TIFFANY & CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 68 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-25: Reporting owner BERGER GROSS VICTORIA; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-10-16: Reporting owner SHUTZER WILLIAM A; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-29: Reporting owner FISH LAWRENCE K; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-03: Reporting owner KOHNSTAMM ABBY F; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-25 | BERGER GROSS VICTORIA Officer (SENIOR VICE PRESIDENT) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 11,000 owned after | $43.37 exercise price | 2014-11-26 | |
| 2014-10-16 | SHUTZER WILLIAM A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $31.68 exercise price | 2014-10-17 | |
| 2014-09-29 | FISH LAWRENCE K Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $48.88 exercise price | 2014-09-30 | |
| 2014-09-03 | KOHNSTAMM ABBY F Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $31.68 exercise price | 2014-09-05 | |
| 2014-08-29 | CANAVAN BETH O Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,750 8,250 owned after | $58.00 exercise price | 2014-09-03 | |
| 2014-08-29 | CANAVAN BETH O Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $60.54 exercise price | 2014-09-03 | |
| 2014-08-29 | CANAVAN BETH O Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,250 12,750 owned after | $63.76 exercise price | 2014-09-03 | |
| 2014-06-13 | KOWALSKI MICHAEL JOSEPH Director, Officer (CHAIRMAN AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,493 0 owned after | $43.37 exercise price | 2014-06-16 | |
| 2014-06-12 | KOWALSKI MICHAEL JOSEPH Director, Officer (CHAIRMAN AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −79,507 10,493 owned after | $43.37 exercise price | 2014-06-16 | |
| 2014-06-02 holding as of filing | Harlan Leigh M. Officer (SENIOR VICE PRESIDENT) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $92.79 exercise price | 2014-06-02 | ||
| 2014-05-30 | Hart Andrew W. Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 4,500 owned after | $61.12 exercise price | 2014-06-03 | |
| 2014-05-30 | Hart Andrew W. Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $63.76 exercise price | 2014-06-03 | |
| 2014-05-30 | PETTERSON JOHN S Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 0 owned after | $37.84 exercise price | 2014-06-03 | |
| 2014-05-28 | FERNANDEZ JAMES N Officer (EXEC. VICE PRESIDENT AND COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 33,000 owned after | $63.76 exercise price | 2014-05-30 | |
| 2014-05-28 | FERNANDEZ JAMES N Officer (EXEC. VICE PRESIDENT AND COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 22,500 owned after | $60.54 exercise price | 2014-05-30 | |
| 2014-05-28 | KOWALSKI MICHAEL JOSEPH Director, Officer (CHAIRMAN AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,313 0 owned after | $37.65 exercise price | 2014-05-30 | |
| 2014-05-27 | KING JON M Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,750 8,250 owned after | $58.00 exercise price | 2014-05-29 | |
| 2014-05-27 | KING JON M Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,500 25,500 owned after | $63.76 exercise price | 2014-05-29 | |
| 2014-05-27 | KING JON M Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,500 17,500 owned after | $60.54 exercise price | 2014-05-29 | |
| 2014-05-23 | KOWALSKI MICHAEL JOSEPH Director, Officer (CHAIRMAN AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,687 46,313 owned after | $37.65 exercise price | 2014-05-28 | |
| 2014-05-23 | Cloud Pamela H Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $23.00 exercise price | 2014-05-28 | |
| 2014-05-22 | Singer Robert S Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,976 2,976 owned after | $96.73 exercise price | 2014-05-27 | |
| 2014-05-22 | MARQUIS CHARLES K. Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,976 2,976 owned after | $96.73 exercise price | 2014-05-27 | |
| 2014-05-22 | SHUTZER WILLIAM A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,976 2,976 owned after | $96.73 exercise price | 2014-05-27 | |
| 2014-05-22 | FISH LAWRENCE K Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,976 2,976 owned after | $96.73 exercise price | 2014-05-27 | |
| 2014-05-22 | COSTLEY GARY E Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,976 2,976 owned after | $96.73 exercise price | 2014-05-27 | |
| 2014-05-22 | BRAVO ROSE MARIE Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,976 2,976 owned after | $96.73 exercise price | 2014-05-27 | |
| 2014-05-22 | KOHNSTAMM ABBY F Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,976 2,976 owned after | $96.73 exercise price | 2014-05-27 | |
| 2014-05-22 | TRIAN FUND MANAGEMENT, L.P. | MAY PETER W | Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,976 2,976 owned after | $96.73 exercise price | 2014-05-27 | |
| 2014-04-10 holding as of filing | NICOLETTI RALPH J Officer (PRINCIPAL FINANCIAL OFFICER) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $92.79 exercise price | 2014-04-10 | ||
| 2014-02-27 | KING JON M Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 13,000 owned after | $58.00 exercise price | 2014-02-28 | |
| 2014-02-26 | KOWALSKI MICHAEL JOSEPH Director, Officer (CHAIRMAN AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77,000 0 owned after | $40.15 exercise price | 2014-02-28 | |
