SUTRON CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 33 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-07-27: Reporting owner DePodesta John F.; Form 4; Security Restricted Stock Units; Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2015-07-27: Reporting owner Linton Larry C.; Form 4; Security Restricted Stock Units; Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2015-07-27: Reporting owner Phipps Leland R.; Form 4; Security Restricted Stock Units; Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2015-07-27: Reporting owner Raval Ashish H.; Form 4; Security Restricted Stock Units; Transaction H Expiration (or cancellation) of long derivative position with value received.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-07-27 | DePodesta John F. Director | 4 | Restricted Stock Units Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −3,000 0 owned after | $8.50 | 2015-07-28 | |
| 2015-07-27 | Linton Larry C. Director | 4 | Restricted Stock Units Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −3,000 0 owned after | $8.50 | 2015-07-28 | |
| 2015-07-27 | Phipps Leland R. Director | 4 | Restricted Stock Units Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −3,000 0 owned after | $8.50 | 2015-07-28 | |
| 2015-07-27 | Raval Ashish H. Director, Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −12,500 0 owned after | $8.50 | 2015-07-28 | |
| 2014-06-11 | Linton Larry C. Director | 4 | Sutron Corporation Stock (Restricted Stock Unit) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −3,000 6,863 owned after | $5.00 | 2014-06-12 | |
| 2014-06-11 | DePodesta John F. Director | 4 | Sutron Corporation Stock (Restricted Stock Unit) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 6,863 owned after | $5.00 | 2014-06-12 | |
| 2014-06-11 | Phipps Leland R. Director | 4 | Sutron Corporation Stock (Restricted Stock Unit) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 6,863 owned after | $5.00 | 2014-06-12 | |
| 2014-05-08 | Linton Larry C. Director | 4 | Sutron Common Stock (Restricted Stock Units) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 6,000 owned after | $5.35 | 2014-06-12 | |
| 2014-05-08 | Linton Larry C. Director | 4 | Sutron Corporation Stock (Restricted Stock Unit) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,863 owned after | $0.00 | 2014-06-12 | |
| 2014-05-08 | DePodesta John F. Director | 4 | Sutron Common Stock (Restricted Stock Units) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 6,000 owned after | $5.35 | 2014-06-12 | |
| 2014-05-08 | DePodesta John F. Director | 4 | Sutron Corporation Stock (Restricted Stock Unit) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,863 owned after | $0.00 | 2014-06-12 | |
| 2014-05-08 | Phipps Leland R. Director | 4 | Sutron Common Stock (Restricted Stock Units) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 6,000 owned after | $5.35 | 2014-06-12 | |
| 2014-05-08 | Phipps Leland R. Director | 4 | Sutron Corporation Stock (Restricted Stock Unit) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 21,000 owned after | $0.00 | 2014-06-12 | |
| 2014-01-01 | McQuivey Raul S Director, Officer (Chairman, President, CEO), 10% Owner | 4 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | no price filed | 2014-05-20 | |
| 2014-01-01 | McQuivey Raul S Director, Officer (Chairman, President, CEO), 10% Owner | 4 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 0 owned after | no price filed | 2014-05-20 | |
| 2013-09-13 | Farrell Daniel W Officer (VP) | 4/A | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | C Conversion of derivative security | +1,000 2,000 owned after | $0.00 | 2013-10-24 | |
| 2013-09-13 | Raval Ashish H. Director, Officer (Senior VP) | 4/A | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | C Conversion of derivative security | −3,750 97,500 owned after | $0.00 | 2013-10-22 | |
| 2013-09-13 | Linton Larry C. Director | 4/A | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | C Conversion of derivative security | −3,000 6,863 owned after | $0.00 | 2013-10-22 | |
| 2013-09-13 | DePodesta John F. Director | 4/A | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | C Conversion of derivative security | −3,000 6,863 owned after | $0.00 | 2013-10-22 | |
| 2013-09-13 | Farrell Daniel W Officer (VP) | 4 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | C Conversion of derivative security | +1,000 2,000 owned after | $0.00 | 2013-10-03 | |
| 2013-09-13 | Linton Larry C. Director | 4 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | C Conversion of derivative security | −3,000 6,863 owned after | $0.00 | 2013-09-16 | |
| 2013-09-13 | DePodesta John F. Director | 4 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | C Conversion of derivative security | −3,000 6,863 owned after | $0.00 | 2013-09-16 | |
| 2013-09-13 | Raval Ashish H. Director, Officer (Sr VP) | 4 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | C Conversion of derivative security | −3,750 97,500 owned after | $0.00 | 2013-09-16 | |
| 2013-09-12 | Phipps Leland R. Director | 4 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | C Conversion of derivative security | −3,000 24,000 owned after | $0.00 | 2013-09-13 | |
| 2013-09-11 | Hooper Sidney Calvin Officer (CFO) | 4 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | C Conversion of derivative security | −1,000 8,000 owned after | $0.00 | 2013-09-13 | |
| 2013-01-01 | McQuivey Raul S Director, Officer (Chairman, President, CEO), 10% Owner | 4 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | no price filed | 2014-05-20 | |
| 2013-01-01 | McQuivey Raul S Director, Officer (Chairman, President, CEO), 10% Owner | 4 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 3,000 owned after | no price filed | 2014-05-20 | |
| 2013-01-01 | McQuivey Raul S Director, Officer (Chairman, President, CEO) | 5 | Restricted Stock Unit (RSU) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 3,000 owned after | no price filed | 2014-05-20 | |
| 2013-01-01 | McQuivey Raul S Director, Officer (Chairman, President, CEO) | 5 | Restricted Stock Unit (RSU) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 3,000 owned after | no price filed | 2014-05-20 | |
| 2012-05-09 | McQuivey Raul S Director, Officer (Chairman, President, CEO), 10% Owner | 4 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −6,000 116,000 owned after | no price filed | 2014-05-20 | |
| 2012-05-09 | McQuivey Raul S Director, Officer (Chairman, President, CEO) | 5 | Restricted Stock Unit (RSU) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 116,000 owned after | no price filed | 2014-05-20 | |
| 2012-05-09 | Raval Ashish H. Director, Officer (Sr. VP) | 5 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −30,000 105,000 owned after | $5.65 | 2013-07-10 | |
| 2012-05-09 | Hooper Sidney Calvin Officer (CFO) | 5 | Sutron Common Stock (Restricted Stock Unit) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −4,000 78,789 owned after | $0.00 | 2013-07-03 |