Tyme Technologies, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 79 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-09-16: Reporting owner Sokol Gerald H; Form 4; Security Director Stock Option - Option to buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-09-16: Reporting owner Sokol Gerald H; Form 4; Security Director Stock Option - Option to buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-09-16: Reporting owner Sokol Gerald H; Form 4; Security Director Stock Option - Option to buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2022-09-16: Reporting owner Sokol Gerald H; Form 4; Security Director Stock Option - Option to buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-09-16 | Sokol Gerald H Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $8.75 exercise price | 2022-09-16 | |
| 2022-09-16 | Sokol Gerald H Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $2.90 exercise price | 2022-09-16 | |
| 2022-09-16 | Sokol Gerald H Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.33 exercise price | 2022-09-16 | |
| 2022-09-16 | Sokol Gerald H Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.18 exercise price | 2022-09-16 | |
| 2022-09-16 | Sokol Gerald H Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $1.22 exercise price | 2022-09-16 | |
| 2022-09-16 | Sokol Gerald H Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $1.10 exercise price | 2022-09-16 | |
| 2022-09-16 | Sokol Gerald H Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $0.31 exercise price | 2022-09-16 | |
| 2022-09-16 | Hoffman Steve Director, 10% Owner | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $0.31 exercise price | 2022-09-16 | |
| 2022-09-16 | PORFIDO FRANK L. Officer (Chief Financial Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −725,000 0 owned after | $1.43 exercise price | 2022-09-16 | |
| 2022-09-16 | PORFIDO FRANK L. Officer (Chief Financial Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −396,800 0 owned after | $0.32 exercise price | 2022-09-16 | |
| 2022-09-16 | Michels Douglas A Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,833 0 owned after | $2.71 exercise price | 2022-09-16 | |
| 2022-09-16 | Michels Douglas A Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.71 exercise price | 2022-09-16 | |
| 2022-09-16 | Michels Douglas A Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.18 exercise price | 2022-09-16 | |
| 2022-09-16 | Michels Douglas A Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $1.22 exercise price | 2022-09-16 | |
| 2022-09-16 | Michels Douglas A Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $1.10 exercise price | 2022-09-16 | |
| 2022-09-16 | Michels Douglas A Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $0.31 exercise price | 2022-09-16 | |
| 2022-09-16 | TYSON TIMOTHY Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,058 0 owned after | $4.10 exercise price | 2022-09-16 | |
| 2022-09-16 | TYSON TIMOTHY Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $8.75 exercise price | 2022-09-16 | |
| 2022-09-16 | TYSON TIMOTHY Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $2.90 exercise price | 2022-09-16 | |
| 2022-09-16 | TYSON TIMOTHY Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.33 exercise price | 2022-09-16 | |
| 2022-09-16 | TYSON TIMOTHY Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.18 exercise price | 2022-09-16 | |
| 2022-09-16 | TYSON TIMOTHY Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $1.22 exercise price | 2022-09-16 | |
| 2022-09-16 | TYSON TIMOTHY Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $1.10 exercise price | 2022-09-16 | |
| 2022-09-16 | TYSON TIMOTHY Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $0.31 exercise price | 2022-09-16 | |
| 2022-09-16 | Galaini Barbara Officer (See remarks) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $2.25 exercise price | 2022-09-16 | |
| 2022-09-16 | Galaini Barbara Officer (See remarks) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.25 exercise price | 2022-09-16 | |
| 2022-09-16 | Galaini Barbara Officer (See remarks) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −179,700 0 owned after | $1.56 exercise price | 2022-09-16 | |
| 2022-09-16 | Galaini Barbara Officer (See remarks) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −225,000 0 owned after | $1.39 exercise price | 2022-09-16 | |
| 2022-09-16 | Galaini Barbara Officer (See remarks) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −280,000 0 owned after | $1.43 exercise price | 2022-09-16 | |
| 2022-09-16 | Galaini Barbara Officer (See remarks) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −258,300 0 owned after | $0.32 exercise price | 2022-09-16 | |
| 2022-09-16 | Eckard Jonathan Officer (Chief Business Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $4.31 exercise price | 2022-09-16 | |
| 2022-09-16 | Eckard Jonathan Officer (Chief Business Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $2.90 exercise price | 2022-09-16 | |
| 2022-09-16 | Eckard Jonathan Officer (Chief Business Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $2.90 exercise price | 2022-09-16 | |
| 2022-09-16 | Eckard Jonathan Officer (Chief Business Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −370,700 0 owned after | $1.56 exercise price | 2022-09-16 | |
| 2022-09-16 | Eckard Jonathan Officer (Chief Business Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 0 owned after | $1.39 exercise price | 2022-09-16 | |
| 2022-09-16 | Eckard Jonathan Officer (Chief Business Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −431,000 0 owned after | $1.43 exercise price | 2022-09-16 | |
| 2022-09-16 | Eckard Jonathan Officer (Chief Business Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −482,200 0 owned after | $0.32 exercise price | 2022-09-16 | |
| 2022-09-16 | Biehl James Officer (Chief Legal Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $2.42 exercise price | 2022-09-16 | |
| 2022-09-16 | Biehl James Officer (Chief Legal Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −253,200 0 owned after | $1.56 exercise price | 2022-09-16 | |
