Trycera Financial, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 97 rows, 97 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-02-18: Reporting owner KNITOWSKI ALAN S; Form 5; Security Options; Transaction Holding.
- 2009-02-18: Reporting owner KNITOWSKI ALAN S; Form 5; Security Options; Transaction Holding.
- 2009-02-18: Reporting owner KNITOWSKI ALAN S; Form 5; Security Options; Transaction Holding.
- 2009-02-18: Reporting owner KNITOWSKI ALAN S; Form 5; Security Options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-02-18 holding as of filing | KNITOWSKI ALAN S Other (Former 10% Owner & Director) | 5 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $1.03 exercise price | 2009-02-18 | |
| 2009-02-18 holding as of filing | KNITOWSKI ALAN S Other (Former 10% Owner & Director) | 5 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $1.00 exercise price | 2009-02-18 | |
| 2009-02-18 holding as of filing | KNITOWSKI ALAN S Other (Former 10% Owner & Director) | 5 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $0.75 exercise price | 2009-02-18 | |
| 2009-02-18 holding as of filing | KNITOWSKI ALAN S Other (Former 10% Owner & Director) | 5 | Options Derivative · Direct · (m) | Holding | 31,250 owned after | $0.25 exercise price | 2009-02-18 | |
| 2009-02-18 holding as of filing | KNITOWSKI ALAN S Other (Former 10% Owner & Director) | 5 | Options Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2009-02-18 | |
| 2009-02-18 holding as of filing | Dang Luan | 5 | Options Derivative · Direct · (m) | Holding | 50,000 owned after | $0.25 exercise price | 2009-02-18 | |
| 2009-02-18 holding as of filing | Dang Luan | 5 | Options Derivative · Direct · (m) | Holding | 50,000 owned after | $0.75 exercise price | 2009-02-18 | |
| 2009-02-18 holding as of filing | Dang Luan | 5 | Options Derivative · Direct · (m) | Holding | 50,000 owned after | $1.00 exercise price | 2009-02-18 | |
| 2009-02-18 holding as of filing | Dang Luan | 5 | Options Derivative · Direct · (m) | Holding | 50,000 owned after | $1.03 exercise price | 2009-02-18 | |
| 2008-02-14 holding as of filing | Dang Luan Director, 10% Owner | 5 | Options Derivative · Direct · (m) | Holding | 50,000 owned after | $0.25 exercise price | 2008-02-14 | |
| 2008-02-14 holding as of filing | Dang Luan Director, 10% Owner | 5 | Options Derivative · Direct · (m) | Holding | 50,000 owned after | $0.75 exercise price | 2008-02-14 | |
| 2008-02-14 holding as of filing | Dang Luan Director, 10% Owner | 5 | Options Derivative · Direct · (m) | Holding | 50,000 owned after | $1.00 exercise price | 2008-02-14 | |
| 2008-02-14 holding as of filing | Dang Luan Director, 10% Owner | 5 | Options Derivative · Direct · (m) | Holding | 50,000 owned after | $1.03 exercise price | 2008-02-14 | |
| 2008-02-14 holding as of filing | CHERKAS RANDOLPH Director | 5 | Options Derivative · Direct | Holding | 50,000 owned after | $0.75 exercise price | 2008-02-14 | |
| 2008-02-14 holding as of filing | CHERKAS RANDOLPH Director | 5 | Options Derivative · Direct | Holding | 50,000 owned after | $1.00 exercise price | 2008-02-14 | |
| 2008-02-14 holding as of filing | CHERKAS RANDOLPH Director | 5 | Options Derivative · Direct | Holding | 50,000 owned after | $1.43 exercise price | 2008-02-14 | |
| 2008-02-14 holding as of filing | CHERKAS RANDOLPH Director | 5 | Options Derivative · Direct | Holding | 50,000 owned after | $0.50 exercise price | 2008-02-14 | |
| 2008-02-14 holding as of filing | Lang Robert Martin Other (former Director) | 5 | Options Derivative · Direct | Holding | 45,000 owned after | $1.01 exercise price | 2008-02-14 | |
| 2008-02-14 holding as of filing | Lang Robert Martin Other (former Director) | 5 | Options Derivative · Direct | Holding | 45,000 owned after | $1.00 exercise price | 2008-02-14 | |
| 2008-02-13 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Options Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2008-02-13 | |
| 2008-02-13 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $1.03 exercise price | 2008-02-13 | |
| 2008-02-13 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $1.00 exercise price | 2008-02-13 | |
| 2008-02-13 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $0.75 exercise price | 2008-02-13 | |
| 2008-02-13 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Options Derivative · Direct · (m) | Holding | 31,250 owned after | $0.25 exercise price | 2008-02-13 | |
| 2008-02-13 holding as of filing | Kenyon Bryan Director, Officer (COO & Treasurer) | 5 | Options Derivative · Direct | Holding | 750,000 owned after | no price filed | 2008-02-13 | |
| 2008-02-13 holding as of filing | Kenyon Bryan Director, Officer (COO & Treasurer) | 5 | Options Derivative · Direct | Holding | 200,000 owned after | $1.00 exercise price | 2008-02-13 | |
| 2008-02-13 holding as of filing | Kenyon Bryan Director, Officer (COO & Treasurer) | 5 | Options Derivative · Direct | Holding | 200,000 owned after | $1.01 exercise price | 2008-02-13 | |
