Tyme Technologies, Inc. Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2018-11-13: Form 8-K; Period of report 2018-11-13; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2018-11-05: Form 8-K; Period of report 2018-11-05; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2018-10-25: Form 8-K; Period of report 2018-10-25; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2018-10-10: Form 8-K; Period of report 2018-10-10; Description 8.01 Other Events; Details 8.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2018-11-13 | 8-K | 2018-11-13 | 7.01 Regulation FD Disclosure | 7.01 From time to time, Tyme’s management uses investor presentation materials, for which past copies have been filed with the SEC. | d646838d8k.htm |
| 2018-11-05 | 8-K | 2018-11-05 | 2.02 Results of Operations and Financial Condition | 2.02 On November 5, 2018, Tyme released financial information for the second quarter ended September 30, 2018. | d649135d8k.htm |
| 2018-10-25 | 8-K | 2018-10-25 | 7.01 Regulation FD Disclosure | 7.01 As of October 25, 2018, Tyme has decided to discontinue use of its at-the-market (“ATM”) financing facility for at least the remainder of calendar year 2018. | d576895d8k.htm |
| 2018-10-10 | 8-K | 2018-10-10 | 8.01 Other Events | 8.01 On October 10, 2018, Tyme issued a press release, a copy of which is attached hereto as Exhibit 99.1 and incorporated herein by reference. | d636498d8k.htm |
| 2018-10-04 | 8-K | 2018-10-04 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On October 4, 2018, Tyme reported information with respect to its cash positions and usage as of and for the second quarter of its fiscal year 2019. 8.01 The information set forth under Item 2.02 above is incorporated by reference into this Item 8.01 and is filed with the SEC. | d613792d8k.htm |
| 2018-09-18 | 8-K | 2018-09-17 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On September 17, 2018, in connection with his employment as Tyme’s Chief Legal Officer and Secretary, director James Biehl informed the Company that he would be resigning as a member of the Company’s board of directors (the “Board”). 8.01 On September 10, 2018, James Biehl was hired as the Company’s Chief Legal Officer and Secretary. | d623409d8k.htm |
| 2018-09-05 | 8-K | 2018-09-05 | 8.01 Other Events | 8.01 On September 5, 2018, Tyme issued a press release, a copy of which is attached hereto as Exhibit 99.1 and incorporated herein by reference. | d618504d8k.htm |
| 2018-08-27 | 8-K | 2018-08-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 5.07 Submission of Matters to a Vote of Security Holders | 5.02 On August 26, 2018, Tyme’s Board of Directors (the “Board”) approved the appointment of Barbara Galaini, Tyme’s Corporate Controller, as the Company’s Principal Accounting Officer for purposes of applicable forms and regulations of the U.S. Securities and Exchange Commission. | d613614d8k.htm |
| 2018-07-30 | 8-K | 2018-07-30 | 2.02 Results of Operations and Financial Condition | 2.02 On July 30, 2018, Tyme released financial information for the first quarter ended June 30, 2018. | d586428d8k.htm |
| 2018-06-12 | 8-K | 2018-06-12 | 8.01 Other Events | 8.01 From time to time, Tyme’s management uses investor presentation materials, for which past copies have been filed with the SEC. | d543275d8k.htm |
| 2018-05-29 | 8-K | 2018-05-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On May 24, 2018, the board of directors (the “Board”) of the Company appointed Don DeGolyer to serve on the Company’s Board. 8.01 On May 24, 2018, the Compensation Committee also conducted a review of the Company’s director compensation policy, in consultation with Pearl Meyer. | d591146d8k.htm |
| 2018-04-09 | 8-K | 2018-04-09 | 2.02 Results of Operations and Financial Condition | 2.02 On April 9, 2018, Tyme released earnings for the fourth quarter ended March 31, 2018. | d543553d8k.htm |
| 2018-04-02 | 8-K | 2018-04-02 | 3.03 Material Modification to Rights of Security Holders; 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year; 8.01 Other Events | 3.03 Effective April 2, 2018, the Company amended its Amended and Restated Articles of Incorporation to (1) implement a classified Board of Directors, (2) authorize the Board of Directors to exclusively fill any and all vacancies occurring on the Board, (3) authorize the Board of Directors to exclusively have the power to change, and set, the size of the Board, and authorize the Board of Directors to exclusively have the power to call a special meeting of stockholders (the “Charter Amendment”). 5.03 The information in Item 3.03 is incorporated into this Item 5.03 by reference. 8.01 As previously disclosed in the Information Statement, the Company has adopted an amendment to its 2015 Equity Incentive Plan and has amended and restated its 2016 Stock Option Plan for Non-Employee Directors. | d544305d8k.htm |
| 2018-03-23 | 8-K | 2018-03-23 | 8.01 Other Events | 8.01 On March 23, 2018 the Board of Directors of Tyme adopted a compensation committee charter establishing a compensation committee. | d489890d8k.htm |
| 2018-03-14 | 8-K | 2018-03-14 | 8.01 Other Events | 8.01 On March 14, 2018, Tyme issued a press release, a copy of which is attached hereto as Exhibit 99.1 and incorporated herein by reference. | d532993d8k.htm |
| 2018-03-06 | 8-K | 2018-03-01 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On March 1, 2018, Tyme entered into an underwriting agreement (the “Underwriting Agreement”) with Evercore Group L.L.C., Stifel, Nicolaus & Company, Incorporated and Canaccord Genuity Inc., as representatives of the several underwriters listed therein (the “Underwriters”), relating to an underwritten public offering of 9,000,000 shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”), plus an additional 1,350,000 shares of Common Stock if the Underwriters exercise their 30-day option to purchase additional shares (the “Offering”). 8.01 The legal opinion and consent of Drinker Biddle & Reath LLP relating to the validity of the shares is filed as Exhibit 5.1 to this Current Report on Form 8-K and is incorporated herein by reference. | d508903d8k.htm |
| 2018-02-26 | 8-K | 2018-02-21 | 5.07 Submission of Matters to a Vote of Security Holders | d414132d8k.htm | |
| 2018-02-09 | 8-K | 2018-02-09 | 8.01 Other Events | 8.01 On February 9, 2018, our Chief Executive Officer, Steve Hoffman, and our Chief Operating Officer, Michael Demurjian, each entered into an individual written trading plan (the “10b5-1 Plans”) in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, and our insider trading policy. | d556420d8k.htm |