VECTREN CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-31: Reporting owner CHAPMAN CARL L; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-31: Reporting owner Hardwick M Susan; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-31: Reporting owner Schach Eric J; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-12-31: Reporting owner CHRISTIAN RONALD E; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-31 | CHAPMAN CARL L Officer (Chairman, President & CEO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −114,114 0 owned after | no price filed | 2018-01-02 | |
| 2017-12-31 | Hardwick M Susan Officer (EVP & Chief Financial Officer) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,024 0 owned after | no price filed | 2018-01-02 | |
| 2017-12-31 | Schach Eric J Officer (EVP & COO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,409 0 owned after | no price filed | 2018-01-02 | |
| 2017-12-31 | CHRISTIAN RONALD E Officer (EVP, Chief Legal Officer) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,283 0 owned after | no price filed | 2018-01-02 | |
| 2017-12-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +188 14,412 owned after | $0.00 | 2017-12-04 | |
| 2017-12-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +81 12,449 owned after | $0.00 | 2017-12-04 | |
| 2017-12-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +26 3,997 owned after | $0.00 | 2017-12-04 | |
| 2017-12-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +283 46,625 owned after | $0.00 | 2017-12-04 | |
| 2017-11-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +98 14,224 owned after | $0.00 | 2017-11-02 | |
| 2017-10-02 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +99 14,126 owned after | $0.00 | 2017-10-03 | |
| 2017-09-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +25 3,971 owned after | $0.00 | 2017-09-05 | |
| 2017-09-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +274 46,343 owned after | $0.00 | 2017-09-05 | |
| 2017-09-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +78 12,368 owned after | $0.00 | 2017-09-05 | |
| 2017-09-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +188 14,027 owned after | $0.00 | 2017-09-05 | |
| 2017-08-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +108 13,839 owned after | $0.00 | 2017-08-02 | |
| 2017-07-03 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +113 13,731 owned after | $0.00 | 2017-07-05 | |
| 2017-06-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +197 13,618 owned after | $0.00 | 2017-06-02 | |
| 2017-06-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +290 46,068 owned after | $0.00 | 2017-06-02 | |
| 2017-06-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +27 3,946 owned after | $0.00 | 2017-06-02 | |
| 2017-06-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +83 12,290 owned after | $0.00 | 2017-06-02 | |
| 2017-05-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +111 13,421 owned after | $0.00 | 2017-05-02 | |
| 2017-04-03 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +112 13,310 owned after | $0.00 | 2017-04-04 | |
| 2017-03-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +316 45,779 owned after | $0.00 | 2017-03-02 | |
| 2017-03-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +29 3,919 owned after | $0.00 | 2017-03-02 | |
| 2017-03-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +90 12,207 owned after | $0.00 | 2017-03-02 | |
| 2017-03-01 | JISCHKE MARTIN C Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +140 18,950 owned after | $0.00 | 2017-03-02 | |
| 2017-03-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +213 13,198 owned after | $0.00 | 2017-03-02 | |
| 2017-02-21 | Hardwick M Susan Officer (EVP & Chief Financial Officer) | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +7,396 15,596 owned after | $0.00 | 2017-02-23 | |
| 2017-02-21 | Schach Eric J Officer (EVP & COO) | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,045 16,945 owned after | $0.00 | 2017-02-23 | |
| 2017-02-21 | CHAPMAN CARL L Officer (Chairman, President & CEO) | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +52,969 111,069 owned after | $0.00 | 2017-02-23 | |
| 2017-02-21 | CHRISTIAN RONALD E Officer (EVP, Chief Legal Officer) | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +13,128 27,528 owned after | $0.00 | 2017-02-23 | |
| 2017-02-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +122 12,985 owned after | $0.00 | 2017-02-03 | |
| 2017-01-03 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +127 12,863 owned after | $0.00 | 2017-01-04 | |
| 2017-01-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,144 0 owned after | no price filed | 2017-01-04 | |
| 2017-01-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,501 12,736 owned after | no price filed | 2017-01-04 | |
| 2017-01-01 | SMITH MICHAEL L Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,144 0 owned after | $0.00 | 2017-01-04 | |
| 2017-01-01 | SMITH MICHAEL L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 19,016 owned after | $0.00 | 2017-01-04 | |
| 2017-01-01 | Tanner Teresa J. Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,144 0 owned after | no price filed | 2017-01-04 | |
| 2017-01-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,144 0 owned after | $0.00 | 2017-01-04 | |
| 2017-01-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 3,890 owned after | $0.00 | 2017-01-04 | |
| 2017-01-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,144 0 owned after | $0.00 | 2017-01-04 | |
| 2017-01-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 12,117 owned after | $0.00 | 2017-01-04 | |
| 2017-01-01 | JISCHKE MARTIN C Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,144 0 owned after | $0.00 | 2017-01-04 | |
| 2017-01-01 | JISCHKE MARTIN C Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 18,810 owned after | $0.00 | 2017-01-04 | |
| 2017-01-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,144 0 owned after | no price filed | 2017-01-03 | |
| 2017-01-01 | GEORGE ANTON H Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,144 0 owned after | no price filed | 2017-01-03 | |
| 2017-01-01 | DEGRAFFENREIDT JAMES H JR Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,144 0 owned after | no price filed | 2017-01-03 | |
| 2017-01-01 | ENGELBRECHT JOHN D Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,144 0 owned after | no price filed | 2017-01-03 | |
| 2017-01-01 | Tanner Teresa J. Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | DEGRAFFENREIDT JAMES H JR Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | JISCHKE MARTIN C Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | SMITH MICHAEL L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | ENGELBRECHT JOHN D Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | GEORGE ANTON H Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,860 1,860 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | Hardwick M Susan Officer (EVP & Chief Financial Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,400 11,400 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | CHRISTIAN RONALD E Officer (EVP, Chief Legal Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,400 11,400 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | Schach Eric J Officer (EVP & COO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,900 17,900 owned after | $0.00 | 2017-01-03 | |
| 2017-01-01 | CHAPMAN CARL L Officer (Chairman, President & CEO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,600 50,600 owned after | $0.00 | 2017-01-03 |