Advertisement
Screener

TETRAPHASE PHARMACEUTICALS INC Forms 3, 4 and 5: Preferred Stock

TETRAPHASE PHARMACEUTICALS INC Forms 3, 4 and 5: Preferred Stock

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 105 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2013-03-25: Reporting owner CMEA Ventures VI Management, L.P. | Handelsman Karl D. | Watson James F | CMEA Ventures VI GmbH & Co. KG | Collier David J | CMEA VENTURES VI LP | BARUCH THOMAS R | Sohail Faysal A.; Form 4; Security Series A-1 Convertible Participating Preferred Stock; Transaction C Conversion of derivative security.
  • 2013-03-25: Reporting owner CMEA Ventures VI Management, L.P. | Handelsman Karl D. | Watson James F | CMEA Ventures VI GmbH & Co. KG | Collier David J | CMEA VENTURES VI LP | BARUCH THOMAS R | Sohail Faysal A.; Form 4; Security Series A-1 Convertible Participating Preferred Stock; Transaction C Conversion of derivative security.
  • 2013-03-25: Reporting owner CMEA Ventures VI Management, L.P. | Handelsman Karl D. | Watson James F | CMEA Ventures VI GmbH & Co. KG | Collier David J | CMEA VENTURES VI LP | BARUCH THOMAS R | Sohail Faysal A.; Form 4; Security Series A-2 Convertible Participating Preferred Stock; Transaction C Conversion of derivative security.
  • 2013-03-25: Reporting owner CMEA Ventures VI Management, L.P. | Handelsman Karl D. | Watson James F | CMEA Ventures VI GmbH & Co. KG | Collier David J | CMEA VENTURES VI LP | BARUCH THOMAS R | Sohail Faysal A.; Form 4; Security Series A-2 Convertible Participating Preferred Stock; Transaction C Conversion of derivative security.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2013-03-25CMEA Ventures VI Management, L.P. | Handelsman Karl D. | Watson James F | CMEA Ventures VI GmbH & Co. KG | Collier David J | CMEA VENTURES VI LP | BARUCH THOMAS R | Sohail Faysal A.
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−49,088
0 owned after
$0.002013-03-27
2013-03-25CMEA Ventures VI Management, L.P. | Handelsman Karl D. | Watson James F | CMEA Ventures VI GmbH & Co. KG | Collier David J | CMEA VENTURES VI LP | BARUCH THOMAS R | Sohail Faysal A.
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−2,040,912
0 owned after
$0.002013-03-27
2013-03-25CMEA Ventures VI Management, L.P. | Handelsman Karl D. | Watson James F | CMEA Ventures VI GmbH & Co. KG | Collier David J | CMEA VENTURES VI LP | BARUCH THOMAS R | Sohail Faysal A.
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−64,027
0 owned after
$0.002013-03-27
2013-03-25CMEA Ventures VI Management, L.P. | Handelsman Karl D. | Watson James F | CMEA Ventures VI GmbH & Co. KG | Collier David J | CMEA VENTURES VI LP | BARUCH THOMAS R | Sohail Faysal A.
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−2,662,059
0 owned after
$0.002013-03-27
2013-03-25CMEA Ventures VI Management, L.P. | Handelsman Karl D. | Watson James F | CMEA Ventures VI GmbH & Co. KG | Collier David J | CMEA VENTURES VI LP | BARUCH THOMAS R | Sohail Faysal A.
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−268,269
0 owned after
$0.002013-03-27
2013-03-25CMEA Ventures VI Management, L.P. | Handelsman Karl D. | Watson James F | CMEA Ventures VI GmbH & Co. KG | Collier David J | CMEA VENTURES VI LP | BARUCH THOMAS R | Sohail Faysal A.
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−11,153,776
0 owned after
$0.002013-03-27
2013-03-25CMEA Ventures VI Management, L.P. | Handelsman Karl D. | Watson James F | CMEA Ventures VI GmbH & Co. KG | Collier David J | CMEA VENTURES VI LP | BARUCH THOMAS R | Sohail Faysal A.
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−685,531
0 owned after
$0.002013-03-27
2013-03-25CMEA Ventures VI Management, L.P. | Handelsman Karl D. | Watson James F | CMEA Ventures VI GmbH & Co. KG | Collier David J | CMEA VENTURES VI LP | BARUCH THOMAS R | Sohail Faysal A.
