TETRAPHASE PHARMACEUTICALS INC Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-07-28: Reporting owner Armistice Capital Master Fund Ltd. | Boyd Steven | ARMISTICE CAPITAL, LLC; Form 4; Security Pre-Funded Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2020-07-28: Reporting owner Armistice Capital Master Fund Ltd. | Boyd Steven | ARMISTICE CAPITAL, LLC; Form 4; Security Pre-Funded Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2020-07-28: Reporting owner Armistice Capital Master Fund Ltd. | Boyd Steven | ARMISTICE CAPITAL, LLC; Form 4; Security Pre-Funded Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2020-07-28: Reporting owner Armistice Capital Master Fund Ltd. | Boyd Steven | ARMISTICE CAPITAL, LLC; Form 4; Security Pre-Funded Warrants; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-07-28 | Armistice Capital Master Fund Ltd. | Boyd Steven | ARMISTICE CAPITAL, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Pre-Funded Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −1,430,493 0 owned after | $0.01 exercise price | 2020-07-30 | |
| 2020-07-28 | Armistice Capital Master Fund Ltd. | Boyd Steven | ARMISTICE CAPITAL, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Pre-Funded Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −0 0 owned after | $0.01 exercise price | 2020-07-30 | |
| 2020-07-28 | Armistice Capital Master Fund Ltd. | Boyd Steven | ARMISTICE CAPITAL, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Pre-Funded Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −2,063,334 0 owned after | no price filed | 2020-07-30 | |
| 2020-07-28 | Armistice Capital Master Fund Ltd. | Boyd Steven | ARMISTICE CAPITAL, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Pre-Funded Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −0 0 owned after | $0.00 | 2020-07-30 | |
| 2020-07-28 | Armistice Capital Master Fund Ltd. | Boyd Steven | ARMISTICE CAPITAL, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −2,130,493 0 owned after | $3.62 exercise price | 2020-07-30 | |
| 2020-07-28 | Armistice Capital Master Fund Ltd. | Boyd Steven | ARMISTICE CAPITAL, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −0 0 owned after | $3.62 exercise price | 2020-07-30 | |
| 2020-07-28 | Armistice Capital Master Fund Ltd. | Boyd Steven | ARMISTICE CAPITAL, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −3,333,334 0 owned after | $2.87 exercise price | 2020-07-30 | |
| 2020-07-28 | Armistice Capital Master Fund Ltd. | Boyd Steven | ARMISTICE CAPITAL, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −0 0 owned after | $2.87 exercise price | 2020-07-30 | |
| 2020-01-31 holding as of filing | Boyd Steven | Armistice Capital Master Fund Ltd. | ARMISTICE CAPITAL, LLC Director, 10% Owner | 10% Owner | Director, 10% Owner | 3 | Pre-Funded Warrants Derivative · Direct · (m) | Holding | $0.01 exercise price | 2020-01-31 | ||
| 2020-01-31 holding as of filing | Boyd Steven | Armistice Capital Master Fund Ltd. | ARMISTICE CAPITAL, LLC Director, 10% Owner | 10% Owner | Director, 10% Owner | 3 | Pre-Funded Warrants Derivative · Indirect · (m) | Holding | $0.01 exercise price | 2020-01-31 | ||
| 2020-01-31 holding as of filing | Boyd Steven | Armistice Capital Master Fund Ltd. | ARMISTICE CAPITAL, LLC Director, 10% Owner | 10% Owner | Director, 10% Owner | 3 | Pre-Funded Warrants Derivative · Direct · (m) | Holding | no price filed | 2020-01-31 | ||
| 2020-01-31 holding as of filing | Boyd Steven | Armistice Capital Master Fund Ltd. | ARMISTICE CAPITAL, LLC Director, 10% Owner | 10% Owner | Director, 10% Owner | 3 | Pre-Funded Warrants Derivative · Indirect · (m) | Holding | no price filed | 2020-01-31 | ||
| 2020-01-31 holding as of filing | Boyd Steven | Armistice Capital Master Fund Ltd. | ARMISTICE CAPITAL, LLC Director, 10% Owner | 10% Owner | Director, 10% Owner | 3 | Warrants Derivative · Direct · (m) | Holding | $3.62 exercise price | 2020-01-31 | ||
| 2020-01-31 holding as of filing | Boyd Steven | Armistice Capital Master Fund Ltd. | ARMISTICE CAPITAL, LLC Director, 10% Owner | 10% Owner | Director, 10% Owner | 3 | Warrants Derivative · Indirect · (m) | Holding | $3.62 exercise price | 2020-01-31 | ||
| 2020-01-31 holding as of filing | Boyd Steven | Armistice Capital Master Fund Ltd. | ARMISTICE CAPITAL, LLC Director, 10% Owner | 10% Owner | Director, 10% Owner | 3 | Warrants Derivative · Direct · (m) | Holding | $2.87 exercise price | 2020-01-31 | ||
| 2020-01-31 holding as of filing | Boyd Steven | Armistice Capital Master Fund Ltd. | ARMISTICE CAPITAL, LLC Director, 10% Owner | 10% Owner | Director, 10% Owner | 3 | Warrants Derivative · Indirect · (m) | Holding | $2.87 exercise price | 2020-01-31 |