Tyme Technologies, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-05: Reporting owner Galaini Barbara; Form 4; Security Employee Stock Option - right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-10-01: Reporting owner Michels Douglas A; Form 4; Security Director Stock Option - right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-10-01: Reporting owner Michels Douglas A; Form 4; Security Director Stock Option - right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-09-13: Reporting owner Biehl James; Form 4; Security Employee Stock Option - right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-05 | Galaini Barbara Officer (Corporate Controller) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.25 exercise price | 2018-11-07 | |
| 2018-10-01 | Michels Douglas A Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.71 exercise price | 2018-10-03 | |
| 2018-10-01 | Michels Douglas A Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,833 145,833 owned after | $2.71 exercise price | 2018-10-03 | |
| 2018-09-13 | Biehl James Director, Officer (Chief Legal Officer) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $2.42 exercise price | 2018-09-17 | |
| 2018-09-05 holding as of filing | Galaini Barbara Officer (Corporate Controller) | 3 | Employee Stock Option - right to buy Derivative · Direct | Holding | $2.25 exercise price | 2018-09-05 | ||
| 2018-08-26 | Biehl James Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.33 exercise price | 2018-08-28 | |
| 2018-08-26 | DeGolyer Donald W Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.33 exercise price | 2018-08-28 | |
| 2018-08-26 | Sokol Gerald H Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.33 exercise price | 2018-08-28 | |
| 2018-08-26 | Thompson Tommy G Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.33 exercise price | 2018-08-28 | |
| 2018-08-26 | Carberry David Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.33 exercise price | 2018-08-28 | |
| 2018-08-26 | TYSON TIMOTHY Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.33 exercise price | 2018-08-28 | |
| 2018-08-26 | Sturman Paul L Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.33 exercise price | 2018-08-28 | |
| 2018-06-30 | Eckard Jonathan Officer (Chief Business Officer) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $4.31 exercise price | 2020-05-18 | |
| 2018-06-30 | Taylor Ben R Officer (President, CFO) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500,000 1,500,000 owned after | $2.95 exercise price | 2020-05-18 | |
| 2018-05-24 | TYSON TIMOTHY Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.90 exercise price | 2018-05-29 | |
| 2018-05-24 | Thompson Tommy G Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.90 exercise price | 2018-05-29 | |
| 2018-05-24 | Sokol Gerald H Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.90 exercise price | 2018-05-29 | |
| 2018-05-24 | Eckard Jonathan Officer (See Remarks) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $2.90 exercise price | 2018-05-29 | |
| 2018-05-24 | Del Priore Giuseppe Officer (Chief Medical Officer) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $2.90 exercise price | 2018-05-29 | |
| 2018-05-24 | Carberry David Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.90 exercise price | 2018-05-29 | |
| 2018-05-24 | Sturman Paul L Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.90 exercise price | 2018-05-29 | |
| 2018-05-24 | Biehl James Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.90 exercise price | 2018-05-29 | |
| 2018-05-24 | DeGolyer Donald W Director | 4 | Director Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.90 exercise price | 2018-05-29 | |
| 2018-05-24 | Taylor Ben R Officer (President, CFO) | 4 | Employee Stock Option - right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $2.90 exercise price | 2018-05-29 | |
| 2018-04-25 holding as of filing | Brown Christopher F 10% Owner | 3 | Call Option (right to buy) Derivative · Direct | Holding | $0.01 exercise price | 2018-04-25 | ||
| 2018-02-28 | Brown Christopher F 10% Owner | 4 | Call Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1 0 owned after | $0.01 exercise price | 2018-04-25 | |
| 2018-02-14 holding as of filing | Thompson Tommy G Director | 3 | Director Stock Option - right to buy Derivative · Direct | Holding | $8.75 exercise price | 2018-02-14 | ||
| 2018-02-14 holding as of filing | Thompson Tommy G Director | 3 | Director Stock Option - right to buy Derivative · Direct | Holding | $4.10 exercise price | 2018-02-14 | ||
| 2018-01-12 | Brown Christopher F 10% Owner | 4 | Call Option (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1 1,250,000 owned after | $0.01 exercise price | 2018-04-25 |