U.S. GOLD CORP. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-02-12: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2021-01-28; Total offering amount $5,489,091.
- 2020-08-26: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2020-08-11; Total offering amount $5,530,004.
- 2020-08-26: Federal exemption Rule 506(b); Types of securities offered Equity; SecurityToBeAcquired; Date of first sale 2020-08-11; Total offering amount $0.
- 2020-04-10: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2020-03-29; Total offering amount $2,634,994.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2021-02-12 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2021-01-28 | $5,489,091 | $5,489,091 | $0 | 3 |
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| 2020-08-26 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2020-08-11 | $5,530,004 | $5,530,004 | $0 | 18 |
|---|
| 2020-08-26 | Rule 506(b) | Equity; SecurityToBeAcquired | 2020-08-11 | $0 | $0 | $0 | 17 |
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| 2020-04-10 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2020-03-29 | $2,634,994 | $2,634,994 | $0 | 3 |
|---|
| 2019-07-01 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2019-06-19 | $2,500,875 | $2,500,875 | $0 | 5 |
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| 2018-01-22 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2018-01-22 | $5,000,000 | $5,000,000 | $0 | 10 |
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| 2017-04-18 | Rule 506(b) | Debt; OptionToAcquire; SecurityToBeAcquired; convertible promissory note | 2017-04-13 | $250,000 | $250,000 | $0 | 1 |
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| 2016-08-09 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired; Series D Preferred Stock convertible into Common Stock | 2016-08-03 | $503,000 | $503,000 | $0 | 5 |
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| 2014-12-02 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2014-11-17 | $6,500,000 | $3,000,000 | $3,500,000 | 5 |
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