Trycera Financial, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 82 rows, 82 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-02-18: Reporting owner KNITOWSKI ALAN S; Form 5; Security Warrants; Transaction Holding.
- 2009-02-18: Reporting owner Dang Luan; Form 5; Security Warrants; Transaction Holding.
- 2009-02-18: Reporting owner Dang Luan; Form 5; Security Warrants; Transaction Holding.
- 2009-02-18: Reporting owner Dang Luan; Form 5; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-02-18 holding as of filing | KNITOWSKI ALAN S Other (Former 10% Owner & Director) | 5 | Warrants Derivative · Indirect · (m) | Holding | 35,000 owned after | no price filed | 2009-02-18 | |
| 2009-02-18 holding as of filing | Dang Luan | 5 | Warrants Derivative · Indirect · (m) | Holding | 35,000 owned after | no price filed | 2009-02-18 | |
| 2009-02-18 holding as of filing | Dang Luan | 5 | Warrants Derivative · Direct · (m) | Holding | 32,500 owned after | no price filed | 2009-02-18 | |
| 2009-02-18 holding as of filing | Dang Luan | 5 | Warrants Derivative · Direct · (m) | Holding | 10,000 owned after | no price filed | 2009-02-18 | |
| 2009-02-18 holding as of filing | Dang Luan | 5 | Warrants Derivative · Direct · (m) | Holding | 25,000 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | KNITOWSKI ALAN S Other (Former 10% Owner & Director) | 5 | Warrants Derivative · Indirect · Family Trust | S Open market or private sale of non-derivative or derivative security | −50,000 0 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | KNITOWSKI ALAN S Other (Former 10% Owner & Director) | 5 | Warrants Derivative · Indirect · Family Trust | S Open market or private sale of non-derivative or derivative security | −25,000 0 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | KNITOWSKI ALAN S Other (Former 10% Owner & Director) | 5 | Warrants Derivative · Indirect · Family Trust | S Open market or private sale of non-derivative or derivative security | −150,000 0 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | KNITOWSKI ALAN S Other (Former 10% Owner & Director) | 5 | Warrants Derivative · Indirect · Family Trust | S Open market or private sale of non-derivative or derivative security | −280,000 0 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | Knitowski Family Trust UDT dated 8/3/00 Other (Former 10% Owner) | 5 | Warrants Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −125,000 0 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | Knitowski Family Trust UDT dated 8/3/00 Other (Former 10% Owner) | 5 | Warrants Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −50,000 0 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | Knitowski Family Trust UDT dated 8/3/00 Other (Former 10% Owner) | 5 | Warrants Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −25,000 0 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | Knitowski Family Trust UDT dated 8/3/00 Other (Former 10% Owner) | 5 | Warrants Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −150,000 0 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | Knitowski Family Trust UDT dated 8/3/00 Other (Former 10% Owner) | 5 | Warrants Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −280,000 0 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | Dang Luan | 5 | Warrants Derivative · Indirect · Sagoso Capital | P Open market or private purchase of non-derivative or derivative security | +125,000 125,000 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | Dang Luan | 5 | Warrants Derivative · Indirect · Sagoso Capital | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | Dang Luan | 5 | Warrants Derivative · Indirect · Sagoso Capital | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | Dang Luan | 5 | Warrants Derivative · Indirect · Sagoso Capital | P Open market or private purchase of non-derivative or derivative security | +150,000 150,000 owned after | no price filed | 2009-02-18 | |
| 2008-12-29 | Dang Luan | 5 | Warrants Derivative · Indirect · Sagoso Capital | P Open market or private purchase of non-derivative or derivative security | +280,000 280,000 owned after | no price filed | 2009-02-18 | |
| 2008-02-14 holding as of filing | Dang Luan Director, 10% Owner | 5 | Warrants Derivative · Direct · (m) | Holding | 25,000 owned after | no price filed | 2008-02-14 | |
| 2008-02-14 holding as of filing | Dang Luan Director, 10% Owner | 5 | Warrants Derivative · Direct · (m) | Holding | 10,000 owned after | no price filed | 2008-02-14 | |
