TELIGENT, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-05-15: Reporting owner MORRIS BENJAMIN T | LOF PARTNERS LLC | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND II LP | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | Erony Joyce | SMH CAPITAL INC.; Form 4; Security Secured Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2009-05-15: Reporting owner MORRIS BENJAMIN T | LOF PARTNERS LLC | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND II LP | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | Erony Joyce | SMH CAPITAL INC.; Form 4; Security Secured Convertible Promissory Note; Transaction C Conversion of derivative security.
- 2009-04-02: Reporting owner MORRIS BENJAMIN T | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | Erony Joyce | SMH CAPITAL INC. | SANDERS MORRIS HARRIS GROUP INC; Form 3/A; Security Convertible Note; Transaction Holding.
- 2009-04-02: Reporting owner MORRIS BENJAMIN T | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | Erony Joyce | SMH CAPITAL INC. | SANDERS MORRIS HARRIS GROUP INC; Form 3/A; Security Convertible Note; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-05-15 | MORRIS BENJAMIN T | LOF PARTNERS LLC | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND II LP | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | Erony Joyce | SMH CAPITAL INC. 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4 | Secured Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | −4,091,610 0 owned after | $6,000.00 exercise price | 2009-05-19 | |
| 2009-05-15 | MORRIS BENJAMIN T | LOF PARTNERS LLC | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND II LP | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | Erony Joyce | SMH CAPITAL INC. 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4 | Secured Convertible Promissory Note Derivative · Direct | C Conversion of derivative security | −732,264 0 owned after | $6,000.00 exercise price | 2009-05-19 | |
| 2009-04-02 holding as of filing | MORRIS BENJAMIN T | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | Erony Joyce | SMH CAPITAL INC. | SANDERS MORRIS HARRIS GROUP INC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3/A | Convertible Note Derivative · Direct | Holding | no price filed | 2009-04-02 | ||
| 2009-04-02 holding as of filing | MORRIS BENJAMIN T | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | Erony Joyce | SMH CAPITAL INC. | SANDERS MORRIS HARRIS GROUP INC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3/A | Convertible Note Derivative · Direct | Holding | no price filed | 2009-04-02 | ||
| 2009-03-24 holding as of filing | Erony Joyce | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | MORRIS BENJAMIN T | SMH CAPITAL INC. Director, 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Direct | Holding | no price filed | 2009-03-24 | ||
| 2009-03-24 holding as of filing | Erony Joyce | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | MORRIS BENJAMIN T | SMH CAPITAL INC. Director, 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Note Derivative · Direct | Holding | no price filed | 2009-03-24 |