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SUTRON CORP Forms 3, 4 and 5: Other

SUTRON CORP Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows, 37 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2012-11-13: Reporting owner Raval Ashish H.; Form 5; Security Sutron Common Stock; Transaction C Conversion of derivative security.
  • 2012-10-08: Reporting owner Hooper Sidney Calvin; Form 5; Security Sutron Common Stock; Transaction C Conversion of derivative security.
  • 2011-03-31: Reporting owner Hooper Sidney Calvin; Form 4; Security Sutron Corporation; Transaction S Open market or private sale of non-derivative or derivative security.
  • 2011-03-30: Reporting owner Hooper Sidney Calvin; Form 4; Security Sutron Corporation; Transaction S Open market or private sale of non-derivative or derivative security.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2012-11-13Raval Ashish H.
Director, Officer (Sr. VP)
5Sutron Common Stock
Derivative · Direct
C Conversion of derivative security−25,000
105,000 owned after
$0.68
exercise price
2013-07-10
2012-10-08Hooper Sidney Calvin
Officer (CFO)
5Sutron Common Stock
Derivative · Direct
C Conversion of derivative security−75,000
78,789 owned after
$0.55
exercise price
2013-07-03
2011-03-31Hooper Sidney Calvin
Officer (CFO)
4Sutron Corporation
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−1
156,838 owned after
$7.602011-04-01
2011-03-30Hooper Sidney Calvin
Officer (CFO)
4Sutron Corporation
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−106
156,839 owned after
$7.702011-04-01
2011-03-29Hooper Sidney Calvin
Officer (CFO)
4Sutron Corporation
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−1,000
158,945 owned after
$7.702011-04-01
2011-03-28Hooper Sidney Calvin
Officer (CFO)
4Sutron Corporation
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−1,000
159,945 owned after
$7.802011-04-01
2010-12-29Hooper Sidney Calvin
Officer (CFO)
4Sutron Corporation
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−156
160,945 owned after
$6.982011-04-01
2010-12-23Hooper Sidney Calvin
Officer (CFO)
4Sutron Corporation
Non-derivative · Direct
G Bona fide gift−4,000
161,101 owned after
$6.582011-04-01
2010-12-22Hooper Sidney Calvin
Officer (CFO)
4Sutron Corporation
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−400
165,101 owned after
$6.552011-04-01
2010-12-21Hooper Sidney Calvin
Officer (CFO)
4Sutron Corporation
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−299
165,501 owned after
$6.702011-04-01
2010-12-20Hooper Sidney Calvin
Officer (CFO)
4Sutron Corporation
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−100
165,800 owned after
$6.702011-04-01
2007-06-04Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−300
457,298 owned after
$8.252007-06-04
2007-06-01Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security+920
457,598 owned after
$8.222007-06-04
2007-05-31Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−1,000
458,518 owned after
$8.202007-06-04
2007-05-30Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−1,500
459,518 owned after
$8.132007-05-30
2007-05-29Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−1,900
461,018 owned after
$8.012007-05-30
2007-05-24Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−120
462,918 owned after
$7.902007-05-30
2007-05-23Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−1,500
463,038 owned after
$7.802007-05-23
2007-05-08Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−750
464,538 owned after
$8.052007-05-14
2007-05-07Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−3,000
465,288 owned after
$8.062007-05-14
2007-05-04Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−9,000
468,288 owned after
$7.622007-05-14
2007-05-03Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−1,000
477,288 owned after
$7.182007-05-14
2007-05-02Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−5,000
478,288 owned after
$6.952007-05-14
2007-04-27Whitt Kenneth Wayne
10% Owner
4Sutron Corporation
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−1,049
483,288 owned after
$6.762007-05-14
2007-03-22Whitt Kenneth Wayne
10% Owner
4Sutron Corp
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−4,000
484,337 owned after
$7.722007-03-23
2007-02-12Whitt Kenneth Wayne
10% Owner
4Sutron Corp
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−1,000
488,337 owned after
$7.152007-02-13
2007-02-07Whitt Kenneth Wayne
10% Owner
4Sutron Corp
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−1,000
489,337 owned after
$7.102007-02-08
2007-02-06Whitt Kenneth Wayne
10% Owner
4Sutron Corp
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−1,100
490,337 owned after
$6.812007-02-07
2007-02-05Whitt Kenneth Wayne
10% Owner
4Sutron Corp
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−2,900
491,437 owned after
$6.722007-02-06
2007-02-01Whitt Kenneth Wayne
10% Owner
4Sutron Corp
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−10,964
494,337 owned after
$6.612007-02-02
2007-01-26Whitt Kenneth Wayne
10% Owner
4Sutron Corp
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−2,800
505,301 owned after
$6.632007-01-29
2007-01-22Whitt Kenneth Wayne
10% Owner
4SUTRON CORP
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−22,000
508,101 owned after
$6.502007-01-23
2006-12-06Whitt Kenneth Wayne
10% Owner
4SUTRON CORP [STRN]
Non-derivative · Indirect · By Living Trust
S Open market or private sale of non-derivative or derivative security−1,500
531,101 owned after
$7.072006-12-07
2006-01-04Keefer Thomas Nelson
Officer (Vice President)
4Sutron Corporation
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−12,500
390,000 owned after
$7.172006-03-14
2006-01-04Keefer Thomas Nelson
Officer (Vice President)
4Sutron Corporation
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−10,000
380,000 owned after
$7.512006-03-14
2006-01-03Keefer Thomas Nelson
Officer (Vice President)
4Sutron Corporation
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−10,000
410,000 owned after
$7.232006-03-14
2006-01-03Keefer Thomas Nelson
Officer (Vice President)
4Sutron Corporation
Non-derivative · Direct
S Open market or private sale of non-derivative or derivative security−7,500
402,500 owned after
$7.212006-03-14