Trycera Financial, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-06-25: Federal exemption Rule 506(b); Types of securities offered Purchased receivables.; Date of first sale 2019-01-31; Total offering amount $1,500,000.
- 2020-06-25: Federal exemption Rule 506(b); Types of securities offered Purchased receivables.; Date of first sale 2017-02-16; Total offering amount $59,980.
- 2013-10-08: Federal exemption Rule 506(b); Types of securities offered Convertible Promissory Note(s); Date of first sale Yet to occur; Total offering amount $5,000,000.
- 2009-11-09: Federal exemption Rule 506; 46; Types of securities offered Equity; OptionToAcquire; Date of first sale 2009-10-27; Total offering amount $1,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-06-25 | Rule 506(b) | Purchased receivables. | 2019-01-31 | $1,500,000 | $1,260,000 | $240,000 | 26 |
| 2020-06-25 | Rule 506(b) | Purchased receivables. | 2017-02-16 | $59,980 | $59,980 | $0 | 4 |
| 2013-10-08 | Rule 506(b) | Convertible Promissory Note(s) | Yet to occur | $5,000,000 | $0 | $5,000,000 | 0 |
| 2009-11-09 | Rule 506; 46 | Equity; OptionToAcquire | 2009-10-27 | $1,000,000 | $15,000 | $985,000 | 1 |