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−28,485,997
0 owned after
$0.002013-03-27
2013-03-25Flagship Ventures 2007 General Partner LLC | Flagship Ventures General Partner LLC | KANIA EDWIN M JR | Flagship Ventures Fund 2007, L.P. | Flagship Ventures Fund 2004 L P | AFEYAN NOUBAR
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−2,090,000
0 owned after
$0.002013-03-27
2013-03-25Flagship Ventures 2007 General Partner LLC | Flagship Ventures General Partner LLC | KANIA EDWIN M JR | Flagship Ventures Fund 2007, L.P. | Flagship Ventures Fund 2004 L P | AFEYAN NOUBAR
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−2,726,088
0 owned after
$0.002013-03-27
2013-03-25Flagship Ventures 2007 General Partner LLC | Flagship Ventures General Partner LLC | KANIA EDWIN M JR | Flagship Ventures Fund 2007, L.P. | Flagship Ventures Fund 2004 L P | AFEYAN NOUBAR
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−11,422,045
0 owned after
$0.002013-03-27
2013-03-25Flagship Ventures 2007 General Partner LLC | Flagship Ventures General Partner LLC | KANIA EDWIN M JR | Flagship Ventures Fund 2007, L.P. | Flagship Ventures Fund 2004 L P | AFEYAN NOUBAR
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−9,626,604
0 owned after
$0.002013-03-27
2013-03-25Flagship Ventures 2007 General Partner LLC | Flagship Ventures General Partner LLC | KANIA EDWIN M JR | Flagship Ventures Fund 2007, L.P. | Flagship Ventures Fund 2004 L P | AFEYAN NOUBAR
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−19,544,924
0 owned after
$0.002013-03-27
2013-03-25Trias Joaquim
10% Owner
4Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−40,000
0 owned after
$0.002013-03-27
2013-03-25Trias Joaquim
10% Owner
4Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−52,173
0 owned after
$0.002013-03-27
2013-03-25Trias Joaquim
10% Owner
4Series B Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−234,000
0 owned after
$0.002013-03-27
2013-03-25Trias Joaquim
10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−272,267
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−400,000
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−400,000
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−800,000
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−521,739
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−521,739
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−1,043,478
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−2,132,517
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−3,096,509
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series B Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−6,193,019
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−9,101,517
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−2,761,571
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−8,556,982
0 owned after
$0.002013-03-27
2013-03-25Mediphase II LLC | Miller Lawrence G. | Mediphase II (Annex Fund) LLC | Howard Paul Anthony | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase II (Select Fund) LLC | MEDIPHASE VENTURE PARTNERS II LP | Mediphase (DP&UP) LLC | Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase Venture Partners (DP&UP) Limited Partnership
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−2,917,152
0 owned after
$0.002013-03-27
2013-03-25Petrillo Enrico | Enriquez Juan | Excel Medical Ventures, LLC | EXCEL MEDICAL FUND LP | Blume Frederick R.
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−28,199,144
0 owned after
$0.002013-03-27
2013-03-25KANEKO YASUNORI | Skyline Venture Management IV, LLC | Skyline Venture Partners Qualified Purchaser Fund IV L P
10% Owner | 10% Owner | 10% Owner
4Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−2,090,000
0 owned after
$0.002013-03-27
2013-03-25KANEKO YASUNORI | Skyline Venture Management IV, LLC | Skyline Venture Partners Qualified Purchaser Fund IV L P
10% Owner | 10% Owner | 10% Owner
4Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−2,726,086
0 owned after
$0.002013-03-27
2013-03-25KANEKO YASUNORI | Skyline Venture Management IV, LLC | Skyline Venture Partners Qualified Purchaser Fund IV L P
10% Owner | 10% Owner | 10% Owner
4Series B Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−11,422,045
0 owned after
$0.002013-03-27
2013-03-25KANEKO YASUNORI | Skyline Venture Management IV, LLC | Skyline Venture Partners Qualified Purchaser Fund IV L P
10% Owner | 10% Owner | 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−27,226,760
0 owned after
$0.002013-03-27
2013-03-25Freund John Gordon
Director, 10% Owner
4Series A-1 Convertible Participating Preferred Stock
Derivative · Indirect · (m)
C Conversion of derivative security−2,090,000
0 owned after
$0.002013-03-27
2013-03-25Freund John Gordon
Director, 10% Owner
4Series A-2 Convertible Participating Preferred Stock
Derivative · Indirect · (m)
C Conversion of derivative security−2,726,086
0 owned after
$0.002013-03-27
2013-03-25Freund John Gordon
Director, 10% Owner
4Series B Convertible Participating Preferred Stock
Derivative · Indirect · (m)
C Conversion of derivative security−11,422,045
0 owned after
$0.002013-03-27
2013-03-25Freund John Gordon
Director, 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Indirect · (m)
C Conversion of derivative security−27,226,760
0 owned after
$0.002013-03-27
2013-03-25Gullans Steven R. Ph.D.
