THE CORETEC GROUP INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-01-23: Reporting owner KEEN VICTOR F; Form 5; Security Warrants to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-11: Reporting owner KEEN VICTOR F; Form 4; Security Warrants to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-25: Reporting owner OCONNOR JOHN MICHAEL; Form 3; Security Warrants to buy Common Stock; Transaction Holding.
- 2012-07-25: Reporting owner OCONNOR JOHN MICHAEL; Form 3; Security Warrants to buy Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-01-23 | KEEN VICTOR F Director, Officer (CEO and Director), 10% Owner | 5 | Warrants to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,500,000 13,250,000 owned after | $1.00 | 2015-03-13 | |
| 2013-12-11 | KEEN VICTOR F Director, Officer (Chief Executive Officer) | 4 | Warrants to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750,000 3,750,000 owned after | $1.00 | 2013-12-13 | |
| 2012-07-25 holding as of filing | OCONNOR JOHN MICHAEL Director | 3 | Warrants to buy Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2012-07-25 | ||
| 2012-07-25 holding as of filing | OCONNOR JOHN MICHAEL Director | 3 | Warrants to buy Common Stock Derivative · Indirect · (m) | Holding | no price filed | 2012-07-25 |