TELIGENT, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-08-20: Reporting owner SMH CAPITAL INC. | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | LOF PARTNERS LLC | BALL GEORGE L | LIFE SCIENCES OPPORTUNITIES FUND II LP | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | Erony Joyce; Form 4; Security Series B-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-08-20: Reporting owner SMH CAPITAL INC. | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | LOF PARTNERS LLC | BALL GEORGE L | LIFE SCIENCES OPPORTUNITIES FUND II LP | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | Erony Joyce; Form 4; Security Series B-1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2010-03-29: Reporting owner GALE JAMES C | BALL GEORGE L | LIFE SCIENCES OPPORTUNITIES FUND II LP | SANDERS MORRIS HARRIS GROUP INC | Erony Joyce | LOF PARTNERS LLC | SMH CAPITAL INC. | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP; Form 4; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-03-29: Reporting owner GALE JAMES C | BALL GEORGE L | LIFE SCIENCES OPPORTUNITIES FUND II LP | SANDERS MORRIS HARRIS GROUP INC | Erony Joyce | LOF PARTNERS LLC | SMH CAPITAL INC. | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP; Form 4; Security Series C Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-08-20 | SMH CAPITAL INC. | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | LOF PARTNERS LLC | BALL GEORGE L | LIFE SCIENCES OPPORTUNITIES FUND II LP | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | Erony Joyce 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −153 0 owned after | no price filed | 2010-08-24 | |
| 2010-08-20 | SMH CAPITAL INC. | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | LOF PARTNERS LLC | BALL GEORGE L | LIFE SCIENCES OPPORTUNITIES FUND II LP | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | Erony Joyce 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −854 0 owned after | no price filed | 2010-08-24 | |
| 2010-03-29 | GALE JAMES C | BALL GEORGE L | LIFE SCIENCES OPPORTUNITIES FUND II LP | SANDERS MORRIS HARRIS GROUP INC | Erony Joyce | LOF PARTNERS LLC | SMH CAPITAL INC. | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +573 573 owned after | no price filed | 2010-04-13 | |
| 2010-03-29 | GALE JAMES C | BALL GEORGE L | LIFE SCIENCES OPPORTUNITIES FUND II LP | SANDERS MORRIS HARRIS GROUP INC | Erony Joyce | LOF PARTNERS LLC | SMH CAPITAL INC. | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +102 102 owned after | no price filed | 2010-04-13 | |
| 2010-03-29 | HAGER JANE E | HAGER EDWARD B Director, 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · By: Jane E. Hager Trust of 1990 | P Open market or private purchase of non-derivative or derivative security | +50 50 owned after | no price filed | 2010-04-01 | |
| 2009-05-15 | MORRIS BENJAMIN T | LOF PARTNERS LLC | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND II LP | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | Erony Joyce | SMH CAPITAL INC. 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series B-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | +682 854 owned after | no price filed | 2009-05-19 | |
| 2009-05-15 | MORRIS BENJAMIN T | LOF PARTNERS LLC | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND II LP | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | Erony Joyce | SMH CAPITAL INC. 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | 4 | Series B-1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | +122 153 owned after | no price filed | 2009-05-19 | |
| 2009-04-02 holding as of filing | MORRIS BENJAMIN T | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | Erony Joyce | SMH CAPITAL INC. | SANDERS MORRIS HARRIS GROUP INC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3/A | Series B-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2009-04-02 | ||
| 2009-04-02 holding as of filing | MORRIS BENJAMIN T | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | Erony Joyce | SMH CAPITAL INC. | SANDERS MORRIS HARRIS GROUP INC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3/A | Series B-2 Preferred Stock Purchase Warrant Derivative · Direct | Holding | $6,000.00 exercise price | 2009-04-02 | ||
| 2009-04-02 holding as of filing | MORRIS BENJAMIN T | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | Erony Joyce | SMH CAPITAL INC. | SANDERS MORRIS HARRIS GROUP INC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3/A | Series B-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2009-04-02 | ||
| 2009-04-02 holding as of filing | MORRIS BENJAMIN T | GALE JAMES C | LIFE SCIENCES OPPORTUNITIES FUND INSTITTUTIONAL II LP | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | Erony Joyce | SMH CAPITAL INC. | SANDERS MORRIS HARRIS GROUP INC 10% Owner | 10% Owner | Director, 10% Owner | Director, 10% Owner | 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3/A | Series B-2 Preferred Stock Purchase Warrant Derivative · Direct | Holding | $6,000.00 exercise price | 2009-04-02 | ||
| 2009-03-24 holding as of filing | Erony Joyce | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | MORRIS BENJAMIN T | SMH CAPITAL INC. Director, 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2009-03-24 | ||
| 2009-03-24 holding as of filing | Erony Joyce | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | MORRIS BENJAMIN T | SMH CAPITAL INC. Director, 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock Purchase Warrant Derivative · Direct | Holding | $6,000.00 exercise price | 2009-03-24 | ||
| 2009-03-24 holding as of filing | Erony Joyce | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | MORRIS BENJAMIN T | SMH CAPITAL INC. Director, 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2009-03-24 | ||
| 2009-03-24 holding as of filing | Erony Joyce | LIFE SCIENCES OPPORTUNITIES FUND II LP | LOF PARTNERS LLC | SANDERS MORRIS HARRIS GROUP INC | GALE JAMES C | MORRIS BENJAMIN T | SMH CAPITAL INC. Director, 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock Purchase Warrant Derivative · Direct | Holding | $6,000.00 exercise price | 2009-03-24 |