Synchronoss Technologies, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-20: Reporting owner Tellez Omar; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-20: Reporting owner Putnam Christopher; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-18: Reporting owner Parkinson Robert Sean; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-17: Reporting owner Garcia Robert; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-20 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,378 126,215 owned after | $6.95 exercise price | 2007-12-26 | |
| 2007-12-20 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −447 4,700 owned after | $0.29 exercise price | 2007-12-21 | |
| 2007-12-18 | Parkinson Robert Sean Officer (President International Ops.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $33.32 exercise price | 2007-12-20 | |
| 2007-12-17 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,767 61,094 owned after | $1.84 exercise price | 2007-12-19 | |
| 2007-12-12 | Prague Ronald Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 70,200 owned after | $7.35 exercise price | 2007-12-14 | |
| 2007-12-06 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,378 128,593 owned after | $6.95 exercise price | 2007-12-10 | |
| 2007-12-05 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −689 2,259 owned after | $0.29 exercise price | 2007-12-07 | |
| 2007-12-05 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −311 5,147 owned after | $0.29 exercise price | 2007-12-07 | |
| 2007-12-04 | Tellez Omar Officer (Executive Vice President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,364 16,364 owned after | $36.10 exercise price | 2007-12-10 | |
| 2007-12-04 | Irving Lawrence R. Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,545 30,545 owned after | $36.10 exercise price | 2007-12-05 | |
| 2007-12-04 | Waldis Stephen G Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,818 51,818 owned after | $36.10 exercise price | 2007-12-05 | |
| 2007-12-04 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,364 16,364 owned after | $36.10 exercise price | 2007-12-05 | |
| 2007-12-04 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,091 13,091 owned after | $36.10 exercise price | 2007-12-05 | |
| 2007-12-04 | Prague Ronald Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,545 14,545 owned after | $36.10 exercise price | 2007-12-05 | |
| 2007-12-04 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,727 32,727 owned after | $36.10 exercise price | 2007-12-05 | |
| 2007-12-03 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,767 64,861 owned after | $1.84 exercise price | 2007-12-04 | |
| 2007-11-21 | Tellez Omar Officer (Executive Vice President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,376 130,971 owned after | $6.95 exercise price | 2007-12-05 | |
| 2007-11-21 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,376 130,971 owned after | $6.95 exercise price | 2007-11-23 | |
| 2007-11-20 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,953 68,628 owned after | $1.84 exercise price | 2007-11-23 | |
| 2007-11-19 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −447 5,458 owned after | $0.29 exercise price | 2007-11-21 | |
| 2007-11-14 | Prague Ronald Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 71,300 owned after | $7.35 exercise price | 2007-11-15 | |
| 2007-11-08 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −689 2,948 owned after | $0.29 exercise price | 2007-11-13 | |
| 2007-11-08 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −311 5,905 owned after | $0.29 exercise price | 2007-11-13 | |
| 2007-11-08 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,379 133,347 owned after | $6.95 exercise price | 2007-11-09 | |
| 2007-11-06 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,884 70,581 owned after | $1.84 exercise price | 2007-11-07 | |
| 2007-10-26 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,884 72,465 owned after | $1.84 exercise price | 2007-10-30 | |
| 2007-10-25 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −210 3,637 owned after | $0.29 exercise price | 2007-10-29 | |
| 2007-10-25 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −758 6,216 owned after | $0.29 exercise price | 2007-10-29 | |
| 2007-10-25 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,379 135,726 owned after | $6.95 exercise price | 2007-10-26 | |
| 2007-10-12 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,884 74,349 owned after | $1.84 exercise price | 2007-10-16 | |
| 2007-10-11 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 3,847 owned after | $0.29 exercise price | 2007-10-15 | |
| 2007-10-11 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,379 138,105 owned after | $6.95 exercise price | 2007-10-12 | |
| 2007-10-10 | Prague Ronald Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 72,500 owned after | $7.35 exercise price | 2007-10-11 | |
| 2007-09-28 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −210 4,847 owned after | $0.29 exercise price | 2007-10-02 | |
| 2007-09-28 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −758 6,974 owned after | $0.29 exercise price | 2007-10-02 | |
| 2007-09-27 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,379 140,484 owned after | $6.95 exercise price | 2007-09-28 | |
| 2007-09-25 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,767 76,233 owned after | $1.84 exercise price | 2007-09-26 | |
