THE CORETEC GROUP INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows, 56 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-11-18: Reporting owner Watkins Birge; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2024-11-18: Reporting owner Ussery Elbert Michael; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2024-11-18: Reporting owner Lee Jung Min; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
- 2024-11-18: Reporting owner KEEN VICTOR F; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-11-18 | Watkins Birge Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,300,000 3,300,000 owned after | $0.02 exercise price | 2024-11-26 | |
| 2024-11-18 | Ussery Elbert Michael Director, Officer (Co-Chairman and CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,300,000 3,300,000 owned after | $0.02 exercise price | 2024-11-21 | |
| 2024-11-18 | Lee Jung Min Director, Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,300,000 3,300,000 owned after | $0.02 exercise price | 2024-11-21 | |
| 2024-11-18 | KEEN VICTOR F Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,300,000 3,300,000 owned after | $0.02 exercise price | 2024-11-21 | |
| 2024-11-18 | LEE DAVID Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,300,000 3,300,000 owned after | $0.02 exercise price | 2024-11-21 | |
| 2024-11-18 | McCollar Robert Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,300,000 3,300,000 owned after | $0.02 exercise price | 2024-11-21 | |
| 2024-11-18 | Kim Seonkee Director, Other (Co-Chairman and Former CEO) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,300,000 3,300,000 owned after | $0.02 exercise price | 2024-11-21 | |
| 2023-10-27 | Kappers Matthew Joseph Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.02 exercise price | 2023-10-31 | |
| 2023-10-27 | DOMBROWSKI RONALD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.02 exercise price | 2023-10-31 | |
| 2023-10-27 | CALTON SIMON Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.02 exercise price | 2023-10-31 | |
| 2023-10-27 | KEEN VICTOR F Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.02 exercise price | 2023-10-31 | |
| 2023-10-27 | Hoffman Matthew Leo Officer (CFO and COO) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.02 exercise price | 2023-10-31 | |
| 2022-10-14 | KEEN VICTOR F Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.03 exercise price | 2022-10-18 | |
| 2022-10-14 | CALTON SIMON Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.03 exercise price | 2022-10-18 | |
| 2022-10-14 | Kappers Matthew Joseph Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000,000 7,000,000 owned after | $0.03 exercise price | 2022-10-18 | |
| 2022-10-14 | Hoffman Matthew Leo Officer (CFO and COO) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.03 exercise price | 2022-10-18 | |
| 2021-09-30 | Kraft Michael Anthony Other (President) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,000,000 0 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | Kraft Michael Anthony Other (President) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 4,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | KEEN VICTOR F Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000,000 0 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | KEEN VICTOR F Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | KEEN VICTOR F Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 5,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | Hoffman Matthew Leo Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000,000 0 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | Hoffman Matthew Leo Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | Hoffman Matthew Leo Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 3,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | Freitag Doug Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | DOMBROWSKI RONALD Director | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | DOMBROWSKI RONALD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | DOMBROWSKI RONALD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 3,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | CALTON SIMON Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000,000 0 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | CALTON SIMON Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | CALTON SIMON Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 5,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | Kappers Matthew Joseph Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000,000 0 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | Kappers Matthew Joseph Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | Kappers Matthew Joseph Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | Kappers Matthew Joseph Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 6,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-09-30 | Kappers Matthew Joseph Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 8,000,000 owned after | $0.00 | 2021-10-04 | |
| 2021-06-21 holding as of filing | Kappers Matthew Joseph Director, Officer (Chief Executive Officer) | 3 | Option (right to buy) Derivative · Direct | Holding | no price filed | 2021-06-21 | ||
| 2021-06-21 holding as of filing | Kappers Matthew Joseph Director, Officer (Chief Executive Officer) | 3 | Option (right to buy) Derivative · Direct | Holding | no price filed | 2021-06-21 | ||
| 2021-06-18 | Kappers Matthew Joseph Director, Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.00 | 2021-06-21 | |
| 2021-04-07 | Kraft Michael Anthony Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000,000 4,000,000 owned after | $0.15 exercise price | 2021-04-08 | |
| 2021-04-07 | KEEN VICTOR F Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.15 exercise price | 2021-04-08 | |
| 2021-04-07 | CALTON SIMON Director, 10% Owner | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.15 exercise price | 2021-04-08 | |
| 2021-04-07 | DOMBROWSKI RONALD Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.15 exercise price | 2021-04-08 | |
| 2021-04-07 | Hoffman Matthew Leo Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.15 exercise price | 2021-04-08 | |
| 2019-09-13 | ROBINSON RONALD WAYNE Officer (Chief Financial Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.04 exercise price | 2019-09-16 | |
| 2019-09-13 | Kraft Michael Anthony Officer (Chief Executive Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000,000 10,000,000 owned after | $0.04 exercise price | 2019-09-16 | |
| 2017-03-27 holding as of filing | Kraft Michael Anthony Officer (Chief Executive Officer) | 3 | Options to Purchase Common Stock Derivative · Direct | Holding | no price filed | 2017-03-27 | ||
| 2012-07-27 holding as of filing | KEEN VICTOR F Director | 3 | Options to buy common stock Derivative · Direct | Holding | $8.40 exercise price | 2012-07-27 | ||
| 2012-07-27 holding as of filing | KEEN VICTOR F Director | 3 | Options to buy common stock Derivative · Direct | Holding | $0.18 exercise price | 2012-07-27 | ||
| 2012-07-27 holding as of filing | KEEN VICTOR F Director | 3 | Options to buy common stock Derivative · Direct | Holding | $1.40 exercise price | 2012-07-27 | ||
| 2012-07-25 holding as of filing | OCONNOR JOHN MICHAEL Director | 3 | Option to buy Common Stock Derivative · Direct · (m) | Holding | $8.64 exercise price | 2012-07-25 | ||
| 2012-07-25 holding as of filing | OCONNOR JOHN MICHAEL Director | 3 | Option to buy Common Stock Derivative · Direct · (m) | Holding | $0.18 exercise price | 2012-07-25 | ||
| 2012-07-25 holding as of filing | OCONNOR JOHN MICHAEL Director | 3 | Option to buy Common Stock Derivative · Direct · (m) | Holding | $1.40 exercise price | 2012-07-25 | ||
| 2012-07-25 holding as of filing | WILLNER MARK G Officer (Chief Executive Officer) | 3 | Options to buy common stock Derivative · Direct | Holding | $0.35 exercise price | 2012-07-25 | ||
| 2012-07-25 holding as of filing | KEATING ANTHONY MARTIN Director | 3 | Option to buy Common Stock Derivative · Direct | Holding | $1.40 exercise price | 2012-07-25 | ||
| 2012-07-25 holding as of filing | AROESTY SIDNEY A Director | 3 | Options to buy common stock Derivative · Direct | Holding | $1.08 exercise price | 2012-07-25 |