ULTRATECH INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-22: Reporting owner WRIGHT BRUCE R; Form 4; Security Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-22: Reporting owner WRIGHT BRUCE R; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-07: Reporting owner KONIDARIS NICHOLAS; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-25: Reporting owner ZAFIROPOULO ARTHUR W; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-22 | WRIGHT BRUCE R Officer (Sr. VP-Fin, CFO & Secretary) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,067 1,067 owned after | $28.92 exercise price | 2012-10-24 | |
| 2012-10-22 | WRIGHT BRUCE R Officer (Sr. VP-Fin, CFO & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,599 25,599 owned after | $28.92 exercise price | 2012-10-24 | |
| 2012-08-07 | KONIDARIS NICHOLAS Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $18.89 exercise price | 2012-08-09 | |
| 2012-07-25 | ZAFIROPOULO ARTHUR W Director, Officer (Chairman of the Board and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,462 15,138 owned after | $11.36 exercise price | 2012-07-26 | |
| 2012-07-25 | ZAFIROPOULO ARTHUR W Director, Officer (Chairman of the Board and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,138 0 owned after | $11.36 exercise price | 2012-07-26 | |
| 2012-07-24 | ZAFIROPOULO ARTHUR W Director, Officer (Chairman of the Board and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,800 68,600 owned after | $11.36 exercise price | 2012-07-25 | |
| 2012-07-23 | ZAFIROPOULO ARTHUR W Director, Officer (Chairman of the Board and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,500 81,500 owned after | $11.36 exercise price | 2012-07-25 | |
| 2012-07-23 | ZAFIROPOULO ARTHUR W Director, Officer (Chairman of the Board and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,100 76,400 owned after | $11.36 exercise price | 2012-07-25 | |
| 2012-07-23 | WRIGHT BRUCE R Officer (Sr. VP-Fin, CFO & Secretary) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,214 2,214 owned after | $30.12 exercise price | 2012-07-25 | |
| 2012-07-23 | WRIGHT BRUCE R Officer (Sr. VP-Fin, CFO & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $16.01 exercise price | 2012-07-25 | |
| 2012-07-23 | WRIGHT BRUCE R Officer (Sr. VP-Fin, CFO & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 80,000 owned after | $21.83 exercise price | 2012-07-25 | |
| 2012-07-23 | WRIGHT BRUCE R Officer (Sr. VP-Fin, CFO & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 0 owned after | $21.83 exercise price | 2012-07-25 | |
| 2012-07-23 | WRIGHT BRUCE R Officer (Sr. VP-Fin, CFO & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,453 24,453 owned after | $30.12 exercise price | 2012-07-25 | |
| 2012-05-25 | GEMUNDER JOEL F Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $13.67 exercise price | 2012-05-29 | |
| 2012-05-25 | GEMUNDER JOEL F Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $15.00 exercise price | 2012-05-29 | |
| 2012-04-23 | ZAFIROPOULO ARTHUR W Director, Officer (Chairman of the Board and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −92,661 7,339 owned after | $13.67 exercise price | 2012-04-25 | |
| 2012-04-23 | ZAFIROPOULO ARTHUR W Director, Officer (Chairman of the Board and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,339 0 owned after | $13.67 exercise price | 2012-04-25 | |
| 2012-04-23 | WRIGHT BRUCE R Officer (Sr. VP-Fin, CFO & Secretary) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,427 1,427 owned after | $31.24 exercise price | 2012-04-25 | |
| 2012-04-23 | WRIGHT BRUCE R Officer (Sr. VP-Fin, CFO & Secretary) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,240 25,240 owned after | $31.24 exercise price | 2012-04-25 | |
| 2012-04-23 | RANEY DENNIS R Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $14.60 exercise price | 2012-04-25 | |
| 2012-02-03 | TIMMINS RICK Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $13.67 exercise price | 2012-02-07 | |
| 2012-02-03 | TIMMINS RICK Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $15.00 exercise price | 2012-02-07 |