ULURU INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2023-09-18: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2023-06-30; Total offering amount $6,600,000.
- 2019-11-25: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2019-11-13; Total offering amount $8,000,000.
- 2015-09-11: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-09-06; Total offering amount $1,550,225.
- 2013-07-08: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2013-07-03; Total offering amount $87,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2023-09-18 | Rule 506(b) | Equity | 2023-06-30 | $6,600,000 | $2,216,621 | $4,383,379 | 2 |
| 2019-11-25 | Rule 506(b) | Equity | 2019-11-13 | $8,000,000 | $690,000 | $7,310,000 | 4 |
| 2015-09-11 | Rule 506(b) | Equity | 2015-09-06 | $1,550,225 | $1,550,225 | $0 | 5 |
| 2013-07-08 | Rule 506 | Equity | 2013-07-03 | $87,000 | $87,000 | $0 | 1 |
| 2013-04-15 | Rule 506 | Equity | 2013-04-15 | $91,250 | $58,250 | $33,000 | 4 |