011-03-01 | |
| 2011-02-24 | Roemer Janet Skogan Officer (President & COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,268 38,268 owned after | $3.31 exercise price | 2011-03-01 | |
| 2011-02-24 | Roemer Janet Skogan Officer (President & COO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,818 11,818 owned after | $3.31 exercise price | 2011-03-01 |