| 2007-09-13 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,379 142,863 owned after | $6.95 exercise price | 2007-09-14 | |
| 2007-09-12 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 5,057 owned after | $0.29 exercise price | 2007-09-14 | |
| 2007-09-10 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,767 0 owned after | $0.29 exercise price | 2007-09-12 | |
| 2007-09-10 | Prague Ronald Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,300 73,700 owned after | $7.35 exercise price | 2007-09-11 | |
| 2007-08-30 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,884 3,767 owned after | $0.29 exercise price | 2007-09-04 | |
| 2007-08-30 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,379 145,242 owned after | $6.95 exercise price | 2007-08-31 | |
| 2007-08-28 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −210 6,057 owned after | $0.29 exercise price | 2007-08-30 | |
| 2007-08-28 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −81 7,732 owned after | $0.29 exercise price | 2007-08-30 | |
| 2007-08-17 | Putnam Christopher Officer (Executive Vice President) | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 6,267 owned after | $0.29 exercise price | 2007-08-30 | |
| 2007-08-17 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 6,267 owned after | $0.29 exercise price | 2007-08-20 | |
| 2007-08-16 | Tellez Omar Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,379 147,621 owned after | $6.95 exercise price | 2007-08-17 | |
| 2007-08-15 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,815 5,651 owned after | $0.29 exercise price | 2007-08-16 | |
| 2007-07-30 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,233 0 owned after | $0.29 exercise price | 2007-07-31 | |
| 2007-07-30 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,534 7,466 owned after | $0.29 exercise price | 2007-07-31 | |
| 2007-07-19 | Garcia Robert Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,767 1,233 owned after | $0.29 exercise price | 2007-07-23 | |
| 2007-07-17 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −560 7,267 owned after | $0.29 exercise price | 2007-07-19 | |
| 2007-07-02 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −650 7,827 owned after | $0.29 exercise price | 2007-07-05 | |
| 2007-06-21 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −210 8,477 owned after | $0.29 exercise price | 2007-06-25 | |
| 2007-06-04 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 8,687 owned after | $0.29 exercise price | 2007-06-06 | |
| 2007-05-03 holding as of filing | Moore Donnie Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $22.50 exercise price | 2007-05-03 | ||
| 2007-04-30 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,813 owned after | $0.29 exercise price | 2007-05-02 | |
| 2007-04-27 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −313 9,687 owned after | $0.29 exercise price | 2007-05-01 | |
| 2007-04-13 | Putnam Christopher Officer (Executive Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −558 10,000 owned after | $0.29 exercise price | 2007-04-17 | |
| 2007-01-03 | McCormick James M Director, 10% Owner | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $14.00 exercise price | 2016-08-08 | |
| 2007-01-03 | McCormick James M Director, 10% Owner | 4 | Stock Option (Right to Purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $14.00 exercise price | 2016-08-08 | |
| 2007-01-03 | Yaphe Scott Director | 4/A | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-09 | |
| 2007-01-03 | Yaphe Scott Director | 4/A | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-09 | |
| 2007-01-03 | GRAYSON BRUNS H | Burgess R William JR | ABS VENTURES VI L P | Calvert Capital IV L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-09 | |
| 2007-01-03 | GRAYSON BRUNS H | Burgess R William JR | ABS VENTURES VI L P | Calvert Capital IV L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4/A | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-09 | |
| 2007-01-03 | Yaphe Scott Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-05 | |
| 2007-01-03 | Yaphe Scott Director | 4 | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-05 | |
| 2007-01-03 | Burgess R William JR | GRAYSON BRUNS H | ABS VENTURES VI L P | Calvert Capital IV L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −10,000 10,000 owned after | $14.00 exercise price | 2007-01-05 | |
| 2007-01-03 | Burgess R William JR | GRAYSON BRUNS H | ABS VENTURES VI L P | Calvert Capital IV L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −10,000 10,000 owned after | $14.00 exercise price | 2007-01-05 | |
| 2007-01-03 | CADOGAN WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-05 | |
| 2007-01-03 | CADOGAN WILLIAM J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-05 | |
| 2007-01-03 | McCormick James M Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-05 | |
| 2007-01-03 | McCormick James M Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-05 | |
| 2007-01-03 | HOFFMAN CHARLES E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-05 | |
| 2007-01-03 | HOFFMAN CHARLES E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-05 | |
| 2007-01-03 | Hopkins Thomas J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-05 | |
| 2007-01-03 | Hopkins Thomas J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.00 exercise price | 2007-01-05 |