Director, 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Indirect · (m)
C Conversion of derivative security−28,199,144
0 owned after
$0.002013-03-27
2013-03-25Lubner David Charles
Officer (SVP and CFO), 10% Owner
4Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−40,000
0 owned after
$0.002013-03-27
2013-03-25Lubner David Charles
Officer (SVP and CFO), 10% Owner
4Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−52,173
0 owned after
$0.002013-03-27
2013-03-25Lubner David Charles
Officer (SVP and CFO), 10% Owner
4Series B Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−115,000
0 owned after
$0.002013-03-27
2013-03-25Lubner David Charles
Officer (SVP and CFO), 10% Owner
4Series C Convertible Participating Preferred Stock
Derivative · Direct
C Conversion of derivative security−116,686
0 owned after
$0.002013-03-27
2013-03-25FMR LLC
4Series A-1 Convertible Preferred Stock
Derivative · Indirect · by Beacon Bioventures Limited Partnership
C Conversion of derivative security−2,075,931
0 owned after
no price filed2013-03-27
2013-03-25FMR LLC
4Series A-2 Convertible Preferred Stock
Derivative · Indirect · by Beacon Bioventures Limited Partnership
C Conversion of derivative security−2,707,735
0 owned after
no price filed2013-03-27
2013-03-25FMR LLC
4Series B Convertible Preferred Stock
Derivative · Indirect · by Beacon Bioventures Limited Partnership
C Conversion of derivative security−11,345,154
0 owned after
no price filed2013-03-27
2013-03-25FMR LLC
4Series C Convertible Preferred Stock
Derivative · Indirect · by Beacon Bioventures Limited Partnership
C Conversion of derivative security−27,043,477
0 owned after
no price filed2013-03-27
2013-03-25FMR LLC
4Series A-1 Convertible Preferred Stock
Derivative · Indirect · by Beacon Bioventures Principals Limited Partnership
C Conversion of derivative security−14,069
0 owned after
no price filed2013-03-27
2013-03-25FMR LLC
4Series A-2 Convertible Preferred Stock
Derivative · Indirect · by Beacon Bioventures Principals Limited Partnership
C Conversion of derivative security−18,351
0 owned after
no price filed2013-03-27
2013-03-25FMR LLC
4Series B Convertible Preferred Stock
Derivative · Indirect · by Beacon Bioventures Principals Limited Partnership
C Conversion of derivative security−76,891
0 owned after
no price filed2013-03-27
2013-03-25FMR LLC
4Series C Convertible Preferred Stock
Derivative · Indirect · by Beacon Bioventures Principals Limited Partnership
C Conversion of derivative security−183,283
0 owned after
no price filed2013-03-27
2013-03-19
holding as of filing
Xiao Xiao-Yi
10% Owner
3Series B Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
AFEYAN NOUBAR | Flagship Ventures Fund 2007, L.P. | Flagship Ventures 2007 General Partner LLC | Flagship Ventures Fund 2004 L P | KANIA EDWIN M JR | Flagship Ventures General Partner LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
AFEYAN NOUBAR | Flagship Ventures Fund 2007, L.P. | Flagship Ventures 2007 General Partner LLC | Flagship Ventures Fund 2004 L P | KANIA EDWIN M JR | Flagship Ventures General Partner LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
AFEYAN NOUBAR | Flagship Ventures Fund 2007, L.P. | Flagship Ventures 2007 General Partner LLC | Flagship Ventures Fund 2004 L P | KANIA EDWIN M JR | Flagship Ventures General Partner LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
AFEYAN NOUBAR | Flagship Ventures Fund 2007, L.P. | Flagship Ventures 2007 General Partner LLC | Flagship Ventures Fund 2004 L P | KANIA EDWIN M JR | Flagship Ventures General Partner LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
AFEYAN NOUBAR | Flagship Ventures Fund 2007, L.P. | Flagship Ventures 2007 General Partner LLC | Flagship Ventures Fund 2004 L P | KANIA EDWIN M JR | Flagship Ventures General Partner LLC
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Sohail Faysal A. | Collier David J | Handelsman Karl D. | CMEA Ventures VI GmbH & Co. KG | CMEA Ventures VI Management, L.P. | CMEA VENTURES VI LP | BARUCH THOMAS R | Watson James F
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-1 Convertible Participating Preferred
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Sohail Faysal A. | Collier David J | Handelsman Karl D. | CMEA Ventures VI GmbH & Co. KG | CMEA Ventures VI Management, L.P. | CMEA VENTURES VI LP | BARUCH THOMAS R | Watson James F
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-1 Convertible Participating Preferred
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Sohail Faysal A. | Collier David J | Handelsman Karl D. | CMEA Ventures VI GmbH & Co. KG | CMEA Ventures VI Management, L.P. | CMEA VENTURES VI LP | BARUCH THOMAS R | Watson James F
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-2 Convertible Participating Preferred
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Sohail Faysal A. | Collier David J | Handelsman Karl D. | CMEA Ventures VI GmbH & Co. KG | CMEA Ventures VI Management, L.P. | CMEA VENTURES VI LP | BARUCH THOMAS R | Watson James F
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-2 Convertible Participating Preferred
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Sohail Faysal A. | Collier David J | Handelsman Karl D. | CMEA Ventures VI GmbH & Co. KG | CMEA Ventures VI Management, L.P. | CMEA VENTURES VI LP | BARUCH THOMAS R | Watson James F
