ULTRATECH INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-07-27: Reporting owner Landon Tammy Denice; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-07-27: Reporting owner Landon Tammy Denice; Form 4; Security Incentive Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-05-31: Reporting owner GEMUNDER JOEL F; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-02-12: Reporting owner Landon Tammy Denice; Form 3; Security Incentive Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-07-27 | Landon Tammy Denice Officer (SVP, Operations) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 2,200 owned after | $12.25 exercise price | 2016-07-28 | |
| 2016-07-27 | Landon Tammy Denice Officer (SVP, Operations) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 2,200 owned after | $15.65 exercise price | 2016-07-28 | |
| 2016-05-31 | GEMUNDER JOEL F Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $13.51 exercise price | 2016-06-02 | |
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $12.25 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $15.65 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $18.65 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $18.92 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $22.00 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $22.53 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $27.75 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $28.92 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $30.12 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $30.91 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $31.24 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $17.30 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $22.00 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $22.53 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $24.10 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $25.31 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $26.75 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $27.75 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $28.92 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $30.12 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $30.91 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Landon Tammy Denice Officer (SVP, Operations) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $31.24 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $12.25 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $15.65 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $17.30 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $18.65 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $18.92 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $22.00 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $22.53 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $27.75 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $28.92 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $30.12 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $30.91 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $31.24 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $17.30 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $18.65 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $22.00 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $22.53 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $24.10 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $25.31 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $26.75 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $27.75 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $28.92 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $30.12 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $30.91 exercise price | 2016-02-12 | ||
| 2016-02-12 holding as of filing | Ghosh Dave Officer (Senior Vice President, Global) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $31.24 exercise price | 2016-02-12 |