| 2007-11-20 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $1.03 exercise price | 2007-11-20 | |
| 2007-11-20 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $1.00 exercise price | 2007-11-20 | |
| 2007-11-20 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $0.75 exercise price | 2007-11-20 | |
| 2007-11-20 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 31,250 owned after | $0.25 exercise price | 2007-11-20 | |
| 2007-11-20 holding as of filing | Dang Luan Director, 10% Owner | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $1.03 exercise price | 2007-11-20 | |
| 2007-11-20 holding as of filing | Dang Luan Director, 10% Owner | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $1.00 exercise price | 2007-11-20 | |
| 2007-11-20 holding as of filing | Dang Luan Director, 10% Owner | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $0.75 exercise price | 2007-11-20 | |
| 2007-11-20 holding as of filing | Dang Luan Director, 10% Owner | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $0.25 exercise price | 2007-11-20 | |
| 2007-06-20 holding as of filing | Lang Robert Martin Director | 4 | Options Derivative · Direct | Holding | 45,000 owned after | $1.00 exercise price | 2007-06-20 | |
| 2007-06-18 | Lang Robert Martin Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $1.01 exercise price | 2007-06-20 | |
| 2007-06-14 | Kenyon Bryan Director, Officer (CFO and COO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.01 exercise price | 2007-06-19 | |
| 2007-05-29 | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +25,000 25,000 owned after | $1.03 exercise price | 2007-07-03 | |
| 2007-05-29 | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.03 exercise price | 2007-05-29 | |
| 2007-05-29 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $1.00 exercise price | 2007-05-29 | |
| 2007-05-29 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $0.75 exercise price | 2007-05-29 | |
| 2007-05-29 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 31,250 owned after | $0.25 exercise price | 2007-05-29 | |
| 2007-05-29 | Dang Luan Director, 10% Owner | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.03 exercise price | 2007-05-29 | |
| 2007-05-29 holding as of filing | Dang Luan Director, 10% Owner | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $1.00 exercise price | 2007-05-29 | |
| 2007-05-29 holding as of filing | Dang Luan Director, 10% Owner | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $0.75 exercise price | 2007-05-29 | |
| 2007-05-29 holding as of filing | Dang Luan Director, 10% Owner | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $0.25 exercise price | 2007-05-29 | |
| 2007-05-27 | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.00 exercise price | 2007-07-03 | |
| 2007-03-29 holding as of filing | Dang Luan Director, 10% Owner | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $0.25 exercise price | 2007-03-29 | |
| 2007-03-29 holding as of filing | Dang Luan Director, 10% Owner | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $0.75 exercise price | 2007-03-29 | |
| 2007-03-29 holding as of filing | Dang Luan Director, 10% Owner | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $1.00 exercise price | 2007-03-29 | |
| 2007-02-05 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 31,250 owned after | $0.25 exercise price | 2007-02-05 | |
| 2007-02-05 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $0.75 exercise price | 2007-02-05 | |
| 2007-02-05 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $1.00 exercise price | 2007-02-05 | |
| 2007-02-01 holding as of filing | Dang Luan Director | 5 | Options Derivative · Direct | Holding | 50,000 owned after | $0.25 exercise price | 2007-02-01 | |
| 2007-02-01 holding as of filing | Dang Luan Director | 5 | Options Derivative · Direct | Holding | 50,000 owned after | $0.75 exercise price | 2007-02-01 | |
| 2007-02-01 holding as of filing | Dang Luan Director | 5 | Options Derivative · Direct | Holding | 50,000 owned after | $1.00 exercise price | 2007-02-01 | |
| 2007-01-30 holding as of filing | CHERKAS RANDOLPH Director | 5 | Options Derivative · Direct | Holding | 50,000 owned after | $0.75 exercise price | 2007-01-30 | |
| 2007-01-30 holding as of filing | CHERKAS RANDOLPH Director | 5 | Options Derivative · Direct | Holding | 50,000 owned after | $1.00 exercise price | 2007-01-30 | |
| 2007-01-30 holding as of filing | CHERKAS RANDOLPH Director | 5 | Options Derivative · Direct | Holding | 50,000 owned after | $1.43 exercise price | 2007-01-30 | |
| 2007-01-30 holding as of filing | Lang Robert Martin Director | 5 | Options Derivative · Direct | Holding | 45,000 owned after | $1.00 exercise price | 2007-01-30 | |
| 2007-01-29 holding as of filing | Kerper Matthew Stuart Director, Officer (President), 10% Owner | 5 | Options Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2007-01-29 | |