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Participating Preferred
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Sohail Faysal A. | Collier David J | Handelsman Karl D. | CMEA Ventures VI GmbH & Co. KG | CMEA Ventures VI Management, L.P. | CMEA VENTURES VI LP | BARUCH THOMAS R | Watson James F
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Participating Preferred
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Sohail Faysal A. | Collier David J | Handelsman Karl D. | CMEA Ventures VI GmbH & Co. KG | CMEA Ventures VI Management, L.P. | CMEA VENTURES VI LP | BARUCH THOMAS R | Watson James F
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Participating Preferred
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Sohail Faysal A. | Collier David J | Handelsman Karl D. | CMEA Ventures VI GmbH & Co. KG | CMEA Ventures VI Management, L.P. | CMEA VENTURES VI LP | BARUCH THOMAS R | Watson James F
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Participating Preferred
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Trias Joaquim
10% Owner
3Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Trias Joaquim
10% Owner
3Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Trias Joaquim
10% Owner
3Series B Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Trias Joaquim
10% Owner
3Series C Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Petrillo Enrico | EXCEL MEDICAL FUND LP | Excel Medical Ventures, LLC | Blume Frederick R. | Enriquez Juan
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Freund John Gordon
Director, 10% Owner
3Series A-1 Convertible Participating Preferred Stock
Derivative · Indirect · By Skyline Venture Partners Qualified Purchaser IV L.P.
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Freund John Gordon
Director, 10% Owner
3Series A-2 Convertible Participating Preferred Stock
Derivative · Indirect · By Skyline Venture Partners Qualified Purchaser IV L.P.
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Freund John Gordon
Director, 10% Owner
3Series B Convertible Participating Preferred Stock
Derivative · Indirect · By Skyline Venture Partners Qualified Purchaser IV L.P.
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Freund John Gordon
Director, 10% Owner
3Series C Convertible Participating Preferred Stock
Derivative · Indirect · By Skyline Venture Partners Qualified Purchaser IV L.P
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Skyline Venture Partners Qualified Purchaser Fund IV L P | Skyline Venture Management IV, LLC | KANEKO YASUNORI
10% Owner | 10% Owner | 10% Owner
3Series A-1 Convertible Participating preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Skyline Venture Partners Qualified Purchaser Fund IV L P | Skyline Venture Management IV, LLC | KANEKO YASUNORI
10% Owner | 10% Owner | 10% Owner
3Series A-2 Convertible Participating preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Skyline Venture Partners Qualified Purchaser Fund IV L P | Skyline Venture Management IV, LLC | KANEKO YASUNORI
10% Owner | 10% Owner | 10% Owner
3Series B Convertible Participating preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Skyline Venture Partners Qualified Purchaser Fund IV L P | Skyline Venture Management IV, LLC | KANEKO YASUNORI
10% Owner | 10% Owner | 10% Owner
3Series C Convertible Participating preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Gullans Steven R. Ph.D.
Director, 10% Owner
3Series C Convertible Participating Preferred Stock
Derivative · Indirect · By Excel Medical Fund, L.P.
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series B Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Mediphase Venture Partners II (Annex Fund) Limited Partnership | Mediphase II LLC | Miller Lawrence G. | MEDIPHASE VENTURE PARTNERS II LP | Mediphase Venture Partners II (Select Fund) Limited Partnership | Mediphase (DP&UP) LLC | Howard Paul Anthony | Mediphase Venture Partners (DP&UP) Limited Partnership | Mediphase II (Select Fund) LLC | Mediphase II (Annex Fund) LLC
10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
3Series C Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Lubner David Charles
Officer (SVP and CFO), 10% Owner
3Series A-1 Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Lubner David Charles
Officer (SVP and CFO), 10% Owner
3Series A-2 Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Lubner David Charles
Officer (SVP and CFO), 10% Owner
3Series B Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
Lubner David Charles
Officer (SVP and CFO), 10% Owner
3Series C Convertible Participating Preferred Stock
Derivative · Direct
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
FMR LLC
3Series A-1 Convertible Preferred Stock
Derivative · Indirect · by Beacon Bioventures Limited Partnership
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
FMR LLC
3Series A-2 Convertible Preferred Stock
Derivative · Indirect · by Beacon Bioventures Limited Partnership
Holdingno price filed2013-03-19
2013-03-19
holding as of filing
FMR LLC
3Series B Convertible Preferred Stock
Derivative · Indirect · by Beacon Bioventures Limited Partnership
Holdingno price filed2013-03-19