Tyme Technologies, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2017-12-05: Form 8-K; Period of report 2017-12-05; Description 8.01 Other Events; Details 8.01.
- 2017-11-29: Form 8-K; Period of report 2017-11-22; Description 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 1.01.
- 2017-11-13: Form 8-K; Period of report 2017-11-13; Description 8.01 Other Events; Details 8.01.
- 2017-11-06: Form 8-K; Period of report 2017-11-02; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2017-12-05 | 8-K | 2017-12-05 | 8.01 Other Events | 8.01 On December 5, 2017, we issued a press release, a copy of which is attached hereto as Exhibit 99.1 and incorporated herein by reference. | d453321d8k.htm |
| 2017-11-29 | 8-K | 2017-11-22 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 1.01 On November 22, 2017, our Board of Directors (the “Board”) authorized, at the request of Ben R. Taylor, Tyme’s President and Chief Financial Officer, an alternative compensation arrangement for Mr. Taylor whereby the Board granted non-qualified stock options to purchase shares of our common stock in lieu of $213,000 in potential salary payable in the future to Mr. Taylor. 8.01 On November 22, 2017, the Board approved for certain non-employee members of the Board the right to receive options to purchase shares of Tyme common stock in lieu of cash payable in respect of accrued unpaid cash fees payable to non-employee directors under Tyme’s director compensation program. | d502327d8k.htm |
| 2017-11-13 | 8-K | 2017-11-13 | 8.01 Other Events | 8.01 From time to time management uses investor presentation materials, for which past copies have been filed with the SEC. | d431507d8k.htm |
| 2017-11-06 | 8-K | 2017-11-02 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 The opinion of Drinker Biddle & Reath LLP regarding the validity of the Shares issued pursuant to the offering described in Item 1.01 is incorporated by reference in its entirety to the Registration Statement. | d481477d8k.htm |
| 2017-09-11 | 8-K | 2017-09-11 | 8.01 Other Events | 8.01 On September 11, 2017, we issued a press release, a copy of which is attached hereto as Exhibit 99.1 and incorporated herein by reference. | d281909d8k.htm |
| 2017-09-11 | 8-K | 2017-09-11 | 7.01 Regulation FD Disclosure | 7.01 The management of Tyme Technologies, Inc. (the “Company”) will present at the Rodman & Renshaw 19th Annual Global Investment Conference on Monday, September 11, 2017 at the Lotte New York Palace Hotel in New York, New York at approximately 9:00 a.m. | d399069d8k.htm |
| 2017-09-07 | 8-K | 2017-09-07 | 8.01 Other Events | 8.01 On September 7, 2017, we issued a press release, a copy of which is attached hereto as Exhibit 99.1 and incorporated herein by reference. | d455450d8k.htm |
| 2017-08-10 | 8-K | 2017-08-09 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | d441605d8k.htm |
| 2017-08-02 | 8-K | 2017-07-28 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 (d) On July 31, 2017, Tyme Technologies, Inc. (the “Company”), in accordance with the authority granted by the Company’s board of directors, listed its shares of common stock (the “Common Stock”), which were previously quoted on the OTCQB® Venture Market (“OTC”) under the ticker symbol “TYMI,” on the Nasdaq Capital Market (“Nasdaq”) under the ticker symbol “TYME.” In connection with such action, the listing and trading of the Common Stock on OTC ceased at market close on July 28, 2017, and trading of the Common Stock commenced on Nasdaq upon the opening of business on July 31, 2017. | d435902d8k.htm |
| 2017-07-13 | 8-K/A | 2017-07-13 | 7.01 Regulation FD Disclosure | 7.01 On June 15, 2017, Tyme Technologies, Inc. (the “Company”) filed a Current Report on Form 8-K (the “Original 8-K”) for the purposes of providing an information slide deck used by the Company during a presentation at the the 6th Annual Marcum Microcap Conference. | form_8-k.htm |
| 2017-06-15 | 8-K | 2017-06-15 | 7.01 Regulation FD Disclosure | 7.01 Ben R. Taylor, the President and Chief Financial Officer of Tyme Technologies, Inc. (the “Company”), will present at the 6th Annual Marcum Microcap Conference on Thursday June 15, 2017 at approximately 3:30 p.m. | d397505d8k.htm |
| 2017-04-17 | 8-K/A | 2017-04-17 | 3.02 Unregistered Sales of Equity Securities | 3.02 This Amendment amends the Current Report on Form 8-K filed by the Company on March 22, 2017 (the “Original Report”) to disclose additional unregistered sales of equity securities made on the same terms as previously disclosed. | form_8-k.htm |
| 2017-04-04 | 8-K | 2017-04-04 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (d) On March 29, 2017, David Carberry and Jim Biehl were each elected to serve on the Company’s board of directors (the “Board”). | form_8-k.htm |
| 2017-03-31 | 8-K/A | 2017-03-31 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 This Amendment amends the Current Report on Form 8 K filed by the Company on March 23, 2017 (the “Original Report”) to disclose that the Company granted a nonqualified stock option award to Ben R. Taylor. | form_8-k.htm |
| 2017-03-24 | 8-K | 2017-03-23 | 1.01 Entry into a Material Definitive Agreement; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 1.01 is hereby incorporated by reference into this Item 5.02(e). | form_8-k.htm |
| 2017-03-22 | 8-K | 2017-03-22 | 3.02 Unregistered Sales of Equity Securities | 3.02 On March 21, 2017, we sold and issued to a total of 14 investors (collectively, the “Purchasers”) for an aggregate of $8.15 million in gross proceeds an aggregate of: (x) 3,196,465 shares (each, a “Share”) of the common stock, par value $0.0001 per share (the “Common Stock”), of the Company and (y) 3,196,465 Common Stock purchase warrants (each, a “Warrant,” and together with the Shares, the “Securities”). | form_8-k.htm |
| 2017-03-02 | 8-K | 2017-03-02 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. 1.02 Pursuant to the Settlement Agreement, the RRA was terminated. | form_8-k.htm |
| 2017-03-02 | 8-K | 2017-03-02 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (d) On February 24, 2017, Paul Sturman was elected to serve on the Company’s board of directors (the “Board”). | form_8-k.htm |
| 2017-02-16 | 8-K | 2017-02-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Effective February 15, 2017, Tommy G. Thompson will transition back to serve as a special advisor to the board of directors (the “Board”) of Tyme Technologies, Inc. (the “Company”) and, as a result, will no longer serve as a member of the Board or any committee thereof. | form_8-k.htm |
| 2017-01-20 | 8-K | 2017-01-16 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 (b) Effective on January 16, 2017, Robert Dickey, Chief Financial Officer, resigned from his position at Tyme Technologies, Inc. (the “Company”) to pursue other opportunities. | form_8-k.htm |