THORATEC CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-15: Reporting owner Pellegrini Niamh Louise; Form 4; Security Non-Qualified Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-06-16: Reporting owner Padmanabhan Vasant; Form 4; Security Non-Qualified Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-17: Reporting owner Lehman David Aaron; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-17: Reporting owner Harris Taylor C.; Form 4; Security Non-Qualified Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-15 | Pellegrini Niamh Louise Officer (President, North America) | 4 | Non-Qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,627 74,627 owned after | $25.78 exercise price | 2014-10-15 | |
| 2014-06-16 | Padmanabhan Vasant Officer (SVP, Technical Operations) | 4 | Non-Qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,817 49,817 owned after | $33.36 exercise price | 2014-06-18 | |
| 2014-03-17 | Lehman David Aaron Officer (SVP and General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,697 26,697 owned after | $35.00 exercise price | 2014-03-17 | |
| 2014-03-17 | Harris Taylor C. Officer (VP, Chief Financial Officer) | 4 | Non-Qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,510 30,510 owned after | $35.00 exercise price | 2014-03-17 | |
| 2014-03-17 | Burbach Gerhard F Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +114,412 114,412 owned after | $35.00 exercise price | 2014-03-17 | |
| 2014-03-10 | Burbach Gerhard F Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,104 0 owned after | $23.62 exercise price | 2014-03-11 | |
| 2014-02-27 | Burbach Gerhard F Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 22,104 owned after | $23.62 exercise price | 2014-03-03 | |
| 2014-02-12 | Burbach Gerhard F Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 27,104 owned after | $23.62 exercise price | 2014-02-14 | |
| 2014-02-11 | Burbach Gerhard F Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 32,104 owned after | $23.62 exercise price | 2014-02-11 | |
| 2014-02-10 | Burbach Gerhard F Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 37,104 owned after | $23.62 exercise price | 2014-02-11 | |
| 2014-01-15 | Burbach Gerhard F Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,400 52,104 owned after | $23.62 exercise price | 2014-01-17 | |
| 2014-01-14 | Burbach Gerhard F Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 61,504 owned after | $23.62 exercise price | 2014-01-14 | |
| 2014-01-10 | Burbach Gerhard F Director, Officer (Chief Executive Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 62,104 owned after | $23.62 exercise price | 2014-01-14 |