| 2022-09-16 | Biehl James Officer (Chief Legal Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −360,000 0 owned after | $1.39 exercise price | 2022-09-16 | |
| 2022-09-16 | Biehl James Officer (Chief Legal Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $1.43 exercise price | 2022-09-16 | |
| 2022-09-16 | Biehl James Officer (Chief Legal Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −482,200 0 owned after | $0.32 exercise price | 2022-09-16 | |
| 2022-09-16 | Biehl James Officer (Chief Legal Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $2.95 exercise price | 2022-09-16 | |
| 2022-09-16 | Biehl James Officer (Chief Legal Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $2.95 exercise price | 2022-09-16 | |
| 2022-09-16 | Biehl James Officer (Chief Legal Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $2.90 exercise price | 2022-09-16 | |
| 2022-09-16 | Cunningham, Richard Anthony Officer (Chief Executive Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000,000 0 owned after | $1.03 exercise price | 2022-09-16 | |
| 2022-09-16 | Cunningham, Richard Anthony Officer (Chief Executive Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $1.43 exercise price | 2022-09-16 | |
| 2022-09-16 | Cunningham, Richard Anthony Officer (Chief Executive Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,326,000 0 owned after | $0.33 exercise price | 2022-09-16 | |
| 2022-09-16 | Baker Christine D. Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,666 0 owned after | $0.35 exercise price | 2022-09-16 | |
| 2022-09-16 | Baker Christine D. Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,888 0 owned after | $0.35 exercise price | 2022-09-16 | |
| 2022-09-16 | Baker Christine D. Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $0.31 exercise price | 2022-09-16 | |
| 2022-09-16 | Carberry David Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.95 exercise price | 2022-09-16 | |
| 2022-09-16 | Carberry David Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $2.90 exercise price | 2022-09-16 | |
| 2022-09-16 | Carberry David Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.33 exercise price | 2022-09-16 | |
| 2022-09-16 | Carberry David Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.18 exercise price | 2022-09-16 | |
| 2022-09-16 | Carberry David Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $1.22 exercise price | 2022-09-16 | |
| 2022-09-16 | Carberry David Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $1.10 exercise price | 2022-09-16 | |
| 2022-09-16 | Carberry David Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $1.10 exercise price | 2022-09-16 | |
| 2022-09-16 | DeGolyer Donald W Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.90 exercise price | 2022-09-16 | |
| 2022-09-16 | DeGolyer Donald W Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $2.33 exercise price | 2022-09-16 | |
| 2022-09-16 | DeGolyer Donald W Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $1.18 exercise price | 2022-09-16 | |
| 2022-09-16 | DeGolyer Donald W Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,000 0 owned after | $1.22 exercise price | 2022-09-16 | |
| 2022-09-16 | DeGolyer Donald W Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $1.10 exercise price | 2022-09-16 | |
| 2022-09-16 | DeGolyer Donald W Director | 4 | Director Stock Option - Option to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −88,000 0 owned after | $0.31 exercise price | 2022-09-16 | |
| 2022-08-24 | DeGolyer Donald W Director | 4 | Director Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,000 88,000 owned after | $0.31 exercise price | 2022-08-29 | |
| 2022-08-24 | Carberry David Director | 4 | Director Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,000 88,000 owned after | $0.31 exercise price | 2022-08-29 | |
| 2022-08-24 | Baker Christine D. Director | 4 | Director Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,000 88,000 owned after | $0.31 exercise price | 2022-08-29 | |
| 2022-08-24 | Michels Douglas A Director | 4 | Director Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,000 88,000 owned after | $0.31 exercise price | 2022-08-29 | |
| 2022-08-24 | Sokol Gerald H Director | 4 | Director Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,000 88,000 owned after | $0.31 exercise price | 2022-08-29 | |
| 2022-08-24 | TYSON TIMOTHY Director | 4 | Director Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,000 88,000 owned after | $0.31 exercise price | 2022-08-29 | |
| 2022-08-24 | Hoffman Steve Director, 10% Owner | 4 | Director Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,000 88,000 owned after | $0.31 exercise price | 2022-08-26 | |
| 2022-04-25 | Cunningham, Richard Anthony Officer (Chief Executive Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,326,000 1,326,000 owned after | $0.33 exercise price | 2022-04-26 | |
| 2022-04-22 | Galaini Barbara Officer (See Remarks) | 4 | Employee Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +258,300 258,300 owned after | $0.32 exercise price | 2022-04-26 | |
| 2022-04-22 | PORFIDO FRANK L. Officer (Chief Financial Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +396,800 396,800 owned after | $0.32 exercise price | 2022-04-26 | |
| 2022-04-22 | Biehl James Officer (Chief Legal Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +482,200 482,200 owned after | $0.32 exercise price | 2022-04-26 | |
| 2022-04-22 | Van Tornout Jan M Officer (Acting Chief Medical Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $0.32 exercise price | 2022-04-26 | |
| 2022-04-22 | Eckard Jonathan Officer (Chief Business Officer) | 4 | Employee Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +482,200 482,200 owned after | $0.32 exercise price | 2022-04-26 | |
| 2022-03-23 | Baker Christine D. Director | 4 | Director Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +176,000 176,000 owned after | $0.35 exercise price | 2022-03-25 | |
| 2022-03-23 | Baker Christine D. Director | 4 | Director Stock Option - Option to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,888 212,888 owned after | $0.35 exercise price | 2022-03-25 |