| 2014-02-25 | FERNANDEZ JAMES N Officer (PRINCIPAL FINANCIAL OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,250 10,750 owned after | $58.00 exercise price | 2014-02-26 | |
| 2014-02-19 | PETTERSON JOHN S Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $31.49 exercise price | 2014-02-20 | |
| 2014-02-18 | PETTERSON JOHN S Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $31.49 exercise price | 2014-02-19 | |
| 2014-02-14 | Cloud Pamela H Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $40.15 exercise price | 2014-02-19 | |
| 2014-02-14 | Cloud Pamela H Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $37.65 exercise price | 2014-02-19 | |
| 2014-02-12 | MARQUIS CHARLES K. Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $31.68 exercise price | 2014-02-14 | |
| 2014-02-12 | NAGGIAR CAROLINE D Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 0 owned after | $43.37 exercise price | 2014-02-13 | |
| 2014-02-12 | NAGGIAR CAROLINE D Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,500 4,500 owned after | $58.00 exercise price | 2014-02-13 | |
| 2014-02-12 | NAGGIAR CAROLINE D Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $60.54 exercise price | 2014-02-13 | |
| 2014-02-12 | NAGGIAR CAROLINE D Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,750 14,250 owned after | $63.76 exercise price | 2014-02-13 | |
| 2014-02-12 | CANAVAN BETH O Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,000 0 owned after | $43.37 exercise price | 2014-02-13 | |
| 2014-02-07 | DORSEY PATRICK B Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,500 5,500 owned after | $58.00 exercise price | 2014-02-10 | |
| 2014-02-07 | DORSEY PATRICK B Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,500 11,500 owned after | $60.54 exercise price | 2014-02-10 | |
| 2014-02-07 | DORSEY PATRICK B Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,750 17,250 owned after | $63.76 exercise price | 2014-02-10 | |
| 2014-02-06 | KING JON M Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,000 0 owned after | $43.37 exercise price | 2014-02-10 | |
| 2014-02-06 | KOWALSKI MICHAEL JOSEPH Director, Officer (CHAIRMAN AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −85,000 0 owned after | $37.84 exercise price | 2014-02-10 | |
| 2014-02-05 | FERNANDEZ JAMES N Officer (PRINCIPAL FINANCIAL OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,000 0 owned after | $37.65 exercise price | 2014-02-07 | |
| 2014-02-05 | FERNANDEZ JAMES N Officer (PRINCIPAL FINANCIAL OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $43.37 exercise price | 2014-02-07 | |
| 2014-01-27 | DORSEY PATRICK B Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,250 0 owned after | $43.37 exercise price | 2014-01-28 | |
| 2014-01-27 | DORSEY PATRICK B Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,963 0 owned after | $23.00 exercise price | 2014-01-28 | |
| 2014-01-24 | DORSEY PATRICK B Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −313 0 owned after | $37.65 exercise price | 2014-01-27 | |
| 2014-01-24 | DORSEY PATRICK B Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,537 2,963 owned after | $23.00 exercise price | 2014-01-27 | |
| 2014-01-23 | DORSEY PATRICK B Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,187 313 owned after | $37.65 exercise price | 2014-01-27 | |
| 2014-01-16 | KOWALSKI MICHAEL JOSEPH Director, Officer (CHAIRMAN AND CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $88.77 exercise price | 2014-01-21 | |
| 2014-01-16 | NAGGIAR CAROLINE D Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,200 14,200 owned after | $88.77 exercise price | 2014-01-21 | |
| 2014-01-16 | Cloud Pamela H Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,900 17,900 owned after | $88.77 exercise price | 2014-01-21 | |
| 2014-01-16 | PETTERSON JOHN S Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,300 13,300 owned after | $88.77 exercise price | 2014-01-21 | |
| 2014-01-16 | DORSEY PATRICK B Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $88.77 exercise price | 2014-01-21 | |
| 2014-01-16 | KING JON M Officer (EXECUTIVE VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $88.77 exercise price | 2014-01-21 | |
| 2014-01-16 | Hart Andrew W. Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,300 16,300 owned after | $88.77 exercise price | 2014-01-21 | |
| 2014-01-16 | FERNANDEZ JAMES N Officer (PRINCIPAL FINANCIAL OFFICER) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,000 31,000 owned after | $88.77 exercise price | 2014-01-21 | |
| 2014-01-16 | Ledru Anthony Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 11,000 owned after | $88.77 exercise price | 2014-01-21 | |
| 2014-01-16 | Cumenal Frederic Director, Officer (President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,000 44,000 owned after | $88.77 exercise price | 2014-01-21 | |
| 2014-01-16 | BERGER GROSS VICTORIA Officer (SENIOR VICE PRESIDENT) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $88.77 exercise price | 2014-01-21 | |
| 2014-01-09 | KOHNSTAMM ABBY F Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $39.75 exercise price | 2014-01-10 | |
| 2014-01-08 | SHUTZER WILLIAM A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $39.75 exercise price | 2014-01-10 |