ULURU INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-04-10: Reporting owner Shah Anish Vithaldas; Form 3; Security No securities are beneficially owned.; Transaction Holding.
- 2017-04-10: Reporting owner Bose Arindam; Form 3; Security No securities are beneficially owned.; Transaction Holding.
- 2017-04-10: Reporting owner Tiedt Oksana; Form 3; Security No securities are beneficially owned.; Transaction Holding.
- 2017-03-06: Reporting owner Shah Vaidehi; Form 4/A; Security No securities are beneficially owned.; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-04-10 holding as of filing | Shah Anish Vithaldas Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-04-10 | |
| 2017-04-10 holding as of filing | Bose Arindam Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-04-10 | |
| 2017-04-10 holding as of filing | Tiedt Oksana Director | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-04-10 | |
| 2017-03-06 | Shah Vaidehi Director, Officer (Chief Executive Officer) | 4/A | No securities are beneficially owned. Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +0 0 owned after | $0.00 | 2017-04-05 | |
| 2017-03-06 holding as of filing | Shah Vaidehi Director, Officer (Chief Executive Officer) | 3 | No securities are beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2017-03-06 | |
| 2013-10-28 holding as of filing | IPMD GmbH 10% Owner | 4 | Securities Purchase Agreement Derivative · Direct | Holding | 1,250,000 owned after | $0.40 exercise price | 2013-10-28 | |
| 2013-09-06 holding as of filing | IPMD GmbH 10% Owner | 4 | Securities Purchase Agreement Derivative · Direct | Holding | 2,000,000 owned after | $0.40 exercise price | 2013-09-06 | |
| 2013-05-10 holding as of filing | IPMD GmbH 10% Owner | 4 | Securities Purchase Agreement Derivative · Direct | Holding | 2,750,000 owned after | $0.40 exercise price | 2013-05-10 | |
| 2013-03-22 holding as of filing | Kuehne Klaus Director, 10% Owner | 4 | Securities Purchase Agreement Derivative · Indirect · By IPMD GmbH | Holding | 4,000,000 owned after | $0.40 exercise price | 2013-03-22 | |
| 2013-03-22 holding as of filing | Kerschbaumer Helmut Director, 10% Owner | 4 | Securities Purchase Agreement Derivative · Indirect · By IPMD GmbH | Holding | 4,000,000 owned after | $0.40 exercise price | 2013-03-22 | |
| 2013-01-22 holding as of filing | IPMD GmbH 10% Owner | 3 | Securities Purchase Agreement Derivative · Direct | Holding | $0.40 exercise price | 2013-01-22 | ||
| 2013-01-22 holding as of filing | Kuehne Klaus Director, 10% Owner | 3 | Securities Purchase Agreement Derivative · Indirect · By IPMD GmbH | Holding | $0.40 exercise price | 2013-01-22 | ||
| 2013-01-22 holding as of filing | Kerschbaumer Helmut Director, 10% Owner | 3 | Securities Purchase Agreement Derivative · Indirect · By IPMD GmbH | Holding | $0.40 exercise price | 2013-01-22 |