ULURU INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-04-10: Reporting owner Velocitas I LLC; Form 3; Security Series B Convertible Preferred Stock; Transaction Holding.
- 2017-03-31: Reporting owner Velocitas Partners LLC; Form 4; Security Series B Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-04-10 holding as of filing | Velocitas I LLC 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2017-04-10 | ||
| 2017-03-31 | Velocitas Partners LLC 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +1,250 125,000,000 owned after | $4,000.00 | 2017-04-10 |