TIFFANY & CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-08: Reporting owner BERGER GROSS VICTORIA; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-16: Reporting owner Erceg Mark J; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-09-06: Reporting owner KOHNSTAMM ABBY F; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-05-26: Reporting owner MAY PETER W | TRIAN FUND MANAGEMENT, L.P.; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-08 | BERGER GROSS VICTORIA Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $43.37 exercise price | 2016-12-09 | |
| 2016-11-16 | Erceg Mark J Officer (Principal Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,847 140,847 owned after | $76.19 exercise price | 2016-11-18 | |
| 2016-09-06 | KOHNSTAMM ABBY F Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $40.15 exercise price | 2016-09-08 | |
| 2016-05-26 | MAY PETER W | TRIAN FUND MANAGEMENT, L.P. Director | | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,020 6,020 owned after | $63.38 exercise price | 2016-05-31 | |
| 2016-05-26 | KOHNSTAMM ABBY F Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,020 6,020 owned after | $63.38 exercise price | 2016-05-31 | |
| 2016-05-26 | SHUTZER WILLIAM A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,020 6,020 owned after | $63.38 exercise price | 2016-05-31 | |
| 2016-05-26 | Singer Robert S Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,020 6,020 owned after | $63.38 exercise price | 2016-05-31 | |
| 2016-05-26 | MARQUIS CHARLES K. Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,020 6,020 owned after | $63.38 exercise price | 2016-05-31 | |
| 2016-05-26 | FISH LAWRENCE K Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,020 6,020 owned after | $63.38 exercise price | 2016-05-31 | |
| 2016-05-26 | KOWALSKI MICHAEL JOSEPH Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,020 6,020 owned after | $63.38 exercise price | 2016-05-31 | |
| 2016-05-26 | COSTLEY GARY E Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,020 6,020 owned after | $63.38 exercise price | 2016-05-31 | |
| 2016-05-26 | BRAVO ROSE MARIE Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,020 6,020 owned after | $63.38 exercise price | 2016-05-31 | |
| 2016-04-04 | KOWALSKI MICHAEL JOSEPH Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,000 0 owned after | $58.00 exercise price | 2016-04-06 | |
| 2016-04-04 | KOWALSKI MICHAEL JOSEPH Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,250 0 owned after | $60.54 exercise price | 2016-04-06 | |
| 2016-04-04 | KOWALSKI MICHAEL JOSEPH Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,500 0 owned after | $63.76 exercise price | 2016-04-06 | |
| 2016-03-31 | MARQUIS CHARLES K. Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $40.15 exercise price | 2016-04-04 | |
| 2016-01-20 | NAGGIAR CAROLINE D Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,260 33,260 owned after | $61.80 exercise price | 2016-01-22 | |
| 2016-01-20 | PETTERSON JOHN S Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,212 30,212 owned after | $61.80 exercise price | 2016-01-22 | |
| 2016-01-20 | Galtie Philippe Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,876 31,876 owned after | $61.80 exercise price | 2016-01-22 | |
| 2016-01-20 | Harlan Leigh M. Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,720 27,720 owned after | $61.80 exercise price | 2016-01-22 | |
| 2016-01-20 | BERGER GROSS VICTORIA Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,768 30,768 owned after | $61.80 exercise price | 2016-01-22 | |
| 2016-01-20 | NICOLETTI RALPH J Officer (PRINCIPAL FINANCIAL OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,288 57,288 owned after | $61.80 exercise price | 2016-01-22 | |
| 2016-01-20 | Cloud Pamela H Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,804 38,804 owned after | $61.80 exercise price | 2016-01-22 | |
| 2016-01-20 | Cumenal Frederic Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +230,972 230,972 owned after | $61.80 exercise price | 2016-01-22 | |
| 2016-01-20 | De Winter Jennifer Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,032 36,032 owned after | $61.80 exercise price | 2016-01-22 | |
| 2016-01-20 | Bellaiche Jean-Marc Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,576 41,576 owned after | $61.80 exercise price | 2016-01-22 | |
| 2016-01-20 | Hart Andrew W. Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,956 33,956 owned after | $61.80 exercise price | 2016-01-22 | |
| 2016-01-06 | SHUTZER WILLIAM A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $39.64 exercise price | 2016-01-07 |