Trycera Financial, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2016-11-21: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-11-21; Total offering amount $225,000.
- 2015-11-09: Federal exemption Rule 506(c); Types of securities offered Equity; Date of first sale Yet to occur; Total offering amount $1,500,000.
- 2015-05-13: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2015-05-12; Total offering amount $375,000.
- 2009-10-22: Federal exemption Rule 506; 46; Types of securities offered Equity; Date of first sale 2009-10-16; Total offering amount $1,500.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2016-11-21 | Rule 506(b) | Equity | 2016-11-21 | $225,000 | $225,000 | $0 | 0 |
| 2015-11-09 | Rule 506(c) | Equity | Yet to occur | $1,500,000 | $0 | $1,500,000 | 0 |
| 2015-05-13 | Rule 506(b) | Equity | 2015-05-12 | $375,000 | $375,000 | $0 | 0 |
| 2009-10-22 | Rule 506; 46 | Equity | 2009-10-16 | $1,500 | $1,500 | $0 | 2 |
| 2009-10-07 | Rule 506; 46 | Equity | 2009-10-02 | $32,000 | $32,000 | $0 | 2 |
| 2009-04-15 D/A | Rule 506; 46 | Equity | Yet to occur | $1,000,000 | $0 | $1,000,000 | 0 |
| 2009-02-13 | Rule 506; 46 | Equity | Yet to occur | $500,000 | $0 | $500,000 | 0 |