VECTREN CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-02-01: Reporting owner CHRISTIAN RONALD E; Form 4; Security Phantom Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-02-01: Reporting owner CHRISTIAN RONALD E; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-02-01: Reporting owner CHRISTIAN RONALD E; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-02-01: Reporting owner CHRISTIAN RONALD E; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-02-01 | CHRISTIAN RONALD E Officer (EVP, Chief Legal Officer) | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,922 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | CHRISTIAN RONALD E Officer (EVP, Chief Legal Officer) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +33,004 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | CHRISTIAN RONALD E Officer (EVP, Chief Legal Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,998 34,998 owned after | $0.00 | 2019-02-01 | |
| 2019-02-01 | CHRISTIAN RONALD E Officer (EVP, Chief Legal Officer) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,998 0 owned after | $0.00 | 2019-02-01 | |
| 2019-02-01 | Hardwick M Susan Officer (EVP & Chief Financial Officer) | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,365 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | Hardwick M Susan Officer (EVP & Chief Financial Officer) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +32,004 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | Hardwick M Susan Officer (EVP & Chief Financial Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,967 33,967 owned after | $0.00 | 2019-02-01 | |
| 2019-02-01 | Hardwick M Susan Officer (EVP & Chief Financial Officer) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,967 0 owned after | $0.00 | 2019-02-01 | |
| 2019-02-01 | Schach Eric J Officer (EVP & COO) | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,626 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | Schach Eric J Officer (EVP & COO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +44,921 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | Schach Eric J Officer (EVP & COO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,923 47,923 owned after | $0.00 | 2019-02-01 | |
| 2019-02-01 | Schach Eric J Officer (EVP & COO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,923 0 owned after | $0.00 | 2019-02-01 | |
| 2019-02-01 | DEGRAFFENREIDT JAMES H JR Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −47,805 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | SMITH MICHAEL L Director | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,921 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | SMITH MICHAEL L Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | Tanner Teresa J. Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | GEORGE ANTON H Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | ENGELBRECHT JOHN D Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,597 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,786 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | Burks Derrick Director | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,582 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | Burks Derrick Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,516 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | CHAPMAN CARL L Officer (Chairman, President & CEO) | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,269 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | CHAPMAN CARL L Officer (Chairman, President & CEO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +145,296 0 owned after | no price filed | 2019-02-01 | |
| 2019-02-01 | CHAPMAN CARL L Officer (Chairman, President & CEO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +154,176 154,176 owned after | $0.00 | 2019-02-01 | |
| 2019-02-01 | CHAPMAN CARL L Officer (Chairman, President & CEO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −154,176 0 owned after | $0.00 | 2019-02-01 | |
| 2019-01-02 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +91 18,516 owned after | $0.00 | 2019-01-03 | |
| 2019-01-01 | SMITH MICHAEL L Director | 4 | Phantom Stock Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −1,761 16,921 owned after | $71.98 | 2019-01-09 | |
| 2019-01-01 | Burks Derrick Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,582 0 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | Burks Derrick Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,582 1,582 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,582 0 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,582 7,597 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | SMITH MICHAEL L Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,582 0 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | SMITH MICHAEL L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,582 18,682 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,582 0 owned after | no price filed | 2019-01-02 | |
| 2019-01-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,582 0 owned after | no price filed | 2019-01-02 | |
| 2019-01-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,107 18,424 owned after | no price filed | 2019-01-02 | |
| 2019-01-01 | Tanner Teresa J. Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,582 0 owned after | no price filed | 2019-01-02 | |
| 2019-01-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,582 0 owned after | no price filed | 2019-01-02 | |
| 2019-01-01 | GEORGE ANTON H Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,582 0 owned after | no price filed | 2019-01-02 | |
| 2019-01-01 | ENGELBRECHT JOHN D Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,582 0 owned after | no price filed | 2019-01-02 | |
| 2019-01-01 | DEGRAFFENREIDT JAMES H JR Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,582 0 owned after | no price filed | 2019-01-02 | |
| 2019-01-01 | Hardwick M Susan Officer (EVP & Chief Financial Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,630 8,630 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | Schach Eric J Officer (EVP & COO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,570 13,570 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | CHRISTIAN RONALD E Officer (EVP, Chief Legal Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,600 8,600 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | CHAPMAN CARL L Officer (Chairman, President & CEO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,850 37,850 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | Tanner Teresa J. Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,431 1,431 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | SMITH MICHAEL L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,431 1,431 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,431 1,431 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,431 1,431 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,431 1,431 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | GEORGE ANTON H Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,431 1,431 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | ENGELBRECHT JOHN D Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,431 1,431 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | Burks Derrick Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,431 1,431 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | DEGRAFFENREIDT JAMES H JR Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,431 1,431 owned after | $0.00 | 2019-01-02 | |
| 2019-01-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,431 1,431 owned after | $0.00 | 2019-01-02 |