TELIGENT, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-28: Reporting owner GERARDI FRANK; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2006-09-28: Reporting owner HAGER EDWARD B | HAGER JANE E; Form 5; Security Warrant; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-07-20: Reporting owner GERARDI FRANK; Form 4; Security Common Stock Warrants (right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-06-29: Reporting owner MORRIS STEVE; Form 4; Security Common Stock Warrants (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-28 | GERARDI FRANK 10% Owner | 4 | Warrant Derivative · Indirect · By Univest Management Inc. Employee Profit Sharing Plan | P Open market or private purchase of non-derivative or derivative security | +52,500 52,500 owned after | $1.25 exercise price | 2008-01-02 | |
| 2006-09-28 | HAGER EDWARD B | HAGER JANE E 10% Owner | 10% Owner | 5 | Warrant Derivative · Indirect · By Hager Family Trust | X Exercise of in-the-money or at-the-money derivative security | −26,666 0 owned after | $0.90 exercise price | 2007-04-27 | |
| 2006-07-20 | GERARDI FRANK Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner | 4 | Common Stock Warrants (right to Buy) Derivative · Indirect · Univest Management, Inc. EPSP | X Exercise of in-the-money or at-the-money derivative security | −26,666 0 owned after | $0.90 exercise price | 2006-07-24 | |
| 2006-06-29 | MORRIS STEVE Director, 10% Owner | 4 | Common Stock Warrants (Right to Buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −26,666 0 owned after | $0.90 exercise price | 2006-07-12 | |
| 2005-12-31 | HAGER JANE E | HAGER EDWARD B 10% Owner | 10% Owner | 5 | Warrants Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +26,666 26,666 owned after | $0.90 exercise price | 2006-05-15 |