| 2007-01-29 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Options Derivative · Direct · (m) | Holding | 31,250 owned after | $0.25 exercise price | 2007-01-29 | |
| 2007-01-29 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $0.75 exercise price | 2007-01-29 | |
| 2007-01-29 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $1.00 exercise price | 2007-01-29 | |
| 2007-01-29 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Options Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2007-01-29 | |
| 2007-01-24 holding as of filing | Kenyon Bryan Officer (CFO) | 5 | Options Derivative · Direct | Holding | 750,000 owned after | no price filed | 2007-01-24 | |
| 2007-01-24 holding as of filing | Kenyon Bryan Officer (CFO) | 5 | Options Derivative · Direct | Holding | 200,000 owned after | $1.00 exercise price | 2007-01-24 | |
| 2006-09-15 holding as of filing | CHERKAS RANDOLPH Director | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $1.00 exercise price | 2006-09-15 | |
| 2006-09-15 holding as of filing | CHERKAS RANDOLPH Director | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $0.75 exercise price | 2006-09-15 | |
| 2006-09-14 | CHERKAS RANDOLPH Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.43 exercise price | 2006-09-15 | |
| 2006-07-28 holding as of filing | Dang Luan Director | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $0.25 exercise price | 2006-07-28 | |
| 2006-07-28 holding as of filing | Dang Luan Director | 4 | Options Derivative · Direct | Holding | 50,000 owned after | $0.75 exercise price | 2006-07-28 | |
| 2006-07-27 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 31,250 owned after | $0.25 exercise price | 2006-07-27 | |
| 2006-07-27 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $0.75 exercise price | 2006-07-27 | |
| 2006-07-27 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2006-07-27 | |
| 2006-06-20 holding as of filing | Lang Robert Martin Director | 3 | Options Derivative · Direct | Holding | $1.00 exercise price | 2006-06-20 | ||
| 2006-05-27 | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.75 exercise price | 2007-07-03 | |
| 2006-05-27 | Dang Luan Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.00 exercise price | 2006-07-28 | |
| 2006-05-27 | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $1.00 exercise price | 2006-07-27 | |
| 2006-04-20 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 31,250 owned after | $0.25 exercise price | 2006-04-20 | |
| 2006-04-20 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | Holding | 25,000 owned after | $0.75 exercise price | 2006-04-20 | |
| 2006-04-20 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2006-04-20 | |
| 2006-02-14 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Options Derivative · Direct · (m) | Holding | 31,250 owned after | $0.25 exercise price | 2006-02-14 | |
| 2006-02-14 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 5 | Options Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2006-02-14 | |
| 2006-02-14 holding as of filing | CHERKAS RANDOLPH Director | 5 | Options Derivative · Direct | Holding | 50,000 owned after | $0.75 exercise price | 2006-02-14 | |
| 2006-02-13 holding as of filing | Dang Luan Director | 5 | Options Derivative · Direct | Holding | 50,000 owned after | $0.25 exercise price | 2006-02-13 | |
| 2006-01-30 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4/A | Options Derivative · Direct · (m) | Holding | 31,250 owned after | $0.25 exercise price | 2006-01-30 | |
| 2006-01-30 holding as of filing | KNITOWSKI ALAN S Director, 10% Owner | 4/A | Options Derivative · Indirect · (m) | Holding | 125,000 owned after | no price filed | 2006-01-30 | |
| 2006-01-27 holding as of filing | Kerper Matthew Stuart Director, Officer (President), 10% Owner | 5 | Options Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2006-01-27 | |
| 2005-12-30 | Kenyon Bryan Director, Officer (CFO and COO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.00 exercise price | 2007-06-19 | |
| 2005-12-30 | Kenyon Bryan Officer (Chief Financial Officer) | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 950,000 owned after | $1.00 exercise price | 2006-01-26 | |
| 2005-09-14 | CHERKAS RANDOLPH Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.00 exercise price | 2006-02-14 | |
| 2005-05-27 | KNITOWSKI ALAN S Director, 10% Owner | 4 | Options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $0.25 exercise price | 2007-07-03 | |
| 2005-05-27 | KNITOWSKI ALAN S Director, 10% Owner | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.75 exercise price | 2006-02-14 | |
| 2005-05-27 | Dang Luan Director | 5 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.75 exercise price | 2006-02-13 | |
| 2004-05-27 | Kenyon Bryan Director, Officer (CFO and COO) | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | no price filed | 2007-06-19 |