THORATEC CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-13: Reporting owner HILL J DONALD; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-06: Reporting owner COLE J DANIEL; Form 4; Security Non-qualified stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-08-08: Reporting owner CHASE HOWARD E; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-08-08: Reporting owner CHASE HOWARD E; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-13 | HILL J DONALD Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $9.29 exercise price | 2007-11-15 | |
| 2007-11-06 | COLE J DANIEL Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $9.29 exercise price | 2007-11-07 | |
| 2007-08-08 | CHASE HOWARD E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $14.40 exercise price | 2007-08-10 | |
| 2007-08-08 | CHASE HOWARD E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $14.79 exercise price | 2007-08-10 | |
| 2007-08-08 | CHASE HOWARD E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $14.46 exercise price | 2007-08-10 | |
| 2007-08-08 | CHASE HOWARD E Director | 4 | No-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $14.91 exercise price | 2007-08-10 | |
| 2007-08-08 | CHASE HOWARD E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $15.45 exercise price | 2007-08-10 | |
| 2007-08-08 | CHASE HOWARD E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $18.99 exercise price | 2007-08-10 | |
| 2007-08-06 | HILL J DONALD Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $5.79 exercise price | 2007-08-06 | |
| 2007-05-23 | CHASE HOWARD E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $13.65 exercise price | 2007-05-24 | |
| 2007-05-23 | CHASE HOWARD E Director | 4 | No-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $12.80 exercise price | 2007-05-24 | |
| 2007-05-23 | CHASE HOWARD E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $11.80 exercise price | 2007-05-24 | |
| 2007-05-22 | CHASE HOWARD E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $10.00 exercise price | 2007-05-24 | |
| 2007-05-22 | CHASE HOWARD E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $10.67 exercise price | 2007-05-24 | |
| 2007-05-18 | CHASE HOWARD E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $9.43 exercise price | 2007-05-21 | |
| 2007-05-18 | CHASE HOWARD E Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $5.79 exercise price | 2007-05-21 | |
| 2007-05-18 | CHASE HOWARD E Director | 4 | Non-Qualified Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $9.29 exercise price | 2007-05-21 | |
| 2007-05-18 | CHASE HOWARD E Director | 4 | Non-Qualified Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $8.59 exercise price | 2007-05-21 | |
| 2007-05-16 | HILL J DONALD Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.50 exercise price | 2007-05-18 | |
| 2007-05-16 | HILL J DONALD Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $9.43 exercise price | 2007-05-18 | |
| 2007-05-08 | HITCHCOCK WILLIAM M Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.50 exercise price | 2007-05-10 | |
| 2007-05-08 | HITCHCOCK WILLIAM M Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $9.43 exercise price | 2007-05-10 | |
| 2007-05-08 | HOLBROOK GEORGE W JR Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.50 exercise price | 2007-05-10 | |
| 2007-05-08 | HOLBROOK GEORGE W JR Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $9.43 exercise price | 2007-05-10 | |
| 2007-05-08 | MULVENA DANIEL M Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.50 exercise price | 2007-05-09 | |
| 2007-05-08 | MULVENA DANIEL M Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $8.88 exercise price | 2007-05-09 | |
| 2007-05-08 | MULVENA DANIEL M Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $9.43 exercise price | 2007-05-09 | |
| 2007-05-08 | MULVENA DANIEL M Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $5.79 exercise price | 2007-05-09 | |
| 2007-05-08 | MULVENA DANIEL M Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $9.29 exercise price | 2007-05-09 | |
| 2007-05-08 | MULVENA DANIEL M Director | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $8.59 exercise price | 2007-05-09 | |
| 2007-02-27 | HOLBROOK GEORGE W JR Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $15.00 exercise price | 2007-03-01 | |
| 2007-02-27 | HILL J DONALD Director | 4 | Non-qualified Stock option (right-to-buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $15.00 exercise price | 2007-03-01 | |
| 2007-02-23 | COLE J DANIEL Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $5.75 exercise price | 2007-02-27 | |
| 2007-02-23 | COLE J DANIEL Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −937 0 owned after | $15.00 exercise price | 2007-02-27 | |
| 2007-02-23 | COLE J DANIEL Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 0 owned after | $9.43 exercise price | 2007-02-27 | |
| 2007-02-23 | COLE J DANIEL Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $5.79 exercise price | 2007-02-27 | |
| 2007-02-21 | MULVENA DANIEL M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $15.00 exercise price | 2007-02-23 | |
| 2007-02-20 | HITCHCOCK WILLIAM M Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $15.00 exercise price | 2007-02-22 | |
| 2007-02-20 | CHASE HOWARD E Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $15.00 exercise price | 2007-02-22 | |
| 2007-02-13 | Cohen Lawrence Officer (Division President) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $17.91 exercise price | 2007-02-15 | |
| 2007-02-13 | Smith David V Officer (CFO & EVP) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,333 33,333 owned after | $17.91 exercise price | 2007-02-15 | |
| 2007-02-13 | Burbach Gerhard F Director, Officer (Chief Executive Officer) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $17.91 exercise price | 2007-02-15 | |
| 2007-02-13 | Lehman David Aaron Officer (VP and General Counsel) | 4 | Non Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,400 20,400 owned after | $17.91 exercise price | 2007-02-15 | |
| 2007-01-12 | NELSON JEFFREY Officer (Division President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,834 0 owned after | $5.79 exercise price | 2007-01-16 | |
| 2007-01-12 | NELSON JEFFREY Officer (Division President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,542 87 owned after | $5.79 exercise price | 2007-01-16 | |
| 2007-01-03 | NELSON JEFFREY Officer (Division President) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,624 3,834 owned after | $5.79 exercise price | 2007-01-05 |