THORATEC CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-08: Reporting owner Pellegrini Niamh Louise; Form 4; Security Non-Qualified Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-08: Reporting owner Padmanabhan Vasant; Form 4; Security Non-Qualified Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-08: Reporting owner Lehman David Aaron; Form 4; Security Non-Qualified Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-08: Reporting owner Lehman David Aaron; Form 4; Security Non-Qualified Stock Options (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-08 | Pellegrini Niamh Louise Officer (President, North America) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −74,627 0 owned after | $37.73 | 2015-10-08 | |
| 2015-10-08 | Padmanabhan Vasant Officer (SVP, Technical Operations) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −49,817 0 owned after | $30.14 | 2015-10-08 | |
| 2015-10-08 | Lehman David Aaron Officer (SVP and General Counsel) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,000 0 owned after | $48.53 | 2015-10-08 | |
| 2015-10-08 | Lehman David Aaron Officer (SVP and General Counsel) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,637 0 owned after | $39.57 | 2015-10-08 | |
| 2015-10-08 | Lehman David Aaron Officer (SVP and General Counsel) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,468 0 owned after | $33.69 | 2015-10-08 | |
| 2015-10-08 | Lehman David Aaron Officer (SVP and General Counsel) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $36.20 | 2015-10-08 | |
| 2015-10-08 | Lehman David Aaron Officer (SVP and General Counsel) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,379 0 owned after | $29.51 | 2015-10-08 | |
| 2015-10-08 | Lehman David Aaron Officer (SVP and General Counsel) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,335 0 owned after | $27.82 | 2015-10-08 | |
| 2015-10-08 | Lehman David Aaron Officer (SVP and General Counsel) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −26,697 0 owned after | $28.50 | 2015-10-08 | |
| 2015-10-08 | Harris Taylor C. Officer (VP, Chief Financial Officer) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $30.34 | 2015-10-08 | |
| 2015-10-08 | Harris Taylor C. Officer (VP, Chief Financial Officer) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,775 0 owned after | $36.20 | 2015-10-08 | |
| 2015-10-08 | Harris Taylor C. Officer (VP, Chief Financial Officer) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,447 0 owned after | $29.51 | 2015-10-08 | |
| 2015-10-08 | Harris Taylor C. Officer (VP, Chief Financial Officer) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,687 0 owned after | $29.00 | 2015-10-08 | |
| 2015-10-08 | Harris Taylor C. Officer (VP, Chief Financial Officer) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −28,335 0 owned after | $27.82 | 2015-10-08 | |
| 2015-10-08 | Harris Taylor C. Officer (VP, Chief Financial Officer) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,510 0 owned after | $28.50 | 2015-10-08 | |
| 2015-10-08 | Antonucci Marta Officer (President, International) | 4 | Non-Qualified Stock Options (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,314 0 owned after | $18.75 | 2015-10-08 | |
| 2015-05-15 | Antonucci Marta Officer (President, International) | 4 | Non-Qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,314 37,314 owned after | $44.75 exercise price | 2015-05-15 |