TIFFANY & CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-21: Reporting owner SHUTZER WILLIAM A; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-16: Reporting owner KOWALSKI MICHAEL JOSEPH; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-09-08: Reporting owner KOHNSTAMM ABBY F; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-09-07: Reporting owner Cloud Pamela H; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-21 | SHUTZER WILLIAM A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $37.65 exercise price | 2017-12-22 | |
| 2017-11-16 | KOWALSKI MICHAEL JOSEPH Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,334 3,334 owned after | $92.94 exercise price | 2017-11-20 | |
| 2017-09-08 | KOHNSTAMM ABBY F Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $37.65 exercise price | 2017-09-11 | |
| 2017-09-07 | Cloud Pamela H Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $43.37 exercise price | 2017-09-11 | |
| 2017-09-07 | Cloud Pamela H Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,000 0 owned after | $58.00 exercise price | 2017-09-11 | |
| 2017-07-19 | Galtie Philippe Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,312 33,312 owned after | $91.87 exercise price | 2017-07-21 | |
| 2017-05-25 | LILLIE JAMES E Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,749 6,749 owned after | $85.82 exercise price | 2017-05-30 | |
| 2017-05-25 | Trapani Francesco Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,749 6,749 owned after | $85.82 exercise price | 2017-05-30 | |
| 2017-05-25 | FARAH ROGER N Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,749 6,749 owned after | $85.82 exercise price | 2017-05-30 | |
| 2017-05-25 | SHUTZER WILLIAM A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,450 5,450 owned after | $85.82 exercise price | 2017-05-30 | |
| 2017-05-25 | MARQUIS CHARLES K. Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,450 5,450 owned after | $85.82 exercise price | 2017-05-30 | |
| 2017-05-25 | COSTLEY GARY E Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,450 5,450 owned after | $85.82 exercise price | 2017-05-30 | |
| 2017-05-25 | BRAVO ROSE MARIE Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,450 5,450 owned after | $85.82 exercise price | 2017-05-30 | |
| 2017-05-25 | Singer Robert S Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,450 5,450 owned after | $85.82 exercise price | 2017-05-30 | |
| 2017-05-25 | FISH LAWRENCE K Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,450 5,450 owned after | $85.82 exercise price | 2017-05-30 | |
| 2017-05-25 | KOHNSTAMM ABBY F Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,450 5,450 owned after | $85.82 exercise price | 2017-05-30 | |
| 2017-04-06 | NAGGIAR CAROLINE D Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $58.00 exercise price | 2017-04-07 | |
| 2017-04-06 | NAGGIAR CAROLINE D Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $60.54 exercise price | 2017-04-07 | |
| 2017-04-04 | De Winter Jennifer Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,550 11,550 owned after | $85.45 exercise price | 2017-04-06 | |
| 2017-04-04 | De Winter Jennifer Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,008 18,016 owned after | $61.80 exercise price | 2017-04-06 | |
| 2017-03-22 | PETTERSON JOHN S Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,000 0 owned after | $23.00 exercise price | 2017-03-24 | |
| 2017-03-16 | Harlan Leigh M. Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,396 30,396 owned after | $90.19 exercise price | 2017-03-17 | |
| 2017-02-27 | MARQUIS CHARLES K. Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $37.65 exercise price | 2017-03-01 | |
| 2017-02-24 | PETTERSON JOHN S Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $37.65 exercise price | 2017-02-28 | |
| 2017-02-15 | KOWALSKI MICHAEL JOSEPH Director, Officer (Chairman and Interim CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,615 43,615 owned after | $83.23 exercise price | 2017-02-17 | |
| 2017-01-25 | Hart Andrew W. Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $61.12 exercise price | 2017-01-27 | |
| 2017-01-25 | Hart Andrew W. Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,489 25,467 owned after | $61.80 exercise price | 2017-01-27 | |
| 2017-01-25 | Hart Andrew W. Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $63.76 exercise price | 2017-01-27 | |
| 2017-01-19 | Galtie Philippe Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,776 16,776 owned after | $79.23 exercise price | 2017-01-23 | |
| 2017-01-19 | De Winter Jennifer Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,164 17,164 owned after | $79.23 exercise price | 2017-01-23 | |
| 2017-01-19 | BERGER GROSS VICTORIA Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,648 28,648 owned after | $79.23 exercise price | 2017-01-23 | |
| 2017-01-19 | NAGGIAR CAROLINE D Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,776 16,776 owned after | $79.23 exercise price | 2017-01-23 | |
| 2017-01-19 | Erceg Mark J Officer (Principal Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,128 73,128 owned after | $79.23 exercise price | 2017-01-23 | |
| 2017-01-19 | Cloud Pamela H Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,016 19,016 owned after | $79.23 exercise price | 2017-01-23 | |
| 2017-01-19 | Hart Andrew W. Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,520 16,520 owned after | $79.23 exercise price | 2017-01-23 | |
| 2017-01-19 | Harlan Leigh M. Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,840 14,840 owned after | $79.23 exercise price | 2017-01-23 | |
| 2017-01-19 | Bellaiche Jean-Marc Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,876 19,876 owned after | $79.23 exercise price | 2017-01-23 | |
| 2017-01-19 | Cumenal Frederic Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +215,076 215,076 owned after | $79.23 exercise price | 2017-01-23 | |
| 2017-01-17 | SHUTZER WILLIAM A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $40.15 exercise price | 2017-01-19 |