Tyme Technologies, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2020-11-30: Form 8-K; Period of report 2020-11-23; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 5.02.
- 2020-09-21: Form 8-K; Period of report 2020-09-15; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2020-08-20: Form 8-K; Period of report 2020-08-20; Description 5.07 Submission of Matters to a Vote of Security Holders.
- 2020-08-12: Form 8-K; Period of report 2020-08-12; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2020-11-30 | 8-K | 2020-11-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On November 23, 2020, the Board of Directors of the Company (the “Board”) appointed Richard Cunningham as the new Chief Executive Officer of the Company, effective November 24, 2020. 8.01 In connection with the management changes described above, on November 30, 2020, the Company issued a press release, which is attached hereto as Exhibit 99.1. | d71637d8k.htm |
| 2020-09-21 | 8-K | 2020-09-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On September 15, 2020, Ben R. Taylor gave notice of his resignation from his position as President and Chief Financial Officer of TYME for personal reasons, primarily his family’s relocation. | d918614d8k.htm |
| 2020-08-20 | 8-K | 2020-08-20 | 5.07 Submission of Matters to a Vote of Security Holders | d45214d8k.htm | |
| 2020-08-12 | 8-K | 2020-08-12 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | d946723d8k.htm |
| 2020-08-03 | 8-K | 2020-08-03 | 8.01 Other Events | 8.01 On August 3, 2020, TYME issued a press release, which is attached as Exhibit 99.1. | d71018d8k.htm |
| 2020-07-17 | 8-K | 2020-07-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On July 16, 2020, Michele Korfin gave notice of her decision to resign from employment as Chief Operating Officer of the Company effective August 14, 2020. | d211348d8k.htm |
| 2020-07-13 | 8-K | 2020-07-13 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On July 13, 2020, TYME released financial information for the first quarter ended June 30, 2020. 8.01 The disclosure set forth above is incorporated herein to this Item 8.01. | d226659d8k.htm |
| 2020-06-16 | 8-K | 2020-06-16 | 8.01 Other Events | 8.01 On June 16, 2020, our Chief Executive Officer, Steve Hoffman, entered into an individual written trading plan (the “10b5-1 Plan”) in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, and our insider trading policy. | d947077d8k.htm |
| 2020-05-20 | 8-K | 2020-05-20 | 1.01 Entry into a Material Definitive Agreement; 2.02 Results of Operations and Financial Condition; 3.02 Unregistered Sales of Equity Securities | 1.01 Entry into a Material Definitive Agreement. 2.02 On May 20, 2020, Tyme released financial information for the year and fourth quarter ended March 31, 2020. 3.02 The disclosure set forth above in Item 1.01 is incorporated herein to this Item 3.02. | d932697d8k.htm |
| 2020-02-25 | 8-K | 2020-02-19 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On February 19, 2020, Tommy G. Thompson gave notice of his intent to resign from the Tyme Board of Directors (the “Board”) effective February 29, 2020. | d892177d8k.htm |
| 2020-01-08 | 8-K | 2020-01-07 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 3.02 On January 7, 2020, the Company and Eagle entered into a Securities Purchase Agreement (the “SPA”), pursuant to which the Company issued and sold to Eagle 10,000,000 shares of common stock, par value $0.0001 per share (“Common Stock”), of the Company (the “Initial Purchase”) at a price of $2.00 per share. 3.03 The rights, preferences and privileges of the Series A Convertible Preferred Stock (the “Series A Preferred Stock”) are set forth in a Certificate of Designation of Series A Convertible Preferred Stock (the “Certificate of Designation”), which the Company filed with the Delaware Secretary of State on January 7, 2020. 5.03 The disclosure set forth above relating to the Company’s Certificate of Designation is incorporated herein to this Item 5.03. 8.01 On January 7, 2020, the Company issued a joint press release with Eagle announcing the transactions described above. | d861951d8k.htm |
| 2020-01-07 | 8-K | 2020-01-07 | 2.02 Results of Operations and Financial Condition | 2.02 Today, TYME released the following preliminary financial information for the third quarter ended December 31, 2019. | d845397d8k.htm |