| 2008-02-14 holding as of filing | Dang Luan Director, 10% Owner | 5 | Warrants Derivative · Direct · (m) | Holding | 32,500 owned after | no price filed | 2008-02-14 | |
| 2008-02-14 holding as of filing | Dang Luan Director, 10% Owner | 5 | Warrants Derivative · Indirect · (m) | Holding | 35,000 owned after | no price filed | 2008-02-14 | |
| 2008-02-14 holding as of filing | Knitowski Family Trust UDT dated 8/3/00 10% Owner | 5 | Warrants Derivative · Direct | Holding | 280,000 owned after | no price filed | 2008-02-14 | |
| 2008-02-14 holding as of filing | Knitowski Family Trust UDT dated 8/3/00 10% Owner | 5 | Warrants Derivative · Direct | Holding | 150,000 owned after | no price filed | 2008-02-14 | |
| 2008-02-14 holding as of filing | Knitowski Family Trust UDT dated 8/3/00 10% Owner | 5 | Warrants Derivative · Direct | Holding | 25,000 owned after | no price filed | 2008-02-14 | |
| 2008-02-14 holding as of filing | Knitowski Family Trust UDT dated 8/3/00 10% Owner | 5 | Warrants Derivative · Direct | Holding | 50,000 owned after | no price filed | 2008-02-14 | |
| 2008-02-14 holding as of filing | Knitowski Family Trust UDT dated 8/3/00 10% Owner | 5 | Warrants Derivative · Direct | Holding | 125,000 owned after | no price filed | 2008-02-14 | |
| 2008-02-14 holding as of filing | Lang Robert Martin Other (former Director) | 5 | Warrants Derivative · Direct | Holding | 25,000 owned after | no price filed | 2008-02-14 | |
| 2008-02-13 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Warrants Derivative · Indirect · (m) | Holding | 280,000 owned after | no price filed | 2008-02-13 | |
| 2008-02-13 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Warrants Derivative · Indirect · (m) | Holding | 150,000 owned after | no price filed | 2008-02-13 | |
| 2008-02-13 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Warrants Derivative · Indirect · (m) | Holding | 35,000 owned after | no price filed | 2008-02-13 | |
| 2008-02-13 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Warrants Derivative · Indirect · (m) | Holding | 25,000 owned after | no price filed | 2008-02-13 | |
| 2008-02-13 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Warrants Derivative · Indirect · (m) | Holding | 50,000 owned after | no price filed | 2008-02-13 | |
| 2008-02-13 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Warrants Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2008-02-13 | |
| 2007-11-20 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 25,000 owned after | no price filed | 2007-11-20 | |
| 2007-11-20 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 25,000 owned after | no price filed | 2007-11-20 | |
| 2007-11-20 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2007-11-20 | |
| 2007-11-20 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 37,500 owned after | no price filed | 2007-11-20 | |
| 2007-11-20 holding as of filing | Dang Luan Director, 10% Owner | 4 | Warrants Derivative · Direct | Holding | 32,500 owned after | no price filed | 2007-11-20 | |
| 2007-11-20 holding as of filing | Dang Luan Director, 10% Owner | 4 | Warrants Derivative · Direct | Holding | 10,000 owned after | no price filed | 2007-11-20 | |
| 2007-11-20 holding as of filing | Dang Luan Director, 10% Owner | 4 | Warrants Derivative · Direct | Holding | 25,000 owned after | no price filed | 2007-11-20 | |
| 2007-07-03 | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | no price filed | 2007-07-03 | |
| 2007-06-20 holding as of filing | Lang Robert Martin Director | 4 | Warrants Derivative · Direct | Holding | 25,000 owned after | no price filed | 2007-06-20 | |
| 2007-05-29 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 25,000 owned after | no price filed | 2007-05-29 | |
| 2007-05-29 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 50,000 owned after | no price filed | 2007-05-29 | |
| 2007-05-29 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2007-05-29 | |
| 2007-05-29 holding as of filing | Dang Luan Director, 10% Owner | 4 | Warrants Derivative · Direct | Holding | 32,500 owned after | no price filed | 2007-05-29 | |
| 2007-05-29 holding as of filing | Dang Luan Director, 10% Owner | 4 | Warrants Derivative · Direct | Holding | 10,000 owned after | no price filed | 2007-05-29 | |
| 2007-05-29 holding as of filing | Dang Luan Director, 10% Owner | 4 | Warrants Derivative · Direct | Holding | 25,000 owned after | no price filed | 2007-05-29 | |
| 2007-03-29 holding as of filing | Dang Luan Director, 10% Owner | 4 | Warrants Derivative · Direct | Holding | 25,000 owned after | no price filed | 2007-03-29 | |
| 2007-03-29 holding as of filing | Dang Luan Director, 10% Owner | 4 | Warrants Derivative · Direct | Holding | 10,000 owned after | no price filed | 2007-03-29 | |
| 2007-03-01 | Dang Luan Director, 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 32,500 owned after | no price filed | 2007-03-29 | |
| 2007-02-05 | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | no price filed | 2007-07-03 | |
| 2007-02-05 | Knitowski Family Trust UDT dated 8/3/00 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | no price filed | 2007-02-05 | |
| 2007-02-05 holding as of filing | Knitowski Family Trust UDT dated 8/3/00 10% Owner | 4 | Warrants Derivative · Direct | Holding | 125,000 owned after | no price filed | 2007-02-05 | |
| 2007-02-05 holding as of filing | Knitowski Family Trust UDT dated 8/3/00 10% Owner | 4 | Warrants Derivative · Direct | Holding | 50,000 owned after | no price filed | 2007-02-05 | |
| 2007-02-05 | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · by Family Trust | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $1.25 exercise price | 2007-02-05 | |
| 2007-02-05 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2007-02-05 | |
| 2007-02-05 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 50,000 owned after | no price filed | 2007-02-05 | |
| 2007-02-01 holding as of filing | Dang Luan Director | 5 | Warrants Derivative · Direct | Holding | 25,000 owned after | no price filed | 2007-02-01 | |
| 2007-02-01 holding as of filing | Dang Luan Director | 5 | Warrants Derivative · Direct | Holding | 10,000 owned after | no price filed | 2007-02-01 | |
| 2007-01-30 holding as of filing | Lang Robert Martin Director | 5 | Warrants Derivative · Direct | Holding | 25,000 owned after | no price filed | 2007-01-30 | |
| 2007-01-29 holding as of filing | Knitowski Family Trust UDT dated 8/3/00 10% Owner | 5 | Warrants Derivative · Direct | Holding | 125,000 owned after | no price filed | 2007-01-29 | |
| 2007-01-29 holding as of filing | Knitowski Family Trust UDT dated 8/3/00 10% Owner | 5 | Warrants Derivative · Direct | Holding | 50,000 owned after | no price filed | 2007-01-29 | |
| 2007-01-29 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Warrants Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2007-01-29 | |
| 2007-01-29 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Warrants Derivative · Indirect · (m) | Holding | 50,000 owned after | no price filed | 2007-01-29 | |
| 2007-01-05 | Dang Luan Director, 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +7,500 7,500 owned after | no price filed | 2007-03-29 | |
| 2006-07-28 holding as of filing | Dang Luan Director | 4 | Warrants Derivative · Direct | Holding | 25,000 owned after | no price filed | 2006-07-28 | |
| 2006-07-27 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2006-07-27 | |
| 2006-07-27 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 50,000 owned after | no price filed | 2006-07-27 | |
| 2006-06-20 holding as of filing | Lang Robert Martin Director | 3 | Warrants Derivative · Direct | Holding | no price filed | 2006-06-20 | ||
| 2006-06-06 holding as of filing | Knitowski Family Trust UDT dated 8/3/00 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.25 exercise price | 2006-06-06 | ||
| 2006-06-06 holding as of filing | Knitowski Family Trust UDT dated 8/3/00 10% Owner | 3 | Warrants Derivative · Direct | Holding | $1.25 exercise price | 2006-06-06 | ||
| 2006-05-03 | Dang Luan Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,000 10,000 owned after | no price filed | 2006-07-28 | |
| 2006-04-20 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2006-04-20 | |
| 2006-04-18 | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | no price filed | 2007-07-03 | |
| 2006-04-18 | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · by Family Trust | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | no price filed | 2006-04-20 | |
| 2006-02-14 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Warrants Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2006-02-14 | |
| 2005-12-19 | Dang Luan Director | 5 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | no price filed | 2006-02-13 | |
| 2005-09-30 | KNITOWSKI ALAN S Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | no price filed | 2007-07-03 | |
| 2005-09-30 | KNITOWSKI ALAN S Director, 10% Owner | 4/A | Warrants Derivative · Indirect · by Family Trust | P Open market or private purchase of non-derivative or derivative security | +125,000 125,000 owned after | $1.00 | 2006-01-30 |