Synchronoss Technologies, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-16: Reporting owner Putnam Christopher; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-07: Reporting owner Waldis Stephen G; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-07: Reporting owner Putnam Christopher; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-07: Reporting owner Prague Ronald; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-16 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 63,079 owned after | $8.98 exercise price | 2010-12-16 | |
| 2010-12-07 | Waldis Stephen G Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +84,000 84,000 owned after | $27.55 exercise price | 2010-12-09 | |
| 2010-12-07 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,200 32,200 owned after | $27.55 exercise price | 2010-12-09 | |
| 2010-12-07 | Prague Ronald Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,700 13,700 owned after | $27.55 exercise price | 2010-12-09 | |
| 2010-12-07 | Irving Lawrence R. Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,000 48,000 owned after | $27.55 exercise price | 2010-12-09 | |
| 2010-12-07 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,000 48,000 owned after | $2,755.00 exercise price | 2010-12-09 | |
| 2010-12-07 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $27.55 exercise price | 2010-12-09 | |
| 2010-12-02 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 64,079 owned after | $8.98 exercise price | 2010-12-06 | |
| 2010-11-23 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,007 8,287 owned after | $12.68 exercise price | 2010-11-26 | |
| 2010-11-19 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 65,079 owned after | $8.98 exercise price | 2010-11-23 | |
| 2010-11-10 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 68,079 owned after | $8.98 exercise price | 2010-11-15 | |
| 2010-10-15 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $8.92 exercise price | 2010-10-20 | |
| 2010-10-06 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 72,079 owned after | $8.98 exercise price | 2010-10-08 | |
| 2010-10-04 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,500 77,079 owned after | $8.98 exercise price | 2010-10-04 | |
| 2010-10-01 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,100 28,148 owned after | $8.98 exercise price | 2010-10-04 | |
| 2010-09-30 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 39,248 owned after | $8.98 exercise price | 2010-10-04 | |
| 2010-08-16 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 0 owned after | $8.98 exercise price | 2010-08-18 | |
| 2010-08-16 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 2,000 owned after | $8.92 exercise price | 2010-08-18 | |
| 2010-06-15 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 500 owned after | $8.98 exercise price | 2010-06-17 | |
| 2010-06-15 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 4,000 owned after | $12.68 exercise price | 2010-06-17 | |
| 2010-04-26 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,000 70,325 owned after | $6.95 exercise price | 2010-04-27 | |
| 2010-04-15 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $8.98 exercise price | 2010-04-19 | |
| 2010-04-06 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,000 84,325 owned after | $6.95 exercise price | 2010-04-08 | |
| 2010-03-24 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +15,000 99,325 owned after | $6.95 exercise price | 2010-03-24 | |
| 2010-02-16 | Doran Patrick Joseph Officer (VP and Chief Technology Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 3,000 owned after | $8.98 exercise price | 2010-02-18 | |
| 2010-02-16 | Doran Patrick Joseph Officer (VP and Chief Technology Office) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,500 owned after | $8.92 exercise price | 2010-02-18 | |
| 2010-01-05 | McCormick James M Director, 10% Owner | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $15.89 exercise price | 2016-08-08 | |
| 2010-01-05 | Moore Donnie Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $15.89 exercise price | 2010-01-07 | |
| 2010-01-05 | McCormick James M Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $14.00 exercise price | 2010-01-07 | |
| 2010-01-05 | Hopkins Thomas J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $15.89 exercise price | 2010-01-07 | |
| 2010-01-05 | HOFFMAN CHARLES E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $15.89 exercise price | 2010-01-07 | |
| 2010-01-05 | CADOGAN WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $15.89 exercise price | 2010-01-07 |