Tyme Technologies, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-08-22: Reporting owner Sokol Gerald H; Form 4; Security Director Stock Option - right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-08-22: Reporting owner TYSON TIMOTHY; Form 4; Security Director Stock Option - right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-08-22: Reporting owner Sturman Paul L; Form 4; Security Director Stock Option - right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-08-22: Reporting owner DeGolyer Donald W; Form 4; Security Director Stock Option - right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-08-22 | Sokol Gerald H Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.18 exercise price | 2019-08-27 | |
| 2019-08-22 | TYSON TIMOTHY Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.18 exercise price | 2019-08-27 | |
| 2019-08-22 | Sturman Paul L Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.18 exercise price | 2019-08-27 | |
| 2019-08-22 | DeGolyer Donald W Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.18 exercise price | 2019-08-27 | |
| 2019-08-22 | Carberry David Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.18 exercise price | 2019-08-27 | |
| 2019-08-22 | Thompson Tommy G Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.18 exercise price | 2019-08-27 | |
| 2019-08-22 | Michels Douglas A Director | 4 | Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.18 exercise price | 2019-08-27 | |
| 2019-05-07 | Korfin Michele Ilene Officer (Chief Operating Officer) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $1.53 exercise price | 2019-05-09 | |
| 2019-05-03 | Taylor Ben R Officer (President, CFO) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +469,300 469,300 owned after | $1.56 exercise price | 2019-05-07 | |
| 2019-05-03 | Galaini Barbara Officer (Principal Accounting Officer) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +179,700 179,700 owned after | $1.56 exercise price | 2019-05-07 | |
| 2019-05-03 | Del Priore Giuseppe Officer (Chief Medical Officer) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +342,700 342,700 owned after | $1.56 exercise price | 2019-05-07 | |
| 2019-05-03 | Eckard Jonathan Officer (Chief Business Officer) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +370,700 370,700 owned after | $1.56 exercise price | 2019-05-07 | |
| 2019-05-03 | Biehl James Officer (See Remarks) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +253,200 253,200 owned after | $1.56 exercise price | 2019-05-07 | |
| 2019-03-25 holding as of filing | Korfin Michele Ilene Officer (Chief Operating Officer) | 3 | Employee Stock Option - Option to buy Derivative · Direct | Holding | $2.33 exercise price | 2019-03-25 |