TRI VALLEY CORP Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2012-05-10: Federal exemption Rule 506; Types of securities offered Debt; SecurityToBeAcquired; Date of first sale 2012-05-04; Total offering amount $1,636,500.
- 2012-04-05: Federal exemption Rule 506; Types of securities offered Debt; SecurityToBeAcquired; Date of first sale 2012-03-30; Total offering amount $3,868,310.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2012-05-10 | Rule 506 | Debt; SecurityToBeAcquired | 2012-05-04 | $1,636,500 | $1,636,500 | $0 | 1 |
| 2012-04-05 | Rule 506 | Debt; SecurityToBeAcquired | 2012-03-30 | $3,868,310 | $3,868,310 | $0 | 1 |