THE CORETEC GROUP INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-09-10: Reporting owner Kim Ho Seok; Form 3; Security Series C Convertible Preferred Stock; Transaction Holding.
- 2024-08-21: Reporting owner Kim Ho Seok; Form 4; Security Series C Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2016-10-27: Reporting owner Freitag Doug; Form 3; Security Series B Convertible Preferred Stock; Transaction Holding.
- 2016-10-13: Reporting owner CALTON SIMON; Form 3; Security Series B Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-09-10 holding as of filing | Kim Ho Seok Officer (Chief Financial Officer), Other (Managing Director of 10% owner) | 3 | Series C Convertible Preferred Stock Derivative · Indirect · By Core SS LLC | Holding | no price filed | 2024-09-10 | ||
| 2024-08-21 | Kim Ho Seok Officer (Chief Financial Officer), Other (Managing Director of 10% owner) | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By Core SS LLC | J Other acquisition or disposition (describe transaction) | +10,000,000 10,000,000 owned after | no price filed | 2024-09-10 | |
| 2016-10-27 holding as of filing | Freitag Doug Director, Officer (Chief Executive Officer) | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-10-27 | ||
| 2016-10-13 holding as of filing | CALTON SIMON Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2016-10-13 | ||
| 2016-10-13 holding as of filing | CALTON SIMON Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2016-10-13 | ||
| 2016-10-12 holding as of filing | ANDERSON DENNIS KEITH Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-10-12 | ||
| 2016-10-11 holding as of filing | DOMBROWSKI RONALD Director | 3 | Series B Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2016-10-11 | ||
| 2016-09-30 | KEEN VICTOR F Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,880 1,345,968 owned after | no price filed | 2016-10-05 | |
| 2016-09-30 | KEEN VICTOR F Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +152,386 1,457,848 owned after | no price filed | 2016-10-05 | |
| 2016-03-24 | OCONNOR JOHN MICHAEL Director | 4 | Series B Convertible Preferred Stock Derivative · Indirect · See Remarks | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,149 50,149 owned after | no price filed | 2016-03-28 | |
| 2016-03-24 | ROBINSON RONALD WAYNE Officer (Chief Financial Officer) | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,771 85,771 owned after | no price filed | 2016-03-28 | |
| 2016-03-24 | KEEN VICTOR F Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,193,582 1,193,582 owned after | no price filed | 2016-03-28 | |
| 2016-03-24 | KEATING ANTHONY MARTIN Director | 4 | Series B Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,266 19,266 owned after | no price filed | 2016-03-28 | |
| 2014-01-23 | KEEN VICTOR F Director, Officer (CEO and Director), 10% Owner | 5 | Series A Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +190,000 265,000 owned after | $1.00 | 2015-03-13 | |
| 2013-12-11 | KEEN VICTOR F Director, Officer (Chief Executive Officer) | 4 | Series A Convertible Preferred Stock Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.00 | 2013-12-13 | |
| 2013-12-11 | KEEN VICTOR F Director, Officer (Chief Executive Officer) | 4 | Series A Convertible Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.00 | 2013-12-13 |