VECTREN CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-31: Reporting owner Schach Eric J; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-31: Reporting owner Hardwick M Susan; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-31: Reporting owner CHRISTIAN RONALD E; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-31: Reporting owner CHAPMAN CARL L; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-31 | Schach Eric J Officer (EVP & COO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,973 0 owned after | no price filed | 2017-01-03 | |
| 2016-12-31 | Hardwick M Susan Officer (EVP & Chief Financial Officer) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,662 0 owned after | no price filed | 2017-01-03 | |
| 2016-12-31 | CHRISTIAN RONALD E Officer (EVP, Chief Legal Officer) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,940 0 owned after | no price filed | 2017-01-03 | |
| 2016-12-31 | CHAPMAN CARL L Officer (Chairman, President & CEO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −137,663 0 owned after | no price filed | 2017-01-03 | |
| 2016-12-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +149 11,235 owned after | $0.00 | 2016-12-02 | |
| 2016-12-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +361 45,463 owned after | $0.00 | 2016-12-02 | |
| 2016-12-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +15 1,746 owned after | $0.00 | 2016-12-02 | |
| 2016-12-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +85 9,973 owned after | $0.00 | 2016-12-02 | |
| 2016-12-01 | JISCHKE MARTIN C Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +142 16,666 owned after | $0.00 | 2016-12-02 | |
| 2016-11-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +53 11,086 owned after | $0.00 | 2016-11-02 | |
| 2016-10-03 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +53 11,033 owned after | $0.00 | 2016-10-04 | |
| 2016-09-09 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,731 1,731 owned after | $48.30 | 2016-09-12 | |
| 2016-09-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +143 10,979 owned after | $0.00 | 2016-09-02 | |
| 2016-09-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +343 45,102 owned after | $0.00 | 2016-09-02 | |
| 2016-09-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +81 9,888 owned after | $0.00 | 2016-09-02 | |
| 2016-09-01 | JISCHKE MARTIN C Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +135 16,524 owned after | $0.00 | 2016-09-02 | |
| 2016-08-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +51 10,836 owned after | $0.00 | 2016-08-02 | |
| 2016-07-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50 10,786 owned after | $0.00 | 2016-07-05 | |
| 2016-06-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +138 10,736 owned after | $0.00 | 2016-06-02 | |
| 2016-06-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +333 44,759 owned after | $0.00 | 2016-06-02 | |
| 2016-06-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +78 9,807 owned after | $0.00 | 2016-06-02 | |
| 2016-06-01 | JISCHKE MARTIN C Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +131 16,389 owned after | $0.00 | 2016-06-02 | |
| 2016-06-01 | Schach Eric J Officer (EVP & COO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $0.00 | 2016-06-01 | |
| 2016-06-01 | Hardwick M Susan Officer (EVP & Chief Financial Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $0.00 | 2016-06-01 | |
| 2016-05-02 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +43 10,597 owned after | $0.00 | 2016-05-03 | |
| 2016-04-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +42 10,554 owned after | $0.00 | 2016-04-04 | |
| 2016-03-01 | JISCHKE MARTIN C Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +143 16,258 owned after | $0.00 | 2016-03-02 | |
| 2016-03-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +86 9,729 owned after | $0.00 | 2016-03-02 | |
| 2016-03-01 | MCGINLEY JOHN TIMOTHY Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +0 41 owned after | $0.00 | 2016-03-02 | |
| 2016-03-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +364 44,426 owned after | $0.00 | 2016-03-02 | |
| 2016-03-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +139 10,513 owned after | $0.00 | 2016-03-02 | |
| 2016-02-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50 10,373 owned after | $0.00 | 2016-02-02 | |
| 2016-01-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 0 owned after | no price filed | 2016-01-05 | |
| 2016-01-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +560 10,273 owned after | no price filed | 2016-01-05 | |
| 2016-01-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 10,324 owned after | no price filed | 2016-01-05 | |
| 2016-01-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 0 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,867 9,643 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | SMITH MICHAEL L Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 0 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | SMITH MICHAEL L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,867 16,872 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | JISCHKE MARTIN C Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 0 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | JISCHKE MARTIN C Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,867 16,115 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | SMITH MICHAEL L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 2,144 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | CHAPMAN CARL L Officer (President & CEO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,400 54,400 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 2,144 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | Schach Eric J Officer (SVP, Utility Ops. & Pres. VUHI) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | Tanner Teresa J. Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 2,144 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | MCGINLEY JOHN TIMOTHY Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 0 owned after | no price filed | 2016-01-05 | |
| 2016-01-01 | GEORGE ANTON H Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 0 owned after | no price filed | 2016-01-05 | |
| 2016-01-01 | ENGELBRECHT JOHN D Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 0 owned after | no price filed | 2016-01-05 | |
| 2016-01-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 0 owned after | no price filed | 2016-01-05 | |
| 2016-01-01 | DEGRAFFENREIDT JAMES H JR Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 0 owned after | no price filed | 2016-01-05 | |
| 2016-01-01 | SADLIER R DANIEL Director | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,867 0 owned after | no price filed | 2016-01-05 | |
| 2016-01-01 | Hardwick M Susan Officer (SVP & Chief Financial Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,200 11,200 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | MCGINLEY JOHN TIMOTHY Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 2,144 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | GEORGE ANTON H Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 2,144 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | CHRISTIAN RONALD E Officer (Exec VP, Chief Legal Officer) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,700 12,700 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | ENGELBRECHT JOHN D Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 2,144 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | DEGRAFFENREIDT JAMES H JR Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 2,144 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | JONES ROBERT G Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 2,144 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | MULLEN PATRICK K Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 2,144 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | JISCHKE MARTIN C Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 2,144 owned after | $0.00 | 2016-01-05 | |
| 2016-01-01 | WOJTOWICZ JEAN L Director | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,144 2,144 owned after | $0.00 | 